| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 99,220 | 1,024,734 | +925,514 | 0.07 | 0.58 | +0.51 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 513,500 | +513,500 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 649,422 | 1,115,008 | +465,586 | 0.08 | 0.08 | -0.01 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 440,434 | +440,434 | 0.00 | 0.13 | +0.13 | buy |
| Westchester Capital Management, LLC | 0 | 433,460 | +433,460 | 0.00 | 0.21 | +0.21 | buy |
| Mint Tower Capital Management B.V. | 0 | 410,668 | +410,668 | 0.00 | 0.50 | +0.50 | buy |
| Centiva Capital, LP | 1,401,778 | 1,791,194 | +389,416 | 1.36 | 1.10 | -0.26 | buy |
| Fort Baker Capital Management LP | 0 | 352,163 | +352,163 | 0.00 | 0.40 | +0.40 | buy |
| CSS LLC/IL | 14,802 | 364,881 | +350,079 | 0.01 | 0.21 | +0.20 | buy |
| Logan Stone Capital, LLC | 0 | 316,198 | +316,198 | 0.00 | 0.79 | +0.79 | buy |
| Mercuria Capital Strategies, LLC | 0 | 270,908 | +270,908 | 0.00 | 1.56 | +1.56 | buy |
| LINDEN ADVISORS LP | 1,250,000 | 1,500,000 | +250,000 | 0.09 | 0.09 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 100,000 | 340,846 | +240,846 | 0.02 | 0.06 | +0.04 | buy |
| K2 PRINCIPAL FUND, L.P. | 152,268 | 336,901 | +184,633 | 0.01 | 0.01 | +0.00 | buy |
| Alpine Global Management, LLC | 124,403 | 300,000 | +175,597 | 0.23 | 0.68 | +0.44 | buy |
| Jefferies Financial Group Inc. | 18,914 | 130,774 | +111,860 | 0.00 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 0 | 102,595 | +102,595 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 419,742 | 521,341 | +101,599 | 0.00 | 0.00 | -0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 255,204 | 355,204 | +100,000 | 0.28 | 0.37 | +0.09 | buy |
| Shaolin Capital Management LLC | 200,000 | 292,974 | +92,974 | 0.10 | 0.11 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 50,000 | 110,000 | +60,000 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 55,569 | 109,400 | +53,831 | 0.00 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 130,156 | 173,906 | +43,750 | 0.08 | 0.08 | +0.01 | buy |
| Westchester Capital Management, LLC | 0 | 37,499 | +37,499 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 30,000 | +30,000 | 0.00 | 0.03 | +0.03 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 278,043 | +28,043 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 65,078 | 87,472 | +22,394 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 18,843 | +18,843 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 18,398 | +18,398 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 17,259 | +17,259 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 179,400 | 195,000 | +15,600 | 0.45 | 0.38 | -0.07 | buy |
| Cannon Global Investment Management, LLC | 23,742 | 37,000 | +13,258 | 0.62 | 0.99 | +0.37 | buy |
| Shaolin Capital Management LLC | 350,000 | 361,000 | +11,000 | 0.01 | 0.01 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 23,785 | 33,489 | +9,704 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 53,279 | 60,531 | +7,252 | 0.00 | 0.00 | -0.00 | buy |
| Diametric Capital, LP | 50,000 | 54,258 | +4,258 | 0.19 | 0.15 | -0.05 | buy |
| CSS LLC/IL | 215,711 | 219,907 | +4,196 | 0.01 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 344,382 | 347,482 | +3,100 | 0.22 | 0.19 | -0.03 | buy |
| FNY Investment Advisers, LLC | 0 | 2,600 | +2,600 | 0.00 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 168,755 | 168,806 | +51 | 0.23 | 0.18 | -0.05 | buy |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 337,650 | 337,650 | 0 | 0.11 | 0.10 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 118,825 | 118,825 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.33 | 0.38 | +0.05 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 17,860 | 17,860 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 202,562 | 202,562 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 572,436 | 572,436 | 0 | 0.01 | 0.00 | -0.01 | hold |
| AQR Arbitrage LLC | 1,125,872 | 1,125,872 | 0 | 0.30 | 0.24 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 799,248 | 799,248 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 61,147 | 61,147 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 26,343 | 26,343 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 744,699 | 744,699 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.11 | 0.11 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,650,000 | 1,650,000 | 0 | 0.10 | 0.16 | +0.06 | hold |
| Magnetar Financial LLC | 825,000 | 825,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 146,262 | 146,262 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 1,266,599 | 1,266,599 | 0 | 0.08 | 0.07 | -0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 500,000 | 500,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 1,000,000 | 1,000,000 | 0 | 0.21 | 0.21 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 34,577 | 34,577 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 406,561 | 406,561 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 625,000 | 625,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 772,757 | 772,757 | 0 | 0.10 | 0.08 | -0.03 | hold |
| Tuttle Capital Management, LLC | 40,000 | 40,000 | 0 | 1.57 | 0.90 | -0.68 | hold |
| PERISCOPE CAPITAL INC. | 87,500 | 87,500 | 0 | 0.01 | 0.01 | -0.01 | hold |
| HGC Investment Management Inc. | 175,000 | 175,000 | 0 | 0.03 | 0.01 | -0.01 | hold |
| Wealthspring Capital LLC | 150,000 | 150,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| METEORA CAPITAL, LLC | 826,401 | 826,401 | 0 | 0.06 | 0.03 | -0.03 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,427 | 49,427 | 0 | 0.03 | 0.02 | -0.02 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,853 | 98,853 | 0 | 1.06 | 0.96 | -0.10 | hold |
| Massar Capital Management, LP | 180,000 | 180,000 | 0 | 0.67 | 0.36 | -0.31 | hold |
| GOLDMAN SACHS GROUP INC | 405,124 | 405,124 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 500,000 | 500,000 | 0 | 0.26 | 0.23 | -0.03 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 226,724 | 226,724 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITADEL ADVISORS LLC | 27,022 | 26,975 | -47 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 40,817 | 40,000 | -817 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 4,630 | 1,008 | -3,622 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 300,000 | 292,805 | -7,195 | 0.74 | 0.70 | -0.04 | sell |
| Rangeley Capital, LLC | 10,000 | 0 | -10,000 | 0.10 | 0.00 | -0.10 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 27,215 | 13,500 | -13,715 | 0.02 | 0.01 | -0.01 | sell |
| Soltis Investment Advisors LLC | 13,800 | 0 | -13,800 | 0.01 | 0.00 | -0.01 | sell |
| StoneX Group Inc. | 25,858 | 10,000 | -15,858 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 287,400 | 269,848 | -17,552 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 18,900 | 0 | -18,900 | 0.19 | 0.00 | -0.19 | sell |
| Rangeley Capital, LLC | 317,050 | 289,514 | -27,536 | 3.10 | 2.53 | -0.57 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 44,788 | 0 | -44,788 | 0.03 | 0.00 | -0.03 | sell |
| ROYAL BANK OF CANADA | 45,000 | 0 | -45,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 51,971 | 0 | -51,971 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 58,732 | 0 | -58,732 | 0.00 | 0.00 | -0.00 | sell |