| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 0 | 284,734 | +284,734 | 0.00 | 0.14 | +0.14 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 400,000 | +100,000 | 0.18 | 0.20 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 400,000 | +100,000 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 60,105 | +60,105 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 400,549 | +549 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 105,800 | 105,800 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GABELLI FUNDS LLC | 151,755 | 151,755 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.65 | 0.79 | +0.14 | hold |
| BERKLEY W R CORP | 462,604 | 462,604 | 0 | 0.31 | 0.27 | -0.04 | hold |
| BERKLEY W R CORP | 35,724 | 35,724 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 186,895 | 186,895 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 69,819 | 69,819 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 17,800 | 17,800 | 0 | 0.05 | 0.06 | +0.00 | hold |
| Dakota Wealth Management | 29,333 | 29,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 856,615 | 856,615 | 0 | 0.04 | 0.03 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 60,105 | 60,105 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 139,200 | 139,200 | 0 | 0.23 | 0.22 | -0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 177,000 | 177,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 47,610 | 47,610 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 188,714 | 186,258 | -2,456 | 0.01 | 0.02 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 444,185 | 438,855 | -5,330 | 0.07 | 0.06 | -0.00 | sell |
| Karpus Management, Inc. | 225,287 | 218,287 | -7,000 | 0.07 | 0.06 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 183,709 | 171,209 | -12,500 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 203,000 | 174,866 | -28,134 | 0.15 | 0.15 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 189,895 | 150,095 | -39,800 | 0.07 | 0.04 | -0.02 | sell |
| TORONTO DOMINION BANK | 145,000 | 88,326 | -56,674 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 250,000 | 189,895 | -60,105 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 91,962 | 11,575 | -80,387 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 0 | -100,000 | 0.06 | 0.00 | -0.06 | sell |
| TWO SIGMA INVESTMENTS, LP | 161,582 | 54,705 | -106,877 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 0 | -125,000 | 0.02 | 0.00 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 250,000 | 0 | -250,000 | 0.62 | 0.00 | -0.62 | sell |
| MIZUHO SECURITIES USA LLC | 582,000 | 12,398 | -569,602 | 0.12 | 0.00 | -0.12 | sell |