| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 680,699 | 680,699 | 0 | 0.02 | 0.03 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 592,400 | 592,400 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 525,000 | 525,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 574,990 | 524,990 | -50,000 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 424,761 | 414,354 | -10,407 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 0 | 404,814 | +404,814 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 563,884 | 404,814 | -159,070 | 0.00 | 0.01 | +0.00 | sell |
| Hudson Bay Capital Management LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 368,411 | 368,411 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 207,299 | -10,200 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 792,719 | 200,000 | -592,719 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 162,346 | 162,344 | -2 | 0.04 | 0.04 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 592,400 | 130,000 | -462,400 | 0.30 | 0.07 | -0.23 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 125,239 | 125,239 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 106,993 | 53,846 | -53,147 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.04 | +0.04 | buy |
| Westchester Capital Management, LLC | 404,900 | 21,004 | -383,896 | 0.20 | 0.01 | -0.19 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 104,454 | 8,786 | -95,668 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 4,957 | 4,957 | 0 | 0.01 | 0.01 | +0.00 | hold |
| FNY Investment Advisers, LLC | 0 | 1,200 | +1,200 | 0.00 | 0.00 | 0.00 | buy |
| COOPERMAN LEON G | 0 | 1,100 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 20,000 | 0 | -20,000 | 0.08 | 0.00 | -0.08 | sell |
| BERKLEY W R CORP | 722,015 | 0 | -722,015 | 0.43 | 0.00 | -0.43 | sell |
| AQR Arbitrage LLC | 414,354 | 0 | -414,354 | 0.09 | 0.00 | -0.09 | sell |
| Radcliffe Capital Management, L.P. | 15,017 | 0 | -15,017 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 641,151 | 0 | -641,151 | 0.10 | 0.00 | -0.10 | sell |
| Polar Asset Management Partners Inc. | 525,000 | 0 | -525,000 | 0.11 | 0.00 | -0.11 | sell |
| Hudson Bay Capital Management LP | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,871 | 0 | -31,871 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 574,990 | 0 | -574,990 | 0.16 | 0.00 | -0.16 | sell |
| UBS Group AG | 87,871 | 0 | -87,871 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 36 | 0 | -36 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 696,145 | 0 | -696,145 | 0.12 | 0.00 | -0.12 | sell |
| GOLDMAN SACHS GROUP INC | 125,339 | 0 | -125,339 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 191,614 | 0 | -191,614 | 0.00 | 0.00 | -0.00 | sell |