| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 87,879 | 652,016 | +564,137 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 20,000 | 342,977 | +322,977 | 0.00 | 0.05 | +0.05 | buy |
| JPMORGAN CHASE & CO | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 50,000 | 313,508 | +263,508 | 0.03 | 0.15 | +0.12 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 262,494 | +262,494 | 0.00 | 0.10 | +0.10 | buy |
| CSS LLC/IL | 0 | 203,159 | +203,159 | 0.00 | 0.11 | +0.11 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 199,756 | +199,756 | 0.00 | 0.10 | +0.10 | buy |
| TORONTO DOMINION BANK | 1,200,000 | 1,350,000 | +150,000 | 0.02 | 0.03 | +0.00 | buy |
| TORONTO DOMINION BANK | 312,010 | 450,100 | +138,090 | 0.01 | 0.01 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 92,201 | +92,201 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 581,316 | 651,320 | +70,004 | 0.32 | 0.49 | +0.17 | buy |
| Bulldog Investors, LLP | 0 | 67,060 | +67,060 | 0.00 | 0.15 | +0.15 | buy |
| OMERS ADMINISTRATION Corp | 0 | 60,651 | +60,651 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 397,348 | 450,000 | +52,652 | 0.15 | 0.19 | +0.04 | buy |
| Decagon Asset Management LLP | 0 | 51,491 | +51,491 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 49,939 | +49,939 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 355,000 | 402,989 | +47,989 | 0.01 | 0.01 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 236,472 | 269,320 | +32,848 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 124,900 | 151,576 | +26,676 | 0.01 | 0.01 | -0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 819,179 | 840,159 | +20,980 | 0.04 | 0.08 | +0.04 | buy |
| MILLENNIUM MANAGEMENT LLC | 373,000 | 393,800 | +20,800 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 16,765 | +16,765 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 198,697 | 212,196 | +13,499 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 2,900 | +2,900 | 0.00 | 0.05 | +0.05 | buy |
| AQR Arbitrage LLC | 222,128 | 222,547 | +419 | 0.00 | 0.00 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 306,113 | 306,113 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 99,998 | 99,998 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 260,103 | 260,103 | 0 | 0.15 | 0.14 | -0.01 | hold |
| BERKLEY W R CORP | 37,204 | 37,204 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 59,118 | 59,118 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 396,439 | 396,439 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 38,124 | 38,124 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 97,752 | 97,752 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 281,250 | 281,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,125,000 | 1,125,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 87,500 | 87,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 131,250 | 131,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,125,000 | 1,125,000 | 0 | 0.16 | 0.17 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 281,250 | 281,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| Magnetar Financial LLC | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.08 | 0.15 | +0.06 | hold |
| Alberta Investment Management Corp | 525,000 | 525,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 131,250 | 131,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 131,249 | 131,249 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 34,988 | 34,988 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 108,100 | 108,100 | 0 | 0.11 | 0.11 | -0.00 | hold |
| LMR Partners LLP | 281,250 | 281,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,025,000 | 1,025,000 | 0 | 0.10 | 0.09 | -0.00 | hold |
| Governors Lane LP | 200,000 | 200,000 | 0 | 0.18 | 0.25 | +0.06 | hold |
| Mint Tower Capital Management B.V. | 200,000 | 200,000 | 0 | 0.24 | 0.18 | -0.06 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.43 | 0.45 | +0.02 | hold |
| Wealthspring Capital LLC | 84,740 | 84,740 | 0 | 0.01 | 0.01 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 20,000 | 20,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Quarry LP | 15,000 | 15,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| STIFEL FINANCIAL CORP | 74,250 | 74,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 300,000 | 300,000 | 0 | 0.14 | 0.19 | +0.05 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,747 | 13,745 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 84,574 | 84,346 | -228 | 0.03 | 0.03 | +0.00 | sell |
| HRT FINANCIAL LP | 100,613 | 100,273 | -340 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 146,650 | 145,800 | -850 | 0.04 | 0.05 | +0.01 | sell |
| CSS LLC/IL | 167,766 | 166,866 | -900 | 0.01 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 1,174,323 | 1,163,248 | -11,075 | 0.31 | 0.25 | -0.06 | sell |
| First Trust Capital Management L.P. | 750,000 | 738,849 | -11,151 | 0.45 | 0.39 | -0.07 | sell |
| Parallax Volatility Advisers, L.P. | 13,394 | 0 | -13,394 | 0.00 | 0.00 | -0.00 | sell |
| SCOGGIN MANAGEMENT LP | 20,000 | 0 | -20,000 | 0.08 | 0.00 | -0.08 | sell |
| Wealthspring Capital LLC | 334,252 | 312,752 | -21,500 | 0.79 | 0.74 | -0.05 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 24,999 | 0 | -24,999 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 25,000 | 0 | -25,000 | 0.07 | 0.00 | -0.07 | sell |
| AQR Arbitrage LLC | 888,512 | 862,058 | -26,454 | 0.19 | 0.14 | -0.05 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,773 | 0 | -27,773 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 100,000 | 59,962 | -40,038 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 493,802 | 450,000 | -43,802 | 0.96 | 0.78 | -0.18 | sell |
| Schonfeld Strategic Advisors LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Decagon Asset Management LLP | 51,491 | 0 | -51,491 | 0.01 | 0.00 | -0.01 | sell |
| StoneX Group Inc. | 52,500 | 0 | -52,500 | 0.02 | 0.00 | -0.02 | sell |
| Hudson Bay Capital Management LP | 96,142 | 36,642 | -59,500 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 70,154 | 0 | -70,154 | 0.16 | 0.00 | -0.16 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 83,333 | 0 | -83,333 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 98,000 | 0 | -98,000 | 0.03 | 0.00 | -0.03 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Saba Capital Management, L.P. | 525,000 | 405,127 | -119,873 | 0.18 | 0.13 | -0.05 | sell |
| METEORA CAPITAL, LLC | 127,420 | 0 | -127,420 | 0.11 | 0.00 | -0.11 | sell |