| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 399,744 | +399,744 | 0.00 | 0.24 | +0.24 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 399,744 | +399,744 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 451,315 | 832,654 | +381,339 | 0.02 | 0.02 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 626,322 | 987,487 | +361,165 | 0.11 | 0.15 | +0.04 | buy |
| LINDEN ADVISORS LP | 800,000 | 1,150,000 | +350,000 | 0.05 | 0.08 | +0.03 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 280,470 | +280,470 | 0.00 | 0.22 | +0.22 | buy |
| D. E. Shaw & Co., Inc. | 888,000 | 1,138,500 | +250,500 | 0.01 | 0.01 | +0.00 | buy |
| METEORA CAPITAL, LLC | 1,217,614 | 1,439,593 | +221,979 | 2.34 | 1.58 | -0.76 | buy |
| PERISCOPE CAPITAL INC. | 325,000 | 450,000 | +125,000 | 1.26 | 1.14 | -0.13 | buy |
| Harraden Circle Investments, LLC | 2,925,000 | 3,025,000 | +100,000 | 0.21 | 0.16 | -0.05 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 87,630 | +87,630 | 0.00 | 0.02 | +0.02 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 50,000 | +50,000 | 0.00 | 0.03 | +0.03 | buy |
| StoneX Group Inc. | 10,396 | 43,436 | +33,040 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 171,200 | 200,000 | +28,800 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 127,252 | 150,000 | +22,748 | 0.00 | 0.00 | +0.00 | buy |
| Sculptor Capital LP | 0 | 11,800 | +11,800 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 1,224,464 | 1,229,465 | +5,001 | 0.45 | 0.43 | -0.02 | buy |
| BCK CAPITAL MANAGEMENT LP | 100,000 | 103,311 | +3,311 | 0.89 | 1.14 | +0.25 | buy |
| Verition Fund Management LLC | 676,573 | 676,619 | +46 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 278,880 | 278,880 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 154,900 | 154,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 700,000 | 700,000 | 0 | 2.26 | 2.31 | +0.05 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 700,000 | 700,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BERKLEY W R CORP | 346,265 | 346,265 | 0 | 0.22 | 0.23 | +0.01 | hold |
| AQR Arbitrage LLC | 1,600,000 | 1,600,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 474,821 | 474,821 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 175,000 | 175,000 | 0 | 0.05 | 0.03 | -0.02 | hold |
| WHITEBOX ADVISORS LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 40,000 | 40,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,300,000 | 1,300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 500,000 | 500,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Calamos Advisors LLC | 500,000 | 500,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,025,000 | 1,025,000 | 0 | 0.26 | 0.22 | -0.05 | hold |
| Polar Asset Management Partners Inc. | 1,525,000 | 1,525,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 950,000 | 950,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 1,338,300 | 1,338,300 | 0 | 0.09 | 0.08 | -0.01 | hold |
| K2 PRINCIPAL FUND, L.P. | 136,000 | 136,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,186,200 | 1,186,200 | 0 | 0.71 | 0.64 | -0.08 | hold |
| Westchester Capital Management, LLC | 850,000 | 850,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 443,751 | 443,751 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 443,751 | 443,751 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Yakira Capital Management, Inc. | 150,000 | 150,000 | 0 | 0.57 | 0.58 | +0.01 | hold |
| Yakira Capital Management, Inc. | 120,000 | 120,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 567,500 | 567,500 | 0 | 0.40 | 0.38 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 650,000 | 650,000 | 0 | 1.01 | 0.85 | -0.16 | hold |
| Mint Tower Capital Management B.V. | 650,000 | 650,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 275,000 | 275,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| HGC Investment Management Inc. | 1,575,200 | 1,575,200 | 0 | 4.51 | 3.98 | -0.52 | hold |
| Shaolin Capital Management LLC | 700,000 | 700,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MIZUHO SECURITIES USA LLC | 49,000 | 49,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 360,208 | 360,208 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 197,115 | 197,115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 372,400 | 372,400 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,100 | 220,100 | 0 | 0.35 | 0.37 | +0.02 | hold |
| Verition Fund Management LLC | 150,000 | 149,927 | -73 | 0.01 | 0.01 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 39,846 | 39,300 | -546 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 421,453 | 418,663 | -2,790 | 0.03 | 0.02 | -0.01 | sell |
| AQR Arbitrage LLC | 1,219,792 | 1,216,792 | -3,000 | 0.29 | 0.32 | +0.03 | sell |
| Bulldog Investors, LLP | 416,526 | 412,874 | -3,652 | 1.08 | 0.99 | -0.09 | sell |
| Bulldog Investors, LLP | 152,582 | 148,930 | -3,652 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 406,483 | 400,333 | -6,150 | 1.11 | 0.99 | -0.12 | sell |
| Schonfeld Strategic Advisors LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 537,100 | 512,173 | -24,927 | 0.42 | 0.33 | -0.09 | sell |
| Schonfeld Strategic Advisors LLC | 56,635 | 29,982 | -26,653 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 28,407 | 0 | -28,407 | 0.01 | 0.00 | -0.01 | sell |
| Parallax Volatility Advisers, L.P. | 123,800 | 50,000 | -73,800 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 1,575,200 | 1,475,700 | -99,500 | 0.12 | 0.10 | -0.02 | sell |
| StoneX Group Inc. | 99,971 | 0 | -99,971 | 0.05 | 0.00 | -0.05 | sell |
| MIZUHO SECURITIES USA LLC | 250,000 | 115,946 | -134,054 | 0.05 | 0.02 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 300,000 | 150,000 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 367,000 | 150,000 | -217,000 | 0.16 | 0.07 | -0.09 | sell |
| Centiva Capital, LP | 387,912 | 0 | -387,912 | 0.26 | 0.00 | -0.26 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 0 | -400,000 | 0.23 | 0.00 | -0.23 | sell |
| Sculptor Capital LP | 717,200 | 0 | -717,200 | 0.12 | 0.00 | -0.12 | sell |