| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 0 | 330,000 | +330,000 | 0.00 | 0.17 | +0.17 | buy |
| Westchester Capital Management, LLC | 0 | 330,000 | +330,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 184,375 | +184,375 | 0.00 | 0.11 | +0.11 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 184,375 | +184,375 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 150,000 | +150,000 | 0.00 | 0.37 | +0.37 | buy |
| HGC Investment Management Inc. | 0 | 150,000 | +150,000 | 0.00 | 0.01 | +0.01 | buy |
| Harraden Circle Investments, LLC | 634,550 | 751,472 | +116,922 | 0.03 | 0.04 | +0.01 | buy |
| Shaolin Capital Management LLC | 239,600 | 320,200 | +80,600 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 57,800 | +57,800 | 0.00 | 0.09 | +0.09 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 57,800 | +57,800 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 0 | 42,200 | +42,200 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 0 | 42,200 | +42,200 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 425,000 | 463,078 | +38,078 | 0.07 | 0.07 | -0.00 | buy |
| TORONTO DOMINION BANK | 246,763 | 279,000 | +32,237 | 0.01 | 0.01 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 296,561 | 308,711 | +12,150 | 0.10 | 0.10 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 600,500 | 602,136 | +1,636 | 0.13 | 0.12 | -0.01 | buy |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 175,000 | 0 | 0.55 | 0.57 | +0.02 | hold |
| BERKLEY W R CORP | 356,642 | 356,642 | 0 | 0.22 | 0.23 | +0.01 | hold |
| BERKLEY W R CORP | 207,793 | 207,793 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 125,125 | 125,125 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 450,000 | 450,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 240,898 | 240,898 | 0 | 0.26 | 0.18 | -0.08 | hold |
| MANGROVE PARTNERS IM, LLC | 240,898 | 240,898 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 14,600 | 14,600 | 0 | 0.04 | 0.04 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 279,600 | 279,600 | 0 | 0.12 | 0.14 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 41,412 | 41,412 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| AQR Arbitrage LLC | 133,588 | 131,588 | -2,000 | 0.03 | 0.03 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 171,392 | -3,608 | 0.01 | 0.01 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 149,800 | 123,000 | -26,800 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 29,203 | 0 | -29,203 | 0.01 | 0.00 | -0.01 | sell |
| StoneX Group Inc. | 40,000 | 0 | -40,000 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 42,200 | 0 | -42,200 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,800 | 0 | -57,800 | 0.09 | 0.00 | -0.09 | sell |
| MIZUHO SECURITIES USA LLC | 80,600 | 0 | -80,600 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 316,922 | 171,236 | -145,686 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 150,000 | 0 | -150,000 | 0.43 | 0.00 | -0.43 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 65,465 | -184,535 | 0.14 | 0.04 | -0.10 | sell |
| Westchester Capital Management, LLC | 330,000 | 0 | -330,000 | 0.20 | 0.00 | -0.20 | sell |