| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 184,375 | 249,840 | +65,465 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 184,375 | 249,695 | +65,320 | 0.11 | 0.12 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 602,136 | 660,414 | +58,278 | 0.12 | 0.11 | -0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 41,412 | +41,412 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 463,078 | 502,944 | +39,866 | 0.07 | 0.07 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 41,412 | 41,432 | +20 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 42,200 | 42,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 175,000 | 175,000 | 0 | 0.57 | 0.68 | +0.11 | hold |
| BERKLEY W R CORP | 356,642 | 356,642 | 0 | 0.23 | 0.20 | -0.03 | hold |
| BERKLEY W R CORP | 207,793 | 207,793 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 131,588 | 131,588 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Radcliffe Capital Management, L.P. | 125,125 | 125,125 | 0 | 0.08 | 0.07 | -0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 123,000 | 123,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 450,000 | 450,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Westchester Capital Management, LLC | 330,000 | 330,000 | 0 | 0.17 | 0.16 | -0.02 | hold |
| Westchester Capital Management, LLC | 330,000 | 330,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 240,898 | 240,898 | 0 | 0.18 | 0.20 | +0.02 | hold |
| MANGROVE PARTNERS IM, LLC | 240,898 | 240,898 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Warberg Asset Management LLC | 14,600 | 14,600 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.12 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.37 | 0.33 | -0.04 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Shaolin Capital Management LLC | 320,200 | 320,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 751,472 | 751,472 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Concurrent Investment Advisors, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,800 | 57,800 | 0 | 0.09 | 0.09 | -0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 57,800 | 57,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 171,236 | 171,236 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 171,392 | 170,892 | -500 | 0.01 | 0.02 | +0.00 | sell |
| Karpus Management, Inc. | 308,711 | 298,856 | -9,855 | 0.10 | 0.08 | -0.02 | sell |
| TORONTO DOMINION BANK | 279,000 | 250,000 | -29,000 | 0.01 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 279,600 | 240,000 | -39,600 | 0.14 | 0.09 | -0.04 | sell |
| AQR Arbitrage LLC | 175,000 | 133,588 | -41,412 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 42,200 | 0 | -42,200 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 65,465 | 0 | -65,465 | 0.04 | 0.00 | -0.04 | sell |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 111,168 | -70,082 | 0.00 | 0.00 | -0.00 | sell |