| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 523,500 | 1,378,703 | +855,203 | 0.02 | 0.08 | +0.06 | buy |
| Hudson Bay Capital Management LP | 0 | 550,000 | +550,000 | 0.00 | 0.03 | +0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 462,795 | +462,795 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 232,790 | 543,109 | +310,319 | 0.01 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 56,098 | 357,357 | +301,259 | 0.00 | 0.02 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 25,006 | 250,059 | +225,053 | 0.02 | 0.00 | -0.01 | buy |
| TORONTO DOMINION BANK | 150,000 | 366,938 | +216,938 | 0.00 | 0.01 | +0.00 | buy |
| Fort Baker Capital Management LP | 0 | 207,736 | +207,736 | 0.00 | 0.24 | +0.24 | buy |
| Shaolin Capital Management LLC | 371,756 | 490,000 | +118,244 | 0.18 | 0.19 | +0.01 | buy |
| Quarry LP | 0 | 110,500 | +110,500 | 0.00 | 0.19 | +0.19 | buy |
| DLD Asset Management, LP | 0 | 106,713 | +106,713 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 40,894 | 140,894 | +100,000 | 0.05 | 0.15 | +0.10 | buy |
| METEORA CAPITAL, LLC | 0 | 70,773 | +70,773 | 0.00 | 0.06 | +0.06 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| PERISCOPE CAPITAL INC. | 432,800 | 450,000 | +17,200 | 1.07 | 0.90 | -0.17 | buy |
| Radcliffe Capital Management, L.P. | 650,000 | 667,119 | +17,119 | 0.41 | 0.37 | -0.03 | buy |
| StoneX Group Inc. | 25,000 | 32,876 | +7,876 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 150,018 | 152,018 | +2,000 | 0.03 | 0.03 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 462,795 | 462,806 | +11 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 499,998 | 499,998 | 0 | 0.08 | 0.06 | -0.02 | hold |
| Sculptor Capital LP | 1,980,000 | 1,980,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 160,000 | 160,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| BERKLEY W R CORP | 396,960 | 396,960 | 0 | 0.26 | 0.23 | -0.03 | hold |
| BERKLEY W R CORP | 124,050 | 124,050 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,490,205 | 1,490,205 | 0 | 0.38 | 0.32 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,375,000 | 1,375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Context Capital Management, LLC | 162,191 | 162,191 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 112,191 | 112,191 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 1,500,000 | 1,500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.04 | 0.06 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,872 | 299,872 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 500,000 | 500,000 | 0 | 0.10 | 0.10 | +0.00 | hold |
| Verition Fund Management LLC | 145,005 | 145,005 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 112,006 | 112,006 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 995,939 | 995,939 | 0 | 0.52 | 0.48 | -0.04 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2,000,000 | 2,000,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 750,000 | 750,000 | 0 | 0.10 | 0.08 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 125,316 | 125,316 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Alpine Global Management, LLC | 330,002 | 330,002 | 0 | 0.01 | 0.02 | +0.01 | hold |
| First Trust Capital Management L.P. | 380,000 | 380,000 | 0 | 0.25 | 0.24 | -0.01 | hold |
| Governors Lane LP | 250,000 | 250,000 | 0 | 0.35 | 0.24 | -0.11 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 175,000 | 175,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HGC Investment Management Inc. | 1,500,000 | 1,500,000 | 0 | 0.09 | 0.10 | +0.02 | hold |
| HGC Investment Management Inc. | 1,500,000 | 1,500,000 | 0 | 3.72 | 3.28 | -0.44 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 197,655 | 197,655 | 0 | 0.05 | 0.06 | +0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 197,656 | 197,656 | 0 | 2.07 | 1.94 | -0.13 | hold |
| Jain Global LLC | 500,000 | 500,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 449,998 | -2 | 0.34 | 0.38 | +0.04 | sell |
| FNY Investment Advisers, LLC | 322 | 212 | -110 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,872 | 297,500 | -2,372 | 0.17 | 0.14 | -0.03 | sell |
| Virtu Financial LLC | 13,112 | 0 | -13,112 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 66,628 | 53,157 | -13,471 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 236,499 | 219,394 | -17,105 | 0.02 | 0.01 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,316 | 45,316 | -30,000 | 0.02 | 0.01 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 398,909 | 364,209 | -34,700 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 38,365 | 0 | -38,365 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 1,194,892 | 1,155,161 | -39,731 | 0.41 | 0.31 | -0.09 | sell |
| Schonfeld Strategic Advisors LLC | 248,327 | 164,095 | -84,232 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 750,000 | 650,000 | -100,000 | 0.01 | 0.01 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 499,766 | 325,000 | -174,766 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 1,000,000 | 812,332 | -187,668 | 0.21 | 0.17 | -0.04 | sell |
| Decagon Asset Management LLP | 355,203 | 0 | -355,203 | 0.04 | 0.00 | -0.04 | sell |
| TORONTO DOMINION BANK | 1,008,800 | 613,561 | -395,239 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,980,000 | 1,517,205 | -462,795 | 0.01 | 0.01 | -0.00 | sell |
| Sculptor Capital LP | 1,000,000 | 500,000 | -500,000 | 0.14 | 0.06 | -0.08 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2,000,000 | 850,000 | -1,150,000 | 0.04 | 0.01 | -0.02 | sell |