| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 1,024,734 | 1,822,598 | +797,864 | 0.58 | 1.00 | +0.42 | buy |
| Centiva Capital, LP | 1,791,194 | 1,791,194 | 0 | 1.10 | 0.86 | -0.24 | hold |
| Magnetar Financial LLC | 1,650,000 | 1,650,000 | 0 | 0.16 | 0.17 | +0.01 | hold |
| GLAZER CAPITAL, LLC | 1,450,000 | 1,578,382 | +128,382 | 0.39 | 0.34 | -0.04 | buy |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| Hudson Bay Capital Management LP | 1,266,599 | 1,266,599 | 0 | 0.07 | 0.08 | +0.00 | hold |
| Harraden Circle Investments, LLC | 1,115,008 | 1,115,008 | 0 | 0.08 | 0.06 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 1,100,000 | 1,100,000 | 0 | 0.22 | 0.27 | +0.05 | hold |
| AQR Arbitrage LLC | 1,125,872 | 1,073,937 | -51,935 | 0.24 | 0.18 | -0.06 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 1,000,000 | 1,000,000 | 0 | 0.21 | 0.37 | +0.17 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 33,489 | 899,940 | +866,451 | 0.00 | 0.14 | +0.14 | buy |
| METEORA CAPITAL, LLC | 826,401 | 826,401 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Magnetar Financial LLC | 825,000 | 825,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.11 | 0.13 | +0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 799,248 | 799,248 | 0 | 0.01 | 0.01 | -0.01 | hold |
| LMR Partners LLP | 772,757 | 772,757 | 0 | 0.08 | 0.07 | -0.00 | hold |
| LINDEN ADVISORS LP | 744,699 | 744,699 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 433,460 | 703,632 | +270,172 | 0.21 | 0.35 | +0.14 | buy |
| Crossingbridge Advisors, LLC | 0 | 635,000 | +635,000 | 0.00 | 1.18 | +1.18 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 631,366 | +631,366 | 0.00 | 0.29 | +0.29 | buy |
| LMR Partners LLP | 625,000 | 625,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 572,436 | 559,973 | -12,463 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 521,341 | 521,341 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 500,000 | 500,000 | 0 | 0.23 | 0.32 | +0.09 | hold |
| Shaolin Capital Management LLC | 361,000 | 411,000 | +50,000 | 0.01 | 0.00 | -0.00 | buy |
| Mint Tower Capital Management B.V. | 410,668 | 410,668 | 0 | 0.50 | 0.39 | -0.11 | hold |
| Saba Capital Management, L.P. | 406,561 | 406,561 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 405,124 | 405,124 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 292,974 | 400,000 | +107,026 | 0.11 | 0.17 | +0.06 | buy |
| Radcliffe Capital Management, L.P. | 347,482 | 371,764 | +24,282 | 0.19 | 0.29 | +0.09 | buy |
| CSS LLC/IL | 364,881 | 364,881 | 0 | 0.21 | 0.21 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 278,043 | 359,490 | +81,447 | 0.00 | 0.00 | +0.00 | buy |
| First Trust Capital Management L.P. | 774,998 | 352,000 | -422,998 | 0.48 | 0.19 | -0.29 | sell |
| MIZUHO SECURITIES USA LLC | 340,846 | 342,043 | +1,197 | 0.06 | 0.08 | +0.02 | buy |
| ARISTEIA CAPITAL, L.L.C. | 337,650 | 337,650 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Verition Fund Management LLC | 326,195 | 326,195 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Logan Stone Capital, LLC | 316,198 | 323,861 | +7,663 | 0.79 | 0.92 | +0.13 | buy |
| GLAZER CAPITAL, LLC | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 100,000 | 280,622 | +180,622 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 336,901 | 279,501 | -57,400 | 0.01 | 0.01 | -0.01 | sell |
| Walleye Capital LLC | 269,848 | 277,787 | +7,939 | 0.00 | 0.00 | -0.00 | buy |
| PERISCOPE CAPITAL INC. | 195,000 | 275,000 | +80,000 | 0.38 | 0.49 | +0.11 | buy |
| Mercuria Capital Strategies, LLC | 270,908 | 270,908 | 0 | 1.56 | 1.06 | -0.50 | hold |
| BANK OF MONTREAL /CAN/ | 513,500 | 260,000 | -253,500 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 219,907 | 219,907 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 355,204 | 208,300 | -146,904 | 0.37 | 0.23 | -0.15 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 202,562 | 202,562 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Governors Lane LP | 195,760 | 195,760 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 190,901 | 190,901 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Massar Capital Management, LP | 180,000 | 180,000 | 0 | 0.36 | 0.37 | +0.01 | hold |
| HGC Investment Management Inc. | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 173,906 | 173,906 | 0 | 0.08 | 0.09 | +0.01 | hold |
| DLD Asset Management, LP | 168,806 | 168,806 | 0 | 0.18 | 0.18 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 109,400 | 167,873 | +58,473 | 0.01 | 0.01 | +0.01 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 165,606 | +165,606 | 0.00 | 0.07 | +0.07 | buy |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 292,805 | 148,765 | -144,040 | 0.70 | 0.36 | -0.34 | sell |
| PEAK6 LLC | 146,262 | 146,262 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 87,500 | 137,500 | +50,000 | 0.01 | 0.01 | +0.00 | buy |
| Jefferies Financial Group Inc. | 130,774 | 130,774 | 0 | 0.01 | 0.02 | +0.01 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 110,000 | 120,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 118,825 | 118,825 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 102,595 | 102,595 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 160,735 | 100,059 | -60,676 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.38 | 0.29 | -0.10 | hold |
| BlueCrest Capital Management Ltd | 0 | 100,000 | +100,000 | 0.00 | 0.10 | +0.10 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 98,853 | 98,853 | 0 | 0.96 | 1.08 | +0.13 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 87,472 | 87,472 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITADEL ADVISORS LLC | 60,531 | 60,584 | +53 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 57,712 | +57,712 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 61,147 | 57,420 | -3,727 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 54,258 | 53,332 | -926 | 0.15 | 0.14 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 50,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 100,000 | 50,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 49,427 | 49,427 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 46,008 | +46,008 | 0.00 | 0.00 | +0.00 | buy |
| Cannon Global Investment Management, LLC | 37,000 | 41,700 | +4,700 | 0.99 | 1.03 | +0.04 | buy |
| HRT FINANCIAL LP | 40,000 | 40,196 | +196 | 0.00 | 0.00 | -0.00 | buy |
| Tuttle Capital Management, LLC | 40,000 | 40,000 | 0 | 0.90 | 0.67 | -0.22 | hold |
| Westchester Capital Management, LLC | 37,499 | 37,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 34,577 | 32,757 | -1,820 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 295,522 | 32,610 | -262,912 | 0.01 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Radcliffe Capital Management, L.P. | 26,343 | 26,343 | 0 | 0.00 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 18,398 | 18,398 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Rangeley Capital, LLC | 0 | 15,500 | +15,500 | 0.00 | 0.17 | +0.17 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 13,500 | 13,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TWO SIGMA SECURITIES, LLC | 17,259 | 11,649 | -5,610 | 0.00 | 0.00 | -0.00 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |