| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 164,154 | 964,954 | +800,800 | 0.30 | 1.76 | +1.46 | buy |
| GLAZER CAPITAL, LLC | 189,024 | 969,557 | +780,533 | 0.04 | 0.25 | +0.21 | buy |
| TORONTO DOMINION BANK | 1,016,584 | 1,781,135 | +764,551 | 0.00 | 0.00 | +0.00 | buy |
| RiverPark Advisors, LLC | 0 | 690,800 | +690,800 | 0.00 | 3.27 | +3.27 | buy |
| METEORA CAPITAL, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 458,229 | +458,229 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 396,768 | 843,448 | +446,680 | 0.22 | 0.43 | +0.21 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 345,000 | +345,000 | 0.00 | 0.00 | +0.00 | buy |
| Ionic Capital Management LLC | 0 | 295,887 | +295,887 | 0.00 | 0.05 | +0.05 | buy |
| Mint Tower Capital Management B.V. | 0 | 199,600 | +199,600 | 0.00 | 0.24 | +0.24 | buy |
| Wealthspring Capital LLC | 256,090 | 435,927 | +179,837 | 0.62 | 1.01 | +0.38 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 163,062 | +163,062 | 0.00 | 0.06 | +0.06 | buy |
| Alpine Global Management, LLC | 250,000 | 385,000 | +135,000 | 0.01 | 0.01 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 93,240 | 224,501 | +131,261 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 51,720 | +51,720 | 0.00 | 0.01 | +0.01 | buy |
| StoneX Group Inc. | 0 | 50,000 | +50,000 | 0.00 | 0.02 | +0.02 | buy |
| TORONTO DOMINION BANK | 30,000 | 75,000 | +45,000 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 205,518 | 225,000 | +19,482 | 0.00 | 0.00 | -0.00 | buy |
| Verition Fund Management LLC | 124,720 | 140,476 | +15,756 | 0.01 | 0.01 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 25,344 | 35,615 | +10,271 | 0.01 | 0.01 | -0.00 | buy |
| AQR Arbitrage LLC | 1,306,254 | 1,313,591 | +7,337 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 400,000 | 403,545 | +3,545 | 0.00 | 0.00 | +0.00 | buy |
| Ionic Capital Management LLC | 0 | 3,366 | +3,366 | 0.00 | 0.03 | +0.03 | buy |
| PenderFund Capital Management Ltd. | 43,642 | 46,080 | +2,438 | 0.07 | 0.06 | -0.01 | buy |
| Arax Advisory Partners | 0 | 2,400 | +2,400 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 2,400 | +2,400 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 58,159 | 60,159 | +2,000 | 0.17 | 0.13 | -0.03 | buy |
| Radcliffe Capital Management, L.P. | 517,688 | 517,768 | +80 | 0.40 | 0.41 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 709,339 | 709,400 | +61 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 99,948 | 99,948 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,050,000 | 1,050,000 | 0 | 0.25 | 0.17 | -0.08 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.57 | 0.48 | -0.10 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 51,307 | 51,307 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 639,026 | 639,026 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 339,951 | 339,951 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.09 | 0.11 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 2,414,026 | 2,414,026 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 599,812 | 599,812 | 0 | 0.14 | 0.13 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.28 | 0.26 | -0.02 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.18 | 0.17 | -0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,872 | 499,872 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.07 | 0.05 | -0.03 | hold |
| Verition Fund Management LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 225,000 | 225,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Kepos Capital LP | 37,200 | 37,200 | 0 | 0.62 | 0.52 | -0.10 | hold |
| Rangeley Capital, LLC | 10,000 | 10,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.37 | 0.31 | -0.07 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| First Trust Capital Management L.P. | 398,309 | 398,309 | 0 | 0.22 | 0.24 | +0.03 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.64 | 0.52 | -0.12 | hold |
| Mint Tower Capital Management B.V. | 199,600 | 199,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 340,370 | 340,370 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 650,539 | 650,539 | 0 | 1.48 | 1.33 | -0.15 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 101,170 | 101,170 | 0 | 0.04 | 0.04 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,992 | 98,992 | 0 | 1.09 | 0.99 | -0.10 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,992 | 98,992 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Atlantic Edge Private Wealth Management, LLC | 165 | 165 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 126 | 100 | -26 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 333,325 | 330,625 | -2,700 | 0.01 | 0.01 | +0.00 | sell |
| Karpus Management, Inc. | 183,735 | 180,585 | -3,150 | 0.06 | 0.05 | -0.01 | sell |
| Bulldog Investors, LLP | 164,334 | 160,050 | -4,284 | 0.01 | 0.01 | -0.00 | sell |
| METEORA CAPITAL, LLC | 89,234 | 81,937 | -7,297 | 0.07 | 0.07 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 247,554 | 239,700 | -7,854 | 0.02 | 0.01 | -0.01 | sell |
| Parallax Volatility Advisers, L.P. | 117,544 | 100,000 | -17,544 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 18,479 | 0 | -18,479 | 0.02 | 0.00 | -0.02 | sell |
| Virtu Financial LLC | 31,098 | 12,152 | -18,946 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 973,602 | 949,129 | -24,473 | 0.16 | 0.13 | -0.03 | sell |
| BERKLEY W R CORP | 90,264 | 30,197 | -60,067 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 229,890 | 169,630 | -60,260 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 226,927 | 161,797 | -65,130 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 329,795 | -70,205 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 300,000 | 225,000 | -75,000 | 0.54 | 0.37 | -0.17 | sell |
| Parallax Volatility Advisers, L.P. | 85,411 | 0 | -85,411 | 0.04 | 0.00 | -0.04 | sell |
| K2 PRINCIPAL FUND, L.P. | 424,279 | 333,426 | -90,853 | 0.01 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,254,947 | 1,131,030 | -123,917 | 0.21 | 0.17 | -0.04 | sell |
| Harraden Circle Investments, LLC | 272,177 | 136,643 | -135,534 | 0.01 | 0.00 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 725,500 | 576,020 | -149,480 | 0.01 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 300,000 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 200,000 | 0 | -200,000 | 0.10 | 0.00 | -0.10 | sell |
| HGC Investment Management Inc. | 650,539 | 450,539 | -200,000 | 0.02 | 0.01 | -0.01 | sell |
| Shaolin Capital Management LLC | 400,000 | 167,126 | -232,874 | 0.17 | 0.10 | -0.07 | sell |
| Westchester Capital Management, LLC | 1,561,745 | 1,175,280 | -386,465 | 0.78 | 0.61 | -0.16 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |