| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 162,128 | 944,277 | +782,149 | 0.01 | 0.03 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 253,750 | +253,750 | 0.00 | 0.15 | +0.15 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 169,785 | +169,785 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 126,875 | +126,875 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 311,355 | 425,330 | +113,975 | 0.24 | 0.27 | +0.03 | buy |
| PERISCOPE CAPITAL INC. | 375,000 | 445,500 | +70,500 | 1.46 | 1.12 | -0.34 | buy |
| Governors Lane LP | 250,000 | 300,100 | +50,100 | 0.35 | 0.43 | +0.08 | buy |
| D. E. Shaw & Co., Inc. | 650,000 | 700,000 | +50,000 | 0.01 | 0.01 | -0.00 | buy |
| BCK CAPITAL MANAGEMENT LP | 100,000 | 103,313 | +3,313 | 0.89 | 1.13 | +0.25 | buy |
| Farther Finance Advisors, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 474 | +474 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 237 | +237 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 80,210 | 80,319 | +109 | 0.03 | 0.02 | -0.00 | buy |
| Jain Global LLC | 250,000 | 250,100 | +100 | 0.04 | 0.03 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 770,232 | 770,232 | 0 | 0.28 | 0.27 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 651,175 | 651,175 | 0 | 0.19 | 0.21 | +0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 48,984 | 48,984 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 250,000 | 250,000 | 0 | 0.81 | 0.82 | +0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 125,000 | 125,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CSS LLC/IL | 220,835 | 220,835 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 768,888 | 768,888 | 0 | 0.49 | 0.51 | +0.02 | hold |
| AQR Arbitrage LLC | 960,428 | 960,428 | 0 | 0.23 | 0.25 | +0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 498,437 | 498,437 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 16,125 | 16,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| WHITEBOX ADVISORS LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| LINDEN ADVISORS LP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 700,000 | 700,000 | 0 | 0.24 | 0.22 | -0.02 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.10 | 0.09 | -0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Magnetar Financial LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 850,000 | 850,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Hudson Bay Capital Management LP | 425,000 | 425,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 37,500 | 37,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.69 | 2.74 | +2.05 | hold |
| Westchester Capital Management, LLC | 1,225,000 | 1,225,000 | 0 | 0.74 | 0.66 | -0.08 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 650,000 | 650,000 | 0 | 0.45 | 0.43 | -0.02 | hold |
| Governors Lane LP | 250,000 | 250,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.07 | 0.10 | +0.03 | hold |
| PERISCOPE CAPITAL INC. | 212,700 | 212,700 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.29 | 0.25 | -0.04 | hold |
| Walleye Capital LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 114,650 | 114,650 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 339,570 | 339,570 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 12,500 | 12,362 | -138 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 253,564 | 253,164 | -400 | 0.02 | 0.01 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 125,000 | 123,000 | -2,000 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 648,206 | 643,869 | -4,337 | 0.11 | 0.10 | -0.01 | sell |
| Karpus Management, Inc. | 685,225 | 677,700 | -7,525 | 0.23 | 0.22 | -0.01 | sell |
| Wealthspring Capital LLC | 225,300 | 216,300 | -9,000 | 0.61 | 0.53 | -0.08 | sell |
| Verition Fund Management LLC | 134,721 | 118,308 | -16,413 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 85,000 | 53,243 | -31,757 | 0.01 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 56,575 | 5,475 | -51,100 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 123,800 | 49,500 | -74,300 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 74,383 | 0 | -74,383 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 100,402 | 24,098 | -76,304 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 650,000 | 550,000 | -100,000 | 0.01 | 0.01 | +0.00 | sell |
| Crossingbridge Advisors, LLC | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| TORONTO DOMINION BANK | 468,000 | 350,000 | -118,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 526,514 | 363,250 | -163,264 | 0.11 | 0.08 | -0.04 | sell |
| AQR Arbitrage LLC | 649,999 | 480,214 | -169,785 | 0.00 | 0.00 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 370,437 | 116,238 | -254,199 | 0.21 | 0.07 | -0.14 | sell |
| Sculptor Capital LP | 375,000 | 0 | -375,000 | 0.00 | 0.00 | -0.00 | sell |