| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 157,393 | +157,393 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 324,000 | 450,000 | +126,000 | 0.19 | 0.22 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 324,000 | 450,000 | +126,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 50,000 | 150,000 | +100,000 | 0.02 | 0.06 | +0.03 | buy |
| MIZUHO SECURITIES USA LLC | 574,144 | 632,951 | +58,807 | 0.12 | 0.11 | -0.01 | buy |
| BERKLEY W R CORP | 532,089 | 581,865 | +49,776 | 0.35 | 0.34 | -0.02 | buy |
| Shaolin Capital Management LLC | 160,000 | 175,000 | +15,000 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 750,245 | 762,638 | +12,393 | 0.11 | 0.11 | -0.00 | buy |
| MANGROVE PARTNERS IM, LLC | 76,598 | 77,638 | +1,040 | 0.06 | 0.07 | +0.01 | buy |
| MANGROVE PARTNERS IM, LLC | 402,229 | 403,269 | +1,040 | 0.01 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 199,996 | 200,045 | +49 | 0.07 | 0.05 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 146,800 | 146,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI FUNDS LLC | 146,800 | 146,800 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 65,000 | 65,000 | 0 | 0.21 | 0.25 | +0.04 | hold |
| AQR Arbitrage LLC | 530,607 | 530,607 | 0 | 0.14 | 0.12 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 271,875 | 271,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 229,090 | 229,090 | 0 | 0.15 | 0.13 | -0.02 | hold |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 700,000 | 700,000 | 0 | 0.15 | 0.14 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 700,000 | 700,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 395,572 | 395,572 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 443,000 | 443,000 | 0 | 0.24 | 0.22 | -0.02 | hold |
| Westchester Capital Management, LLC | 385,000 | 385,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 264,000 | 264,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Warberg Asset Management LLC | 76,190 | 76,190 | 0 | 0.22 | 0.24 | +0.02 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.25 | 0.22 | -0.03 | hold |
| Harraden Circle Investments, LLC | 696,325 | 696,325 | 0 | 0.03 | 0.03 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 157,393 | 157,393 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 203,200 | 203,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 203,200 | 203,200 | 0 | 0.33 | 0.32 | -0.02 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 426,700 | 418,371 | -8,329 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 49,662 | 40,000 | -9,662 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 77,550 | 50,000 | -27,550 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 85,000 | 51,100 | -33,900 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 887,400 | 844,700 | -42,700 | 0.29 | 0.23 | -0.05 | sell |
| MIZUHO SECURITIES USA LLC | 49,931 | 0 | -49,931 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 99,918 | 49,953 | -49,965 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 50,000 | 0 | -50,000 | 0.01 | 0.00 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 58,400 | 0 | -58,400 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 212,804 | 100,000 | -112,804 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 700,000 | 542,607 | -157,393 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 500,000 | 250,000 | -250,000 | 0.02 | 0.01 | -0.01 | sell |