| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 344,940 | 964,587 | +619,647 | 0.06 | 0.23 | +0.17 | buy |
| BlueCrest Capital Management Ltd | 0 | 500,000 | +500,000 | 0.00 | 0.47 | +0.47 | buy |
| Magnetar Financial LLC | 0 | 495,187 | +495,187 | 0.00 | 0.05 | +0.05 | buy |
| WHITEBOX ADVISORS LLC | 0 | 405,103 | +405,103 | 0.00 | 0.06 | +0.06 | buy |
| HGC Investment Management Inc. | 0 | 320,000 | +320,000 | 0.00 | 0.71 | +0.71 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 299,992 | +299,992 | 0.00 | 0.15 | +0.15 | buy |
| JPMORGAN CHASE & CO | 0 | 264,500 | +264,500 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 264,500 | +264,500 | 0.00 | 0.17 | +0.17 | buy |
| Crossingbridge Advisors, LLC | 0 | 110,000 | +110,000 | 0.00 | 0.20 | +0.20 | buy |
| Shaolin Capital Management LLC | 301,300 | 401,300 | +100,000 | 0.11 | 0.17 | +0.06 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 88,790 | +88,790 | 0.00 | 0.03 | +0.03 | buy |
| Magnetar Financial LLC | 0 | 70,741 | +70,741 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 57,871 | +57,871 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 45,714 | +45,714 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 42,856 | +42,856 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 36,200 | +36,200 | 0.00 | 0.07 | +0.07 | buy |
| Radcliffe Capital Management, L.P. | 0 | 30,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 54,439 | 83,750 | +29,311 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 155,330 | 175,140 | +19,810 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 19,289 | +19,289 | 0.00 | 0.01 | +0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.07 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 29,397 | 32,797 | +3,400 | 0.00 | 0.01 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 58,835 | 59,435 | +600 | 0.01 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 77,810 | 78,336 | +526 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 420,000 | 420,000 | 0 | 0.12 | 0.10 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 59,999 | 59,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 210,000 | 210,000 | 0 | 0.79 | 0.59 | -0.20 | hold |
| CSS LLC/IL | 66,545 | 66,545 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 22,190 | 22,190 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 210,000 | 210,000 | 0 | 0.11 | 0.16 | +0.04 | hold |
| LINDEN ADVISORS LP | 140,000 | 140,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 19,999 | 19,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 175,000 | 175,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 60,000 | 60,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.05 | 0.05 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 420,000 | 420,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Hudson Bay Capital Management LP | 60,000 | 60,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 105,000 | 105,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Verition Fund Management LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 200,000 | 200,000 | 0 | 0.09 | 0.10 | +0.00 | hold |
| Westchester Capital Management, LLC | 255,000 | 255,000 | 0 | 0.12 | 0.12 | +0.00 | hold |
| Logan Stone Capital, LLC | 395,502 | 395,502 | 0 | 0.97 | 1.10 | +0.14 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 499,989 | 499,989 | 0 | 0.05 | 0.05 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 71,427 | 71,427 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 11 | 11 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 350,000 | 350,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Warberg Asset Management LLC | 44,947 | 44,947 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Dakota Wealth Management | 11,000 | 11,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 140,000 | 140,000 | 0 | 0.17 | 0.13 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 21,427 | 21,427 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 465,815 | 465,598 | -217 | 0.27 | 0.26 | -0.01 | sell |
| DELTEC ASSET MANAGEMENT LLC | 70,500 | 62,229 | -8,271 | 0.12 | 0.11 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 10,859 | 0 | -10,859 | 0.00 | 0.00 | -0.00 | sell |
| Harraden Circle Investments, LLC | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 15,822 | 0 | -15,822 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 544,670 | 528,543 | -16,127 | 0.11 | 0.09 | -0.03 | sell |
| ABC ARBITRAGE SA | 20,000 | 0 | -20,000 | 0.02 | 0.00 | -0.02 | sell |
| METEORA CAPITAL, LLC | 282,770 | 261,266 | -21,504 | 0.04 | 0.02 | -0.02 | sell |
| Virtu Financial LLC | 36,083 | 10,859 | -25,224 | 0.01 | 0.00 | -0.01 | sell |
| Quarry LP | 32,610 | 0 | -32,610 | 0.05 | 0.00 | -0.05 | sell |
| TORONTO DOMINION BANK | 101,044 | 0 | -101,044 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 200,000 | 30,300 | -169,700 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 420,000 | 219,900 | -200,100 | 0.08 | 0.05 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 0 | -300,000 | 0.14 | 0.00 | -0.14 | sell |
| HGC Investment Management Inc. | 320,000 | 0 | -320,000 | 0.69 | 0.00 | -0.69 | sell |
| Magnetar Financial LLC | 495,208 | 21 | -495,187 | 0.05 | 0.00 | -0.05 | sell |
| Karpus Management, Inc. | 1,782,358 | 1,284,033 | -498,325 | 0.47 | 0.40 | -0.07 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 0 | -500,000 | 0.01 | 0.00 | -0.01 | sell |