| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 150,000 | 602,500 | +452,500 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 360,208 | +360,208 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 150,000 | 400,000 | +250,000 | 0.07 | 0.16 | +0.08 | buy |
| Radcliffe Capital Management, L.P. | 512,173 | 662,430 | +150,257 | 0.33 | 0.38 | +0.05 | buy |
| Hudson Bay Capital Management LP | 1,338,300 | 1,488,300 | +150,000 | 0.08 | 0.09 | +0.00 | buy |
| Sculptor Capital LP | 11,800 | 161,700 | +149,900 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 3,025,000 | 3,118,861 | +93,861 | 0.16 | 0.14 | -0.02 | buy |
| DLD Asset Management, LP | 0 | 82,200 | +82,200 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 700,000 | 744,332 | +44,332 | 0.01 | 0.01 | -0.00 | buy |
| PERISCOPE CAPITAL INC. | 450,000 | 479,098 | +29,098 | 1.14 | 0.97 | -0.17 | buy |
| ABC ARBITRAGE SA | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| StoneX Group Inc. | 43,436 | 45,429 | +1,993 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 200,000 | 200,100 | +100 | 0.00 | 0.00 | -0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 17 | +17 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,138,500 | 1,138,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 278,880 | 278,880 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 154,900 | 154,900 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 700,000 | 700,000 | 0 | 2.31 | 2.76 | +0.45 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 700,000 | 700,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 346,265 | 346,265 | 0 | 0.23 | 0.20 | -0.03 | hold |
| AQR Arbitrage LLC | 1,216,792 | 1,216,792 | 0 | 0.32 | 0.27 | -0.05 | hold |
| TWO SIGMA INVESTMENTS, LP | 474,821 | 474,821 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 40,000 | 40,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,150,000 | 1,150,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| LINDEN ADVISORS LP | 1,300,000 | 1,300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 500,000 | 500,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Calamos Advisors LLC | 500,000 | 500,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 1,025,000 | 1,025,000 | 0 | 0.22 | 0.21 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,525,000 | 1,525,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.08 | 0.09 | +0.01 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.04 | 0.06 | +0.02 | hold |
| Hudson Bay Capital Management LP | 950,000 | 950,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,744 | 399,744 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 676,619 | 676,619 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 136,000 | 136,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,186,200 | 1,186,200 | 0 | 0.64 | 0.58 | -0.06 | hold |
| Westchester Capital Management, LLC | 850,000 | 850,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 280,470 | 280,470 | 0 | 0.22 | 0.24 | +0.02 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 650,000 | 650,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 443,751 | 443,751 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 443,751 | 443,751 | 0 | 0.06 | 0.04 | -0.02 | hold |
| Yakira Capital Management, Inc. | 150,000 | 150,000 | 0 | 0.58 | 0.53 | -0.05 | hold |
| Yakira Capital Management, Inc. | 120,000 | 120,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 567,500 | 567,500 | 0 | 0.38 | 0.36 | -0.02 | hold |
| Schonfeld Strategic Advisors LLC | 29,982 | 29,982 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 650,000 | 650,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 650,000 | 650,000 | 0 | 0.85 | 0.82 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 275,000 | 275,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 400,333 | 400,333 | 0 | 0.99 | 0.98 | -0.00 | hold |
| Wealthspring Capital LLC | 418,663 | 418,663 | 0 | 0.02 | 0.02 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 39,300 | 39,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 360,208 | 360,208 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 197,115 | 197,115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 372,400 | 372,400 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 220,100 | 220,100 | 0 | 0.37 | 0.34 | -0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,744 | 399,513 | -231 | 0.24 | 0.20 | -0.04 | sell |
| Bulldog Investors, LLP | 148,930 | 147,921 | -1,009 | 0.01 | 0.01 | -0.00 | sell |
| Bulldog Investors, LLP | 412,874 | 410,138 | -2,736 | 0.99 | 0.95 | -0.04 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 987,487 | 983,614 | -3,873 | 0.15 | 0.15 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 150,000 | 139,900 | -10,100 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 149,927 | 139,824 | -10,103 | 0.01 | 0.01 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 49,000 | 36,400 | -12,600 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 1,229,465 | 1,205,757 | -23,708 | 0.43 | 0.33 | -0.10 | sell |
| MIZUHO SECURITIES USA LLC | 115,946 | 84,103 | -31,843 | 0.02 | 0.01 | -0.01 | sell |
| Parallax Volatility Advisers, L.P. | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 1,475,700 | 1,425,700 | -50,000 | 0.10 | 0.08 | -0.02 | sell |
| CANTOR FITZGERALD, L. P. | 87,630 | 0 | -87,630 | 0.02 | 0.00 | -0.02 | sell |
| HGC Investment Management Inc. | 1,575,200 | 1,475,200 | -100,000 | 3.98 | 3.26 | -0.72 | sell |
| BCK CAPITAL MANAGEMENT LP | 103,311 | 0 | -103,311 | 1.14 | 0.00 | -1.14 | sell |
| WHITEBOX ADVISORS LLC | 175,000 | 0 | -175,000 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 175,000 | 0 | -175,000 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 832,654 | 643,688 | -188,966 | 0.02 | 0.02 | -0.01 | sell |
| AQR Arbitrage LLC | 1,600,000 | 1,239,792 | -360,208 | 0.01 | 0.01 | -0.00 | sell |
| METEORA CAPITAL, LLC | 1,439,593 | 770,492 | -669,101 | 1.58 | 0.67 | -0.91 | sell |