| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 198,154 | 796,944 | +598,790 | 0.10 | 0.41 | +0.31 | buy |
| Westchester Capital Management, LLC | 0 | 598,790 | +598,790 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 375,000 | +375,000 | 0.00 | 0.01 | +0.01 | buy |
| HGC Investment Management Inc. | 0 | 375,000 | +375,000 | 0.00 | 0.75 | +0.75 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 349,600 | +349,600 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 625,915 | 814,093 | +188,178 | 0.20 | 0.24 | +0.04 | buy |
| MIZUHO SECURITIES USA LLC | 540,846 | 719,148 | +178,302 | 0.13 | 0.12 | -0.01 | buy |
| LINDEN ADVISORS LP | 250,000 | 425,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 226,166 | 328,728 | +102,562 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 749,900 | 799,900 | +50,000 | 0.18 | 0.15 | -0.03 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 43,291 | +43,291 | 0.00 | 0.01 | +0.01 | buy |
| Polar Asset Management Partners Inc. | 750,000 | 783,200 | +33,200 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 635,870 | 645,620 | +9,750 | 0.10 | 0.09 | -0.01 | buy |
| AQR Arbitrage LLC | 651,019 | 659,419 | +8,400 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 550,000 | 550,000 | 0 | 0.13 | 0.09 | -0.04 | hold |
| ARISTEIA CAPITAL, L.L.C. | 550,000 | 550,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 10,000 | 10,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| BERKLEY W R CORP | 66,960 | 66,960 | 0 | 0.04 | 0.03 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 178,074 | 178,074 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 162,925 | 162,925 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 262,812 | 262,812 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 15,678 | 15,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.41 | 0.42 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 750,000 | 750,000 | 0 | 0.11 | 0.12 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 950,000 | 950,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 950,000 | 950,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Magnetar Financial LLC | 550,000 | 550,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 550,000 | 550,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Hudson Bay Capital Management LP | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 750,000 | 750,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 740,600 | 740,600 | 0 | 0.60 | 0.49 | -0.11 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 49,090 | 49,090 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 136,590 | 136,590 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.24 | 0.11 | -0.13 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.24 | 0.11 | -0.13 | hold |
| Schonfeld Strategic Advisors LLC | 143,940 | 143,940 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 143,940 | 143,940 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Centiva Capital, LP | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 450,000 | 450,000 | 0 | 0.81 | 0.80 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 410,208 | 410,208 | 0 | 0.16 | 0.15 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,453,318 | 1,453,318 | 0 | 0.03 | 0.03 | -0.01 | hold |
| JPMORGAN CHASE & CO | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 37,500 | 29,685 | -7,815 | 0.11 | 0.09 | -0.02 | sell |
| Virtu Financial LLC | 10,078 | 0 | -10,078 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 12,190 | 0 | -12,190 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 535,863 | 520,306 | -15,557 | 0.11 | 0.13 | +0.02 | sell |
| TORONTO DOMINION BANK | 19,000 | 0 | -19,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 350,000 | 325,041 | -24,959 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 428,204 | 389,731 | -38,473 | 0.07 | 0.05 | -0.02 | sell |
| TORONTO DOMINION BANK | 230,653 | 130,653 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 535,821 | 434,809 | -101,012 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 600,000 | 487,022 | -112,978 | 0.25 | 0.28 | +0.03 | sell |
| Quarry LP | 174,957 | 0 | -174,957 | 0.36 | 0.00 | -0.36 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 343,858 | 69,037 | -274,821 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 375,000 | 0 | -375,000 | 0.84 | 0.00 | -0.84 | sell |
| Westchester Capital Management, LLC | 598,790 | 0 | -598,790 | 0.29 | 0.00 | -0.29 | sell |