| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 300,717 | 1,453,318 | +1,152,601 | 0.01 | 0.03 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 950,000 | +950,000 | 0.00 | 0.01 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 950,000 | +950,000 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 750,000 | +750,000 | 0.00 | 0.11 | +0.11 | buy |
| WHITEBOX ADVISORS LLC | 0 | 750,000 | +750,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 750,000 | +750,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 749,900 | +749,900 | 0.00 | 0.18 | +0.18 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 740,600 | +740,600 | 0.00 | 0.60 | +0.60 | buy |
| AQR Arbitrage LLC | 0 | 651,019 | +651,019 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 635,870 | +635,870 | 0.00 | 0.10 | +0.10 | buy |
| Magnetar Financial LLC | 0 | 550,000 | +550,000 | 0.00 | 0.06 | +0.06 | buy |
| Magnetar Financial LLC | 0 | 550,000 | +550,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 535,863 | +535,863 | 0.00 | 0.11 | +0.11 | buy |
| GLAZER CAPITAL, LLC | 0 | 535,821 | +535,821 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 99,150 | 625,915 | +526,765 | 0.03 | 0.20 | +0.17 | buy |
| Shaolin Capital Management LLC | 100,000 | 600,000 | +500,000 | 0.04 | 0.25 | +0.21 | buy |
| MANGROVE PARTNERS IM, LLC | 0 | 450,000 | +450,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 450,000 | +450,000 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 450,000 | +450,000 | 0.00 | 0.81 | +0.81 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 410,208 | +410,208 | 0.00 | 0.16 | +0.16 | buy |
| Shaolin Capital Management LLC | 0 | 350,000 | +350,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 343,858 | +343,858 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 340,860 | 540,846 | +199,986 | 0.01 | 0.13 | +0.12 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 178,074 | +178,074 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 260,000 | 428,204 | +168,204 | 0.04 | 0.07 | +0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 162,925 | +162,925 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 143,940 | +143,940 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 143,940 | +143,940 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 15,678 | +15,678 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 8,051 | 19,000 | +10,949 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 10,078 | +10,078 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 10,000 | +10,000 | 0.00 | 0.03 | +0.03 | buy |
| ARISTEIA CAPITAL, L.L.C. | 550,000 | 550,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 550,000 | 550,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 66,960 | 66,960 | 0 | 0.04 | 0.04 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 262,812 | 262,812 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.30 | 0.41 | +0.12 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 750,000 | 750,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| Hudson Bay Capital Management LP | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 198,154 | 198,154 | 0 | 0.09 | 0.10 | +0.00 | hold |
| Westchester Capital Management, LLC | 598,790 | 598,790 | 0 | 0.28 | 0.29 | +0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 49,090 | 49,090 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 136,590 | 136,590 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 37,500 | 37,500 | 0 | 0.11 | 0.11 | -0.00 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.10 | 0.24 | +0.14 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.10 | 0.24 | +0.14 | hold |
| HGC Investment Management Inc. | 375,000 | 375,000 | 0 | 0.80 | 0.84 | +0.04 | hold |
| JPMORGAN CHASE & CO | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 175,000 | 174,957 | -43 | 0.29 | 0.36 | +0.07 | sell |
| HRT FINANCIAL LP | 25,133 | 25,000 | -133 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 16,400 | 12,190 | -4,210 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 10,000 | 0 | -10,000 | 0.04 | 0.00 | -0.04 | sell |
| BERKLEY W R CORP | 66,960 | 0 | -66,960 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 0 | -100,000 | 0.05 | 0.00 | -0.05 | sell |
| TORONTO DOMINION BANK | 331,368 | 230,653 | -100,715 | 0.01 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 143,940 | 0 | -143,940 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 375,000 | 226,166 | -148,834 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 162,925 | 0 | -162,925 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 345,000 | 0 | -345,000 | 0.05 | 0.00 | -0.05 | sell |
| Shaolin Capital Management LLC | 350,000 | 0 | -350,000 | 0.13 | 0.00 | -0.13 | sell |
| MANGROVE PARTNERS IM, LLC | 450,000 | 0 | -450,000 | 0.37 | 0.00 | -0.37 | sell |
| Crossingbridge Advisors, LLC | 500,000 | 0 | -500,000 | 1.41 | 0.00 | -1.41 | sell |
| GLAZER CAPITAL, LLC | 539,646 | 0 | -539,646 | 0.14 | 0.00 | -0.14 | sell |
| Magnetar Financial LLC | 550,000 | 0 | -550,000 | 0.05 | 0.00 | -0.05 | sell |
| Centiva Capital, LP | 650,000 | 0 | -650,000 | 0.39 | 0.00 | -0.39 | sell |
| AQR Arbitrage LLC | 652,075 | 0 | -652,075 | 0.14 | 0.00 | -0.14 | sell |
| Polar Asset Management Partners Inc. | 750,000 | 0 | -750,000 | 0.15 | 0.00 | -0.15 | sell |
| MILLENNIUM MANAGEMENT LLC | 950,000 | 0 | -950,000 | 0.01 | 0.00 | -0.01 | sell |