| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 650,000 | +650,000 | 0.00 | 0.09 | +0.09 | buy |
| WHITEBOX ADVISORS LLC | 0 | 650,000 | +650,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 225,000 | +225,000 | 0.00 | 0.06 | +0.06 | buy |
| K2 PRINCIPAL FUND, L.P. | 223,957 | 424,279 | +200,322 | 0.00 | 0.01 | +0.00 | buy |
| Centiva Capital, LP | 0 | 200,000 | +200,000 | 0.00 | 0.10 | +0.10 | buy |
| DLD Asset Management, LP | 15,138 | 205,518 | +190,380 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 164,154 | +164,154 | 0.00 | 0.30 | +0.30 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 101,170 | +101,170 | 0.00 | 0.04 | +0.04 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 85,411 | +85,411 | 0.00 | 0.04 | +0.04 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 51,307 | +51,307 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 350,000 | 400,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 37,200 | +37,200 | 0.00 | 0.62 | +0.62 | buy |
| METEORA CAPITAL, LLC | 58,273 | 89,234 | +30,961 | 0.05 | 0.07 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 489,484 | 517,688 | +28,204 | 0.27 | 0.40 | +0.13 | buy |
| Parallax Volatility Advisers, L.P. | 97,544 | 117,544 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 325,000 | 340,370 | +15,370 | 0.01 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 712,500 | 725,500 | +13,000 | 0.01 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 698,947 | 709,339 | +10,392 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.11 | +0.11 | buy |
| Logan Stone Capital, LLC | 48,560 | 58,159 | +9,599 | 0.12 | 0.17 | +0.04 | buy |
| Karpus Management, Inc. | 179,733 | 183,735 | +4,002 | 0.05 | 0.06 | +0.01 | buy |
| Virtu Financial LLC | 28,613 | 31,098 | +2,485 | 0.01 | 0.01 | +0.00 | buy |
| Atlantic Edge Private Wealth Management, LLC | 0 | 165 | +165 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,050,000 | 1,050,000 | 0 | 0.30 | 0.25 | -0.06 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.77 | 0.57 | -0.19 | hold |
| BERKLEY W R CORP | 396,768 | 396,768 | 0 | 0.23 | 0.22 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 411,978 | 411,978 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 639,026 | 639,026 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 339,951 | 339,951 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.25 | 0.28 | +0.03 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 2,414,026 | 2,414,026 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 599,812 | 599,812 | 0 | 0.16 | 0.14 | -0.01 | hold |
| Context Capital Management, LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.25 | 0.28 | +0.03 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.17 | 0.18 | +0.01 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 497,500 | 497,500 | 0 | 0.24 | 0.26 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,872 | 499,872 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.07 | +0.03 | hold |
| Verition Fund Management LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 18,479 | 18,479 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 1,000,000 | 1,000,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.37 | 0.37 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alpine Global Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.47 | 0.64 | +0.17 | hold |
| Mint Tower Capital Management B.V. | 199,600 | 199,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 43,642 | 43,642 | 0 | 0.07 | 0.07 | +0.00 | hold |
| HGC Investment Management Inc. | 650,539 | 650,539 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HGC Investment Management Inc. | 650,539 | 650,539 | 0 | 1.40 | 1.48 | +0.08 | hold |
| Shaolin Capital Management LLC | 400,000 | 400,000 | 0 | 0.15 | 0.17 | +0.02 | hold |
| Wealthspring Capital LLC | 333,325 | 333,325 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 256,090 | 256,090 | 0 | 0.61 | 0.62 | +0.01 | hold |
| Harraden Circle Investments, LLC | 272,177 | 272,177 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,992 | 98,992 | 0 | 0.96 | 1.09 | +0.13 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,992 | 98,992 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BARCLAYS PLC | 126 | 126 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,564,728 | 1,561,745 | -2,983 | 0.75 | 0.78 | +0.03 | sell |
| Schonfeld Strategic Advisors LLC | 250,650 | 247,554 | -3,096 | 0.01 | 0.02 | +0.01 | sell |
| TORONTO DOMINION BANK | 1,019,900 | 1,016,584 | -3,316 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 167,704 | 164,334 | -3,370 | 0.01 | 0.01 | +0.00 | sell |
| TORONTO DOMINION BANK | 36,500 | 30,000 | -6,500 | 0.00 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 405,813 | 398,309 | -7,504 | 0.25 | 0.22 | -0.03 | sell |
| BERKLEY W R CORP | 99,192 | 90,264 | -8,928 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 199,124 | 189,024 | -10,100 | 0.05 | 0.04 | -0.01 | sell |
| Verition Fund Management LLC | 137,060 | 124,720 | -12,340 | 0.01 | 0.01 | +0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 108,056 | 93,240 | -14,816 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 257,022 | 229,890 | -27,132 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,001,497 | 973,602 | -27,895 | 0.14 | 0.16 | +0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 28,903 | 0 | -28,903 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,338,022 | 1,306,254 | -31,768 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 134,124 | 99,948 | -34,176 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,305,022 | 1,254,947 | -50,075 | 0.28 | 0.21 | -0.07 | sell |
| PERISCOPE CAPITAL INC. | 365,756 | 300,000 | -65,756 | 0.72 | 0.54 | -0.18 | sell |
| JPMORGAN CHASE & CO | 200,000 | 100,000 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 387,003 | 226,927 | -160,076 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 167,604 | 0 | -167,604 | 0.38 | 0.00 | -0.38 | sell |
| MIZUHO SECURITIES USA LLC | 224,944 | 25,344 | -199,600 | 0.04 | 0.01 | -0.03 | sell |