| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 499,872 | +102,372 | 0.00 | 0.00 | -0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 153,273 | 223,957 | +70,684 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 427,445 | 489,484 | +62,039 | 0.27 | 0.27 | +0.00 | buy |
| Logan Stone Capital, LLC | 26,560 | 48,560 | +22,000 | 0.12 | 0.12 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 217,046 | 224,944 | +7,898 | 0.04 | 0.04 | -0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 107,951 | 108,056 | +105 | 0.00 | 0.00 | -0.00 | buy |
| Context Capital Management, LLC | 600,000 | 599,812 | -188 | 0.19 | 0.16 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 137,324 | 134,124 | -3,200 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 261,140 | 256,090 | -5,050 | 0.63 | 0.61 | -0.01 | sell |
| Bulldog Investors, LLP | 172,988 | 167,704 | -5,284 | 0.01 | 0.01 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 400,002 | 365,756 | -34,246 | 0.64 | 0.42 | -0.22 | sell |
| Shaolin Capital Management LLC | 434,972 | 400,000 | -34,972 | 0.19 | 0.13 | -0.06 | sell |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 18,479 | -81,521 | 0.08 | 0.02 | -0.07 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 198,000 | 28,903 | -169,097 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 1,750,000 | 1,338,022 | -411,978 | 0.01 | 0.00 | -0.00 | sell |