| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 175,000 | 1,564,728 | +1,389,728 | 0.10 | 0.82 | +0.72 | buy |
| Westchester Capital Management, LLC | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.01 | +0.01 | buy |
| HGC Investment Management Inc. | 0 | 650,539 | +650,539 | 0.00 | 0.03 | +0.03 | buy |
| HGC Investment Management Inc. | 0 | 650,539 | +650,539 | 0.00 | 1.60 | +1.60 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 500,000 | +500,000 | 0.00 | 0.06 | +0.06 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 397,500 | +397,500 | 0.00 | 0.23 | +0.23 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 397,500 | +397,500 | 0.00 | 0.00 | +0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 86,973 | 450,000 | +363,027 | 0.09 | 0.34 | +0.24 | buy |
| D. E. Shaw & Co., Inc. | 700,000 | 990,000 | +290,000 | 0.01 | 0.01 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 167,400 | 411,978 | +244,578 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 500,000 | 700,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 500,000 | 700,000 | +200,000 | 0.00 | 0.01 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 250,000 | 400,002 | +150,002 | 0.95 | 0.98 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 350,000 | 498,175 | +148,175 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 50,600 | 172,988 | +122,388 | 0.13 | 0.40 | +0.27 | buy |
| Bulldog Investors, LLP | 50,600 | 172,988 | +122,388 | 0.00 | 0.01 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 296,609 | 393,475 | +96,866 | 0.00 | 0.00 | -0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 79,972 | +79,972 | 0.00 | 0.02 | +0.02 | buy |
| MIZUHO SECURITIES USA LLC | 175,000 | 217,046 | +42,046 | 0.04 | 0.04 | +0.01 | buy |
| TORONTO DOMINION BANK | 0 | 38,500 | +38,500 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 62,141 | 62,341 | +200 | 0.00 | 0.00 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 107,949 | 107,951 | +2 | 0.00 | 0.00 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 199,124 | 199,124 | 0 | 0.07 | 0.07 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,050,000 | 1,050,000 | 0 | 0.30 | 0.32 | +0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.63 | 0.64 | +0.01 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BERKLEY W R CORP | 396,768 | 396,768 | 0 | 0.25 | 0.26 | +0.01 | hold |
| BERKLEY W R CORP | 99,192 | 99,192 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,750,000 | 1,750,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 639,026 | 639,026 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.18 | 0.12 | -0.06 | hold |
| WHITEBOX ADVISORS LLC | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.27 | 0.25 | -0.02 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| LINDEN ADVISORS LP | 2,414,026 | 2,414,026 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 600,000 | 600,000 | 0 | 0.20 | 0.19 | -0.02 | hold |
| Context Capital Management, LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.08 | 0.06 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.24 | 0.23 | -0.01 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.09 | 0.11 | +0.02 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Verition Fund Management LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 100,000 | 0 | 0.18 | 0.11 | -0.08 | hold |
| K2 PRINCIPAL FUND, L.P. | 153,273 | 153,273 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Logan Stone Capital, LLC | 26,560 | 26,560 | 0 | 0.13 | 0.12 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpine Global Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 405,813 | 405,813 | 0 | 0.28 | 0.26 | -0.01 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.69 | 0.70 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 199,600 | 199,600 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 325,000 | 325,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| PenderFund Capital Management Ltd. | 24,448 | 24,448 | 0 | 0.06 | 0.04 | -0.02 | hold |
| Wealthspring Capital LLC | 334,825 | 334,825 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BARCLAYS PLC | 126 | 126 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 137,824 | 137,324 | -500 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 98,992 | -1,008 | 0.99 | 1.03 | +0.03 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 98,992 | -1,008 | 0.02 | 0.02 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 198,000 | -2,000 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 249,542 | 246,315 | -3,227 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 185,983 | 179,733 | -6,250 | 0.06 | 0.06 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 414,599 | 402,467 | -12,132 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 400,000 | 383,500 | -16,500 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 50,590 | 27,758 | -22,832 | 0.03 | 0.02 | -0.01 | sell |
| Verition Fund Management LLC | 212,093 | 167,990 | -44,103 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 350,000 | 305,071 | -44,929 | 0.03 | 0.02 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 480,265 | 427,445 | -52,820 | 0.37 | 0.27 | -0.10 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 871,919 | 810,419 | -61,500 | 0.15 | 0.12 | -0.03 | sell |
| CANTOR FITZGERALD, L. P. | 269,972 | 200,000 | -69,972 | 0.07 | 0.04 | -0.03 | sell |
| Wealthspring Capital LLC | 334,825 | 261,140 | -73,685 | 0.89 | 0.63 | -0.26 | sell |
| TORONTO DOMINION BANK | 1,074,800 | 1,000,000 | -74,800 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 79,972 | 0 | -79,972 | 0.03 | 0.00 | -0.03 | sell |
| Shaolin Capital Management LLC | 550,000 | 434,972 | -115,028 | 0.24 | 0.21 | -0.03 | sell |
| Bulldog Investors, LLP | 131,501 | 0 | -131,501 | 0.34 | 0.00 | -0.34 | sell |
| Schonfeld Strategic Advisors LLC | 149,135 | 0 | -149,135 | 0.01 | 0.00 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 232,571 | 33,995 | -198,576 | 0.18 | 0.02 | -0.16 | sell |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 0 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 250,000 | 0 | -250,000 | 0.57 | 0.00 | -0.57 | sell |
| AQR Arbitrage LLC | 1,556,600 | 1,305,022 | -251,578 | 0.37 | 0.34 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 102,372 | -397,628 | 0.28 | 0.06 | -0.22 | sell |
| CANTOR FITZGERALD, L. P. | 405,813 | 0 | -405,813 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 0 | -500,000 | 0.07 | 0.00 | -0.07 | sell |
| HGC Investment Management Inc. | 650,539 | 0 | -650,539 | 1.86 | 0.00 | -1.86 | sell |
| Westchester Capital Management, LLC | 1,000,000 | 0 | -1,000,000 | 0.60 | 0.00 | -0.60 | sell |