| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 0 | 272,969 | +272,969 | 0.00 | 0.23 | +0.23 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 183,497 | +183,497 | 0.00 | 0.03 | +0.03 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 702,778 | 788,462 | +85,684 | 0.11 | 0.11 | -0.01 | buy |
| Logan Stone Capital, LLC | 0 | 60,737 | +60,737 | 0.00 | 0.13 | +0.13 | buy |
| Karpus Management, Inc. | 501,988 | 551,988 | +50,000 | 0.16 | 0.16 | +0.00 | buy |
| Limestone Investment Advisors LP | 0 | 48,017 | +48,017 | 0.00 | 0.25 | +0.25 | buy |
| Parallax Volatility Advisers, L.P. | 94,401 | 129,909 | +35,508 | 0.04 | 0.05 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 24,534 | +24,534 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 15,200 | 38,172 | +22,972 | 0.02 | 0.05 | +0.03 | buy |
| HRT FINANCIAL LP | 0 | 12,600 | +12,600 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 10,500 | +10,500 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 10,203 | +10,203 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 948,381 | 956,895 | +8,514 | 0.16 | 0.14 | -0.02 | buy |
| Polar Asset Management Partners Inc. | 250,000 | 258,500 | +8,500 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 5,250 | +5,250 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 494,229 | 495,429 | +1,200 | 0.00 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 629,247 | 629,549 | +302 | 0.48 | 0.49 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 287,699 | 287,700 | +1 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,252,350 | 1,252,350 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 440,000 | 440,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 220,000 | 220,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1,210,643 | 1,210,643 | 0 | 0.26 | 0.31 | +0.04 | hold |
| GLAZER CAPITAL, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.28 | 0.24 | -0.05 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 305,019 | 305,019 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 210,988 | 210,988 | 0 | 0.12 | 0.10 | -0.02 | hold |
| BERKLEY W R CORP | 148,726 | 148,726 | 0 | 0.08 | 0.07 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 348,493 | 348,493 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 154,207 | 154,207 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 797,500 | 797,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| LINDEN ADVISORS LP | 375,001 | 375,001 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Context Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 750,000 | 750,000 | 0 | 0.66 | 0.65 | -0.01 | hold |
| MMCAP International Inc. SPC | 375,000 | 375,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.10 | 0.07 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| TIG Advisors, LLC | 74,999 | 74,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TIG Advisors, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Hudson Bay Capital Management LP | 246,000 | 246,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 123,000 | 123,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,758 | 249,758 | 0 | 0.13 | 0.12 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 124,879 | 124,879 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Verition Fund Management LLC | 525,558 | 525,558 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Verition Fund Management LLC | 351,718 | 351,718 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 23,550 | 23,550 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Kepos Capital LP | 47,100 | 47,100 | 0 | 0.78 | 0.66 | -0.12 | hold |
| Westchester Capital Management, LLC | 1,258,612 | 1,258,612 | 0 | 0.62 | 0.65 | +0.03 | hold |
| Westchester Capital Management, LLC | 424,999 | 424,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.37 | 0.30 | -0.07 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 83,391 | 83,391 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 22,500 | 22,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 50,389 | 50,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 750,000 | 750,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Yakira Capital Management, Inc. | 24,485 | 24,485 | 0 | 0.07 | 0.07 | +0.00 | hold |
| First Trust Capital Management L.P. | 500,000 | 500,000 | 0 | 0.27 | 0.30 | +0.03 | hold |
| Dakota Wealth Management | 104,100 | 104,100 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Governors Lane LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.13 | 0.10 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 200,000 | 200,000 | 0 | 0.19 | 0.01 | -0.18 | hold |
| Mint Tower Capital Management B.V. | 400,000 | 400,000 | 0 | 0.37 | 0.48 | +0.11 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 304,700 | 304,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 300,000 | 300,000 | 0 | 0.53 | 0.49 | -0.04 | hold |
| HGC Investment Management Inc. | 743,077 | 743,077 | 0 | 1.70 | 1.51 | -0.18 | hold |
| SYQUANT CAPITAL SAS | 110,000 | 110,000 | 0 | 0.18 | 0.25 | +0.08 | hold |
| Ghisallo Capital Management LLC | 250,000 | 250,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Timelo Investment Management Inc. | 60,000 | 60,000 | 0 | 0.83 | 0.77 | -0.07 | hold |
| Timelo Investment Management Inc. | 30,000 | 30,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Lepercq De Neuflize Asset Management LLC | 266,000 | 266,000 | 0 | 0.03 | 0.04 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 111,059 | 111,059 | 0 | 0.04 | 0.04 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 31,492 | 31,492 | 0 | 0.02 | 0.01 | -0.01 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 34,662 | 34,662 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 69,324 | 69,324 | 0 | 0.75 | 0.68 | -0.07 | hold |
| Jain Global LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| TORONTO DOMINION BANK | 362,800 | 362,400 | -400 | 0.01 | 0.01 | -0.00 | sell |
| Rangeley Capital, LLC | 22,145 | 21,345 | -800 | 0.25 | 0.20 | -0.04 | sell |
| FNY Investment Advisers, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |