| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 411,978 | +411,978 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 33,995 | 339,951 | +305,956 | 0.02 | 0.00 | -0.02 | buy |
| Harraden Circle Investments, LLC | 0 | 272,177 | +272,177 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 810,419 | 1,001,497 | +191,078 | 0.12 | 0.14 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 499,872 | +102,372 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 497,500 | +100,000 | 0.23 | 0.24 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 153,273 | 223,957 | +70,684 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 427,445 | 489,484 | +62,039 | 0.27 | 0.27 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 58,273 | +58,273 | 0.00 | 0.05 | +0.05 | buy |
| PenderFund Capital Management Ltd. | 0 | 43,642 | +43,642 | 0.00 | 0.07 | +0.07 | buy |
| Logan Stone Capital, LLC | 26,560 | 48,560 | +22,000 | 0.12 | 0.12 | +0.00 | buy |
| TORONTO DOMINION BANK | 1,000,000 | 1,019,900 | +19,900 | 0.00 | 0.00 | -0.00 | buy |
| DLD Asset Management, LP | 0 | 15,138 | +15,138 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 700,000 | 712,500 | +12,500 | 0.01 | 0.01 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 217,046 | 224,944 | +7,898 | 0.04 | 0.04 | -0.01 | buy |
| Virtu Financial LLC | 27,758 | 28,613 | +855 | 0.02 | 0.01 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 107,951 | 108,056 | +105 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Karpus Management, Inc. | 179,733 | 179,733 | 0 | 0.06 | 0.05 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 199,124 | 199,124 | 0 | 0.07 | 0.05 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,050,000 | 1,050,000 | 0 | 0.32 | 0.30 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.64 | 0.77 | +0.13 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 396,768 | 396,768 | 0 | 0.26 | 0.23 | -0.03 | hold |
| BERKLEY W R CORP | 99,192 | 99,192 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,305,022 | 1,305,022 | 0 | 0.34 | 0.28 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 639,026 | 639,026 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.25 | 0.25 | +0.00 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 2,414,026 | 2,414,026 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.23 | 0.25 | +0.02 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.11 | 0.17 | +0.07 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Verition Fund Management LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,564,728 | 1,564,728 | 0 | 0.82 | 0.75 | -0.07 | hold |
| Westchester Capital Management, LLC | 1,000,000 | 1,000,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.34 | 0.37 | +0.04 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Alpine Global Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| First Trust Capital Management L.P. | 405,813 | 405,813 | 0 | 0.26 | 0.25 | -0.01 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.70 | 0.47 | -0.23 | hold |
| Mint Tower Capital Management B.V. | 199,600 | 199,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 325,000 | 325,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 650,539 | 650,539 | 0 | 0.03 | 0.02 | -0.01 | hold |
| HGC Investment Management Inc. | 650,539 | 650,539 | 0 | 1.60 | 1.40 | -0.20 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,992 | 98,992 | 0 | 1.03 | 0.96 | -0.07 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,992 | 98,992 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BARCLAYS PLC | 126 | 126 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 411,978 | 411,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 600,000 | 599,812 | -188 | 0.19 | 0.16 | -0.03 | sell |
| MILLENNIUM MANAGEMENT LLC | 700,000 | 698,947 | -1,053 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 334,825 | 333,325 | -1,500 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 38,500 | 36,500 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 137,324 | 134,124 | -3,200 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 261,140 | 256,090 | -5,050 | 0.63 | 0.61 | -0.01 | sell |
| Bulldog Investors, LLP | 172,988 | 167,704 | -5,284 | 0.01 | 0.01 | -0.00 | sell |
| Bulldog Investors, LLP | 172,988 | 167,604 | -5,384 | 0.40 | 0.38 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 402,467 | 387,003 | -15,464 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 24,448 | 0 | -24,448 | 0.04 | 0.00 | -0.04 | sell |
| Verition Fund Management LLC | 167,990 | 137,060 | -30,930 | 0.01 | 0.01 | -0.00 | sell |
| Shaolin Capital Management LLC | 383,500 | 350,000 | -33,500 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 400,002 | 365,756 | -34,246 | 0.98 | 0.72 | -0.26 | sell |
| Shaolin Capital Management LLC | 434,972 | 400,000 | -34,972 | 0.21 | 0.15 | -0.06 | sell |
| JPMORGAN CHASE & CO | 246,315 | 200,000 | -46,315 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 305,071 | 250,650 | -54,421 | 0.02 | 0.01 | -0.01 | sell |
| MIZUHO SECURITIES USA LLC | 62,341 | 0 | -62,341 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 79,972 | 0 | -79,972 | 0.02 | 0.00 | -0.02 | sell |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 18,479 | -81,521 | 0.11 | 0.02 | -0.09 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 198,000 | 28,903 | -169,097 | 0.01 | 0.00 | -0.01 | sell |
| CANTOR FITZGERALD, L. P. | 200,000 | 0 | -200,000 | 0.04 | 0.00 | -0.04 | sell |
| Schonfeld Strategic Advisors LLC | 498,175 | 257,022 | -241,153 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 393,475 | 97,544 | -295,931 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,750,000 | 1,338,022 | -411,978 | 0.01 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 650,000 | 0 | -650,000 | 0.12 | 0.00 | -0.12 | sell |
| WHITEBOX ADVISORS LLC | 650,000 | 0 | -650,000 | 0.00 | 0.00 | -0.00 | sell |