| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 751,472 | 751,472 | 0 | 0.02 | 0.01 | -0.01 | hold |
| MIZUHO SECURITIES USA LLC | 600,000 | 469,800 | -130,200 | 0.15 | 0.08 | -0.07 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 422,329 | 432,344 | +10,015 | 0.00 | 0.00 | -0.00 | buy |
| BERKLEY W R CORP | 407,586 | 407,586 | 0 | 0.23 | 0.21 | -0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 397,896 | 384,693 | -13,203 | 0.06 | 0.05 | -0.01 | sell |
| Westchester Capital Management, LLC | 330,000 | 330,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 310,200 | 312,481 | +2,281 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 296,281 | 284,991 | -11,290 | 0.10 | 0.09 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,840 | 249,840 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 240,898 | 240,898 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,695 | 184,375 | -65,320 | 0.13 | 0.09 | -0.04 | sell |
| BERKLEY W R CORP | 207,793 | 179,343 | -28,450 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 173,367 | -1,633 | 0.51 | 0.43 | -0.08 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 170,665 | 165,065 | -5,600 | 0.01 | 0.01 | -0.00 | sell |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 150,000 | 135,000 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 330,000 | 130,200 | -199,800 | 0.17 | 0.07 | -0.10 | sell |
| AQR Arbitrage LLC | 129,913 | 130,013 | +100 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 124,747 | 124,747 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 122,000 | 121,922 | -78 | 0.00 | 0.00 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,800 | 57,800 | 0 | 0.09 | 0.09 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,800 | 57,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 42,200 | 42,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 41,412 | 41,412 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 41,449 | 41,412 | -37 | 0.00 | 0.00 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Logan Stone Capital, LLC | 0 | 13,220 | +13,220 | 0.00 | 0.03 | +0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 5,166 | 5,166 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 450,000 | 0 | -450,000 | 0.03 | 0.00 | -0.03 | sell |
| Mint Tower Capital Management B.V. | 100,000 | 0 | -100,000 | 0.10 | 0.00 | -0.10 | sell |
| Shaolin Capital Management LLC | 240,000 | 0 | -240,000 | 0.10 | 0.00 | -0.10 | sell |