| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| D. E. Shaw & Co., Inc. | 691,682 | 1,252,350 | +560,668 | 0.01 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 1,050,650 | 1,050,650 | 0 | 0.35 | 0.28 | -0.07 | hold |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Magnetar Financial LLC | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.10 | +0.10 | buy |
| AQR Arbitrage LLC | 984,608 | 984,608 | 0 | 0.25 | 0.21 | -0.04 | hold |
| Wealthspring Capital LLC | 883,286 | 850,336 | -32,950 | 2.09 | 2.02 | -0.07 | sell |
| Westchester Capital Management, LLC | 850,000 | 850,000 | 0 | 0.44 | 0.41 | -0.04 | hold |
| TWO SIGMA INVESTMENTS, LP | 797,500 | 797,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MMCAP International Inc. SPC | 0 | 750,000 | +750,000 | 0.00 | 0.75 | +0.75 | buy |
| LMR Partners LLP | 750,000 | 750,000 | 0 | 0.10 | 0.07 | -0.02 | hold |
| HGC Investment Management Inc. | 743,077 | 743,077 | 0 | 1.82 | 1.61 | -0.21 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 650,000 | 650,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 592,475 | 629,247 | +36,772 | 0.37 | 0.34 | -0.02 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.08 | 0.08 | +0.01 | hold |
| Shaolin Capital Management LLC | 566,223 | 600,000 | +33,777 | 0.01 | 0.01 | -0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 549,969 | +549,969 | 0.00 | 0.46 | +0.46 | buy |
| Verition Fund Management LLC | 550,000 | 544,200 | -5,800 | 0.03 | 0.03 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 677,208 | 512,506 | -164,702 | 0.10 | 0.07 | -0.03 | sell |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Magnetar Financial LLC | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 500,000 | +500,000 | 0.00 | 0.03 | +0.03 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| First Trust Capital Management L.P. | 500,000 | 500,000 | 0 | 0.32 | 0.30 | -0.02 | hold |
| Shaolin Capital Management LLC | 700,000 | 500,000 | -200,000 | 0.33 | 0.19 | -0.14 | sell |
| Jain Global LLC | 0 | 500,000 | +500,000 | 0.00 | 0.05 | +0.05 | buy |
| AQR Arbitrage LLC | 492,303 | 492,303 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Karpus Management, Inc. | 160,000 | 481,088 | +321,088 | 0.05 | 0.13 | +0.08 | buy |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.33 | 0.37 | +0.04 | hold |
| Wealthspring Capital LLC | 441,293 | 440,453 | -840 | 0.02 | 0.02 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 0 | 440,000 | +440,000 | 0.00 | 0.03 | +0.03 | buy |
| Westchester Capital Management, LLC | 64,612 | 408,612 | +344,000 | 0.03 | 0.19 | +0.16 | buy |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 0 | 400,000 | +400,000 | 0.00 | 0.48 | +0.48 | buy |
| PERISCOPE CAPITAL INC. | 475,000 | 400,000 | -75,000 | 1.15 | 0.78 | -0.37 | sell |
| LINDEN ADVISORS LP | 375,001 | 375,001 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 0 | 375,000 | +375,000 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 362,700 | 362,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 250,000 | 351,718 | +101,718 | 0.00 | 0.00 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 325,000 | 325,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 308,414 | 308,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 305,019 | 305,019 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 279,700 | 304,700 | +25,000 | 0.01 | 0.01 | -0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 285,001 | 269,500 | -15,501 | 0.00 | 0.00 | -0.00 | sell |
| Lepercq De Neuflize Asset Management LLC | 0 | 266,000 | +266,000 | 0.00 | 0.04 | +0.04 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 250,000 | 250,000 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Radcliffe Capital Management, L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Alberta Investment Management Corp | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ghisallo Capital Management LLC | 250,000 | 250,000 | 0 | 0.08 | 0.11 | +0.03 | hold |
| Jain Global LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 183,093 | 249,758 | +66,665 | 0.10 | 0.12 | +0.01 | buy |
| Hudson Bay Capital Management LP | 246,000 | 246,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| METEORA CAPITAL, LLC | 0 | 233,689 | +233,689 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 220,000 | +220,000 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 212,388 | 212,388 | 0 | 0.13 | 0.12 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 370,712 | 200,000 | -170,712 | 0.00 | 0.00 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 0 | 200,000 | +200,000 | 0.00 | 0.24 | +0.24 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 154,207 | 154,207 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| TIG Advisors, LLC | 0 | 150,000 | +150,000 | 0.00 | 0.07 | +0.07 | buy |
| BERKLEY W R CORP | 148,726 | 148,726 | 0 | 0.10 | 0.08 | -0.01 | hold |
| TORONTO DOMINION BANK | 368,629 | 145,000 | -223,629 | 0.01 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 0 | 127,737 | +127,737 | 0.00 | 0.13 | +0.13 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 91,546 | 124,879 | +33,333 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 123,000 | 123,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SYQUANT CAPITAL SAS | 110,000 | 110,000 | 0 | 0.32 | 0.14 | -0.18 | hold |
| Dakota Wealth Management | 109,000 | 109,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 182,344 | 101,700 | -80,644 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.38 | +0.38 | buy |
| Governors Lane LP | 100,000 | 100,000 | 0 | 0.14 | 0.09 | -0.04 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 83,391 | 83,391 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Context Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TIG Advisors, LLC | 0 | 74,999 | +74,999 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 74,363 | 74,363 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 69,324 | 69,324 | 0 | 0.71 | 0.66 | -0.05 | hold |
| Timelo Investment Management Inc. | 60,000 | 60,000 | 0 | 1.00 | 0.65 | -0.35 | hold |
| MIZUHO SECURITIES USA LLC | 301,302 | 50,924 | -250,378 | 0.06 | 0.01 | -0.05 | sell |
| DLD Asset Management, LP | 0 | 50,389 | +50,389 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Governors Lane LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.05 | 0.03 | -0.02 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 34,662 | 34,662 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Virtu Financial LLC | 261,126 | 34,201 | -226,925 | 0.14 | 0.01 | -0.13 | sell |
| READYSTATE ASSET MANAGEMENT LP | 31,492 | 31,492 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HRT FINANCIAL LP | 33,158 | 25,000 | -8,158 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 25,000 | 25,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 52,500 | 22,500 | -30,000 | 0.01 | 0.01 | -0.01 | sell |
| Rangeley Capital, LLC | 22,157 | 22,145 | -12 | 0.21 | 0.19 | -0.01 | sell |
| PenderFund Capital Management Ltd. | 0 | 17,400 | +17,400 | 0.00 | 0.03 | +0.03 | buy |