| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 751,472 | 751,472 | 0 | 0.04 | 0.02 | -0.01 | hold |
| MIZUHO SECURITIES USA LLC | 660,414 | 600,000 | -60,414 | 0.11 | 0.15 | +0.03 | sell |
| Hudson Bay Capital Management LP | 450,000 | 450,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 422,329 | +22,329 | 0.00 | 0.00 | -0.00 | buy |
| BERKLEY W R CORP | 356,642 | 407,586 | +50,944 | 0.20 | 0.23 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 502,944 | 397,896 | -105,048 | 0.07 | 0.06 | -0.01 | sell |
| Westchester Capital Management, LLC | 330,000 | 330,000 | 0 | 0.16 | 0.17 | +0.01 | hold |
| Westchester Capital Management, LLC | 330,000 | 330,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 320,200 | 310,200 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 298,856 | 296,281 | -2,575 | 0.08 | 0.10 | +0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,840 | 249,840 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,695 | 249,695 | 0 | 0.12 | 0.13 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 240,898 | 240,898 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 240,000 | 240,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 207,793 | 207,793 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 200,000 | -25,000 | 0.05 | 0.05 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 175,000 | 0 | 0.68 | 0.51 | -0.17 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 170,892 | 170,665 | -227 | 0.02 | 0.01 | -0.01 | sell |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 171,236 | 150,000 | -21,236 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 133,588 | 129,913 | -3,675 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 131,588 | 124,747 | -6,841 | 0.03 | 0.02 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 123,000 | 122,000 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.12 | 0.10 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,800 | 57,800 | 0 | 0.09 | 0.09 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,800 | 57,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 42,200 | 42,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 41,432 | 41,449 | +17 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 41,412 | 41,412 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Concurrent Investment Advisors, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 5,166 | +5,166 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 0 | -75,000 | 0.02 | 0.00 | -0.02 | sell |
| TWO SIGMA INVESTMENTS, LP | 111,168 | 0 | -111,168 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 125,125 | 0 | -125,125 | 0.07 | 0.00 | -0.07 | sell |
| MANGROVE PARTNERS IM, LLC | 240,898 | 0 | -240,898 | 0.20 | 0.00 | -0.20 | sell |
| Warberg Asset Management LLC | 14,600 | 0 | -14,600 | 0.04 | 0.00 | -0.04 | sell |
| HGC Investment Management Inc. | 150,000 | 0 | -150,000 | 0.33 | 0.00 | -0.33 | sell |
| TORONTO DOMINION BANK | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |