| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 110,000 | 560,000 | +450,000 | 0.20 | 1.00 | +0.80 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 264,500 | 627,627 | +363,127 | 0.17 | 0.22 | +0.05 | buy |
| Westchester Capital Management, LLC | 200,000 | 455,000 | +255,000 | 0.10 | 0.23 | +0.13 | buy |
| Westchester Capital Management, LLC | 0 | 36,425 | +36,425 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.07 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 32,797 | 39,630 | +6,833 | 0.01 | 0.01 | +0.00 | buy |
| AQR Arbitrage LLC | 528,543 | 534,756 | +6,213 | 0.09 | 0.08 | -0.01 | buy |
| TrueMark Investments, LLC | 36,200 | 37,697 | +1,497 | 0.07 | 0.05 | -0.02 | buy |
| AQR Arbitrage LLC | 78,336 | 79,096 | +760 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 420,000 | 420,000 | 0 | 0.10 | 0.07 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 59,999 | 59,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 210,000 | 210,000 | 0 | 0.59 | 0.49 | -0.10 | hold |
| CSS LLC/IL | 66,545 | 66,545 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 465,598 | 465,598 | 0 | 0.26 | 0.21 | -0.05 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 175,140 | 175,140 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 22,190 | 22,190 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 210,000 | 210,000 | 0 | 0.16 | 0.16 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 405,103 | 405,103 | 0 | 0.06 | 0.07 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 57,871 | 57,871 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 140,000 | 140,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 19,999 | 19,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 175,000 | 175,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 219,900 | 219,900 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 60,000 | 60,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 70,741 | 70,741 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 495,187 | 495,187 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Hudson Bay Capital Management LP | 420,000 | 420,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,992 | 299,992 | 0 | 0.15 | 0.15 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 42,856 | 42,856 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 105,000 | 105,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Verition Fund Management LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 499,989 | 499,989 | 0 | 0.05 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 71,427 | 71,427 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 350,000 | 350,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Warberg Asset Management LLC | 44,947 | 44,947 | 0 | 0.13 | 0.14 | +0.00 | hold |
| BlueCrest Capital Management Ltd | 500,000 | 500,000 | 0 | 0.47 | 0.22 | -0.25 | hold |
| Dakota Wealth Management | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 140,000 | 140,000 | 0 | 0.13 | 0.17 | +0.04 | hold |
| Mint Tower Capital Management B.V. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HGC Investment Management Inc. | 45,714 | 45,714 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Shaolin Capital Management LLC | 21,427 | 21,427 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 88,790 | 88,790 | 0 | 0.03 | 0.03 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 59,435 | 59,435 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 11 | 0 | -11 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 21 | 0 | -21 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 30,300 | 25,000 | -5,300 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 60,000 | 52,888 | -7,112 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 10,859 | 0 | -10,859 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 261,266 | 249,882 | -11,384 | 0.02 | 0.02 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,000 | 0 | -15,000 | 0.07 | 0.00 | -0.07 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 19,289 | 0 | -19,289 | 0.01 | 0.00 | -0.01 | sell |
| Karpus Management, Inc. | 1,284,033 | 1,249,608 | -34,425 | 0.40 | 0.36 | -0.04 | sell |
| Shaolin Capital Management LLC | 401,300 | 345,000 | -56,300 | 0.17 | 0.20 | +0.03 | sell |
| UBS Group AG | 83,750 | 0 | -83,750 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 395,502 | 248,729 | -146,773 | 1.10 | 0.53 | -0.57 | sell |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 0 | -181,250 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 255,000 | 0 | -255,000 | 0.12 | 0.00 | -0.12 | sell |
| JPMORGAN CHASE & CO | 264,500 | 0 | -264,500 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 320,000 | 0 | -320,000 | 0.71 | 0.00 | -0.71 | sell |
| MIZUHO SECURITIES USA LLC | 964,587 | 599,076 | -365,511 | 0.23 | 0.10 | -0.13 | sell |