| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 0 | 1,959,175 | +1,959,175 | 0.00 | 1.64 | +1.64 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 342,977 | 1,143,985 | +801,008 | 0.05 | 0.15 | +0.10 | buy |
| D. E. Shaw & Co., Inc. | 0 | 700,000 | +700,000 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 542,639 | +542,639 | 0.00 | 0.02 | +0.02 | buy |
| Harraden Circle Investments, LLC | 0 | 299,999 | +299,999 | 0.00 | 0.01 | +0.01 | buy |
| StoneX Group Inc. | 0 | 107,233 | +107,233 | 0.00 | 0.04 | +0.04 | buy |
| Arax Advisory Partners | 0 | 58,348 | +58,348 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 203,159 | 232,617 | +29,458 | 0.11 | 0.10 | -0.01 | buy |
| Decagon Asset Management LLP | 51,491 | 79,481 | +27,990 | 0.01 | 0.01 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 92,201 | 117,900 | +25,699 | 0.01 | 0.01 | -0.00 | buy |
| AQR Arbitrage LLC | 862,058 | 878,674 | +16,616 | 0.14 | 0.13 | -0.02 | buy |
| Shaolin Capital Management LLC | 402,989 | 419,597 | +16,608 | 0.01 | 0.01 | +0.00 | buy |
| Arax Advisory Partners | 0 | 14,587 | +14,587 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 222,547 | 227,880 | +5,333 | 0.00 | 0.00 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 131,250 | 135,250 | +4,000 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 100,273 | 102,793 | +2,520 | 0.00 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 651,320 | 653,362 | +2,042 | 0.49 | 0.50 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,745 | 14,619 | +874 | 0.00 | 0.00 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 300,000 | 300,403 | +403 | 0.19 | 0.10 | -0.09 | buy |
| OMERS ADMINISTRATION Corp | 60,651 | 60,651 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1,163,248 | 1,163,248 | 0 | 0.25 | 0.29 | +0.04 | hold |
| GLAZER CAPITAL, LLC | 306,113 | 306,113 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 99,998 | 99,998 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 166,866 | 166,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 260,103 | 260,103 | 0 | 0.14 | 0.13 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 269,320 | 269,320 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 59,118 | 59,118 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 396,439 | 396,439 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 38,124 | 38,124 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 97,752 | 97,752 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 393,800 | 393,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 281,250 | 281,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,125,000 | 1,125,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 87,500 | 87,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,125,000 | 1,125,000 | 0 | 0.17 | 0.16 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 281,250 | 281,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 750,000 | 750,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Hudson Bay Capital Management LP | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Hudson Bay Capital Management LP | 36,642 | 36,642 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 49,939 | 49,939 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.15 | 0.09 | -0.05 | hold |
| Verition Fund Management LLC | 840,159 | 840,159 | 0 | 0.08 | 0.06 | -0.02 | hold |
| Verition Fund Management LLC | 212,196 | 212,196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 525,000 | 525,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 131,250 | 131,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 131,249 | 131,249 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 2,900 | 2,900 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 5,000 | 5,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 108,100 | 108,100 | 0 | 0.11 | 0.09 | -0.02 | hold |
| LMR Partners LLP | 1,025,000 | 1,025,000 | 0 | 0.09 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 281,250 | 281,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 738,849 | 738,849 | 0 | 0.39 | 0.43 | +0.05 | hold |
| Governors Lane LP | 200,000 | 200,000 | 0 | 0.25 | 0.20 | -0.05 | hold |
| Schonfeld Strategic Advisors LLC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 200,000 | 200,000 | 0 | 0.18 | 0.24 | +0.05 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.00 | -0.04 | hold |
| Centiva Capital, LP | 313,508 | 313,508 | 0 | 0.15 | 0.11 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 151,576 | 151,576 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 450,000 | 450,000 | 0 | 0.78 | 0.72 | -0.06 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.45 | 0.40 | -0.04 | hold |
| Wealthspring Capital LLC | 84,740 | 84,740 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 312,752 | 312,752 | 0 | 0.74 | 0.70 | -0.04 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 262,494 | 262,494 | 0 | 0.10 | 0.10 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Quarry LP | 15,000 | 15,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 74,250 | 74,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 150,000 | 150,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| TORONTO DOMINION BANK | 450,100 | 450,100 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,756 | 199,562 | -194 | 0.10 | 0.10 | -0.00 | sell |
| Bulldog Investors, LLP | 16,765 | 16,460 | -305 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 59,962 | 59,155 | -807 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 67,060 | 65,840 | -1,220 | 0.15 | 0.15 | -0.00 | sell |
| Karpus Management, Inc. | 145,800 | 143,000 | -2,800 | 0.05 | 0.04 | -0.00 | sell |
| TORONTO DOMINION BANK | 652,016 | 618,041 | -33,975 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 34,988 | 0 | -34,988 | 0.01 | 0.00 | -0.01 | sell |
| BERKLEY W R CORP | 37,204 | 0 | -37,204 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 84,346 | 29,955 | -54,391 | 0.03 | 0.01 | -0.03 | sell |
| Shaolin Capital Management LLC | 450,000 | 310,366 | -139,634 | 0.19 | 0.18 | -0.01 | sell |
| TORONTO DOMINION BANK | 1,350,000 | 1,135,685 | -214,315 | 0.03 | 0.02 | -0.01 | sell |
| JPMORGAN CHASE & CO | 300,000 | 0 | -300,000 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 405,127 | 0 | -405,127 | 0.13 | 0.00 | -0.13 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 0 | -750,000 | 0.01 | 0.00 | -0.01 | sell |