| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Governors Lane LP | 300,100 | 700,000 | +399,900 | 0.43 | 0.67 | +0.25 | buy |
| D. E. Shaw & Co., Inc. | 700,000 | 853,875 | +153,875 | 0.01 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 253,750 | 369,581 | +115,831 | 0.15 | 0.18 | +0.03 | buy |
| DLD Asset Management, LP | 0 | 110,446 | +110,446 | 0.00 | 0.00 | +0.00 | buy |
| Governors Lane LP | 250,000 | 350,000 | +100,000 | 0.01 | 0.01 | -0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.09 | +0.09 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 126,875 | 184,993 | +58,118 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 33,772 | +33,772 | 0.00 | 0.01 | +0.01 | buy |
| Crossingbridge Advisors, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.07 | +0.07 | buy |
| Radcliffe Capital Management, L.P. | 425,330 | 449,055 | +23,725 | 0.27 | 0.26 | -0.02 | buy |
| ABC ARBITRAGE SA | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 770,232 | 783,339 | +13,107 | 0.27 | 0.21 | -0.05 | buy |
| MIZUHO SECURITIES USA LLC | 363,250 | 375,000 | +11,750 | 0.08 | 0.06 | -0.01 | buy |
| Verition Fund Management LLC | 118,308 | 127,413 | +9,105 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 944,277 | 950,140 | +5,863 | 0.03 | 0.02 | -0.01 | buy |
| GOLDMAN SACHS GROUP INC | 339,570 | 339,592 | +22 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 651,175 | 651,175 | 0 | 0.21 | 0.19 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 48,984 | 48,984 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 250,000 | 250,000 | 0 | 0.82 | 0.99 | +0.17 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 125,000 | 125,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BERKLEY W R CORP | 768,888 | 768,888 | 0 | 0.51 | 0.45 | -0.06 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 169,785 | 169,785 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 480,214 | 480,214 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 960,428 | 960,428 | 0 | 0.25 | 0.21 | -0.04 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 474 | 474 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 237 | 237 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 498,437 | 498,437 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 16,125 | 16,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 700,000 | 700,000 | 0 | 0.22 | 0.19 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 700,000 | 700,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.03 | 0.05 | +0.02 | hold |
| Magnetar Financial LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 37,500 | 37,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 75,000 | 75,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 2.74 | 2.97 | +0.23 | hold |
| Westchester Capital Management, LLC | 1,225,000 | 1,225,000 | 0 | 0.66 | 0.60 | -0.05 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 650,000 | 650,000 | 0 | 0.43 | 0.41 | -0.02 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.10 | 0.06 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 212,700 | 212,700 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.25 | 0.22 | -0.03 | hold |
| Walleye Capital LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 114,650 | 114,650 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 216,300 | 216,300 | 0 | 0.53 | 0.53 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 12,362 | 12,362 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jain Global LLC | 250,100 | 250,100 | 0 | 0.03 | 0.03 | -0.01 | hold |
| TORONTO DOMINION BANK | 24,098 | 24,098 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 123,000 | 121,000 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 80,319 | 76,309 | -4,010 | 0.02 | 0.02 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 5,475 | 0 | -5,475 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 677,700 | 672,200 | -5,500 | 0.22 | 0.19 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 53,243 | 34,057 | -19,186 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 253,164 | 228,160 | -25,004 | 0.01 | 0.01 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 445,500 | 415,959 | -29,541 | 1.12 | 0.84 | -0.28 | sell |
| GLAZER CAPITAL, LLC | 49,500 | 0 | -49,500 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 220,835 | 170,835 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 550,000 | 494,513 | -55,487 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 350,000 | 274,700 | -75,300 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| BCK CAPITAL MANAGEMENT LP | 103,313 | 0 | -103,313 | 1.13 | 0.00 | -1.13 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 250,000 | 137,513 | -112,487 | 0.01 | 0.01 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 116,238 | 0 | -116,238 | 0.07 | 0.00 | -0.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 643,869 | 505,754 | -138,115 | 0.10 | 0.07 | -0.02 | sell |
| Hudson Bay Capital Management LP | 425,000 | 281,068 | -143,932 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 850,000 | 512,489 | -337,511 | 0.05 | 0.03 | -0.02 | sell |