| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 427,400 | 592,400 | +165,000 | 0.25 | 0.30 | +0.04 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 427,400 | 592,400 | +165,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 125,239 | +125,239 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 635,000 | 696,145 | +61,145 | 0.13 | 0.12 | -0.01 | buy |
| Shaolin Capital Management LLC | 310,000 | 368,411 | +58,411 | 0.00 | 0.00 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 529,297 | 563,884 | +34,587 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 4,957 | +4,957 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 0 | 36 | +36 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 20,000 | 20,000 | 0 | 0.07 | 0.08 | +0.01 | hold |
| BERKLEY W R CORP | 106,993 | 106,993 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 414,354 | 414,354 | 0 | 0.11 | 0.09 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 217,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 15,017 | 15,017 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 525,000 | 525,000 | 0 | 0.11 | 0.11 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 525,000 | 525,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 400,000 | 400,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 404,900 | 404,900 | 0 | 0.22 | 0.20 | -0.02 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 574,990 | 574,990 | 0 | 0.15 | 0.16 | +0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 574,990 | 574,990 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 680,699 | 680,699 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 125,339 | 125,339 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 792,719 | 792,719 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UBS Group AG | 87,922 | 87,871 | -51 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 32,096 | 31,871 | -225 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 722,303 | 722,015 | -288 | 0.48 | 0.43 | -0.06 | sell |
| GLAZER CAPITAL, LLC | 175,099 | 162,346 | -12,753 | 0.06 | 0.04 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 656,189 | 641,151 | -15,038 | 0.10 | 0.10 | -0.00 | sell |
| TORONTO DOMINION BANK | 220,000 | 191,614 | -28,386 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 223,381 | 104,454 | -118,927 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 550,000 | 424,761 | -125,239 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 167,467 | 0 | -167,467 | 0.10 | 0.00 | -0.10 | sell |