| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Magnetar Financial LLC | 1,650,000 | 1,650,000 | 0 | 0.17 | 0.16 | -0.01 | hold |
| Centiva Capital, LP | 1,791,194 | 1,538,392 | -252,802 | 0.86 | 0.54 | -0.31 | sell |
| LINDEN ADVISORS LP | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.08 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1,578,382 | 1,440,092 | -138,290 | 0.34 | 0.37 | +0.03 | sell |
| Governors Lane LP | 0 | 1,350,000 | +1,350,000 | 0.00 | 1.42 | +1.42 | buy |
| Harraden Circle Investments, LLC | 1,115,008 | 1,341,238 | +226,230 | 0.06 | 0.12 | +0.06 | buy |
| Hudson Bay Capital Management LP | 1,266,599 | 1,266,599 | 0 | 0.08 | 0.06 | -0.02 | hold |
| BERKLEY W R CORP | 1,822,598 | 1,225,999 | -596,599 | 1.00 | 0.63 | -0.37 | sell |
| Polar Asset Management Partners Inc. | 1,100,000 | 1,100,000 | 0 | 0.27 | 0.21 | -0.06 | hold |
| AQR Arbitrage LLC | 1,073,937 | 1,080,090 | +6,153 | 0.18 | 0.16 | -0.02 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 1,000,000 | 1,000,000 | 0 | 0.37 | 0.24 | -0.13 | hold |
| METEORA CAPITAL, LLC | 826,401 | 826,401 | 0 | 0.02 | 0.05 | +0.03 | hold |
| Magnetar Financial LLC | 825,000 | 825,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 799,248 | 799,248 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 772,757 | 772,757 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Verition Fund Management LLC | 190,901 | 745,812 | +554,911 | 0.02 | 0.06 | +0.04 | buy |
| LINDEN ADVISORS LP | 744,699 | 744,699 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 703,632 | 703,632 | 0 | 0.35 | 0.37 | +0.02 | hold |
| Harraden Circle Investments, LLC | 0 | 649,284 | +649,284 | 0.00 | 0.87 | +0.87 | buy |
| LMR Partners LLP | 625,000 | 625,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 500,000 | 619,514 | +119,514 | 0.32 | 0.22 | -0.10 | buy |
| Crossingbridge Advisors, LLC | 635,000 | 615,000 | -20,000 | 1.18 | 1.14 | -0.04 | sell |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 899,940 | 597,648 | -302,292 | 0.14 | 0.08 | -0.06 | sell |
| AQR Arbitrage LLC | 559,973 | 563,549 | +3,576 | 0.00 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 359,490 | 534,490 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 500,000 | 500,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 410,668 | 410,668 | 0 | 0.39 | 0.51 | +0.12 | hold |
| Saba Capital Management, L.P. | 406,561 | 406,561 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Shaolin Capital Management LLC | 411,000 | 406,300 | -4,700 | 0.00 | 0.02 | +0.01 | sell |
| GOLDMAN SACHS GROUP INC | 405,124 | 405,124 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 371,764 | 392,553 | +20,789 | 0.29 | 0.31 | +0.03 | buy |
| First Trust Capital Management L.P. | 352,000 | 352,000 | 0 | 0.19 | 0.22 | +0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 337,650 | 348,250 | +10,600 | 0.08 | 0.06 | -0.02 | buy |
| DLD Asset Management, LP | 168,806 | 300,008 | +131,202 | 0.18 | 0.26 | +0.08 | buy |
| Hudson Bay Capital Management LP | 521,341 | 300,000 | -221,341 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 32,610 | 300,000 | +267,390 | 0.00 | 0.01 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 631,366 | 294,700 | -336,666 | 0.29 | 0.11 | -0.17 | sell |
| Governors Lane LP | 195,760 | 285,006 | +89,246 | 0.01 | 0.02 | +0.01 | buy |
| Walleye Capital LLC | 277,787 | 277,787 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 275,000 | 275,000 | 0 | 0.49 | 0.46 | -0.03 | hold |
| Mercuria Capital Strategies, LLC | 270,908 | 270,908 | 0 | 1.06 | 1.74 | +0.68 | hold |
| CSS LLC/IL | 364,881 | 270,809 | -94,072 | 0.21 | 0.13 | -0.08 | sell |
| MILLENNIUM MANAGEMENT LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Shaolin Capital Management LLC | 400,000 | 248,281 | -151,719 | 0.17 | 0.15 | -0.02 | sell |
| GLAZER CAPITAL, LLC | 290,000 | 235,885 | -54,115 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 202,562 | 202,562 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 280,622 | 198,605 | -82,017 | 0.00 | 0.00 | +0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 279,501 | 193,127 | -86,374 | 0.01 | 0.01 | +0.01 | sell |
| Massar Capital Management, LP | 180,000 | 183,942 | +3,942 | 0.37 | 0.66 | +0.29 | buy |
| MIZUHO SECURITIES USA LLC | 342,043 | 175,096 | -166,947 | 0.08 | 0.03 | -0.05 | sell |
| HGC Investment Management Inc. | 175,000 | 175,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 173,906 | 173,606 | -300 | 0.09 | 0.09 | -0.00 | sell |
| SONA ASSET MANAGEMENT (US) LLC | 165,606 | 165,606 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Verition Fund Management LLC | 326,195 | 151,242 | -174,953 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 167,873 | 150,000 | -17,873 | 0.01 | 0.01 | -0.01 | sell |
| Wealthspring Capital LLC | 150,000 | 150,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Wealthspring Capital LLC | 148,765 | 148,765 | 0 | 0.36 | 0.35 | -0.01 | hold |
| PEAK6 LLC | 146,262 | 146,262 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 118,825 | 139,819 | +20,994 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 137,500 | 137,500 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Jefferies Financial Group Inc. | 130,774 | 130,774 | 0 | 0.02 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 102,595 | 105,995 | +3,400 | 0.00 | 0.01 | +0.00 | buy |
| BlueCrest Capital Management Ltd | 100,000 | 100,000 | 0 | 0.10 | 0.04 | -0.05 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,853 | 98,853 | 0 | 1.08 | 1.00 | -0.08 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 95,473 | -4,527 | 0.29 | 0.23 | -0.06 | sell |
| Radcliffe Capital Management, L.P. | 26,343 | 93,872 | +67,529 | 0.00 | 0.01 | +0.00 | buy |
| CSS LLC/IL | 219,907 | 88,938 | -130,969 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 87,472 | 87,472 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 100,059 | 75,500 | -24,559 | 0.00 | 0.00 | +0.00 | sell |
| StoneX Group Inc. | 0 | 65,410 | +65,410 | 0.00 | 0.03 | +0.03 | buy |
| OMERS ADMINISTRATION Corp | 57,712 | 57,712 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 57,420 | 51,962 | -5,458 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 32,610 | 51,000 | +18,390 | 0.00 | 0.00 | +0.00 | buy |
| LEVIN CAPITAL STRATEGIES, L.P. | 10,000 | 50,085 | +40,085 | 0.01 | 0.04 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 120,000 | 50,000 | -70,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,427 | 49,427 | 0 | 0.01 | 0.03 | +0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 46,008 | 46,008 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cannon Global Investment Management, LLC | 41,700 | 42,100 | +400 | 1.03 | 1.33 | +0.30 | buy |
| Quarry LP | 0 | 42,004 | +42,004 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 37,499 | 37,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 0 | 35,512 | +35,512 | 0.00 | 0.00 | +0.00 | buy |
| Tuttle Capital Management, LLC | 40,000 | 30,577 | -9,423 | 0.67 | 0.22 | -0.46 | sell |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 18,398 | 18,398 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HRT FINANCIAL LP | 0 | 17,761 | +17,761 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 15,500 | 16,000 | +500 | 0.17 | 0.16 | -0.02 | buy |
| Rangeley Capital, LLC | 0 | 11,538 | +11,538 | 0.00 | 0.11 | +0.11 | buy |
| StoneX Group Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |