| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 2,974,719 | 2,281,240 | -693,479 | 2.55 | 1.73 | -0.82 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,185,000 | 2,185,000 | 0 | 0.32 | 0.35 | +0.03 | hold |
| BERKLEY W R CORP | 551,981 | 1,233,735 | +681,754 | 0.32 | 0.68 | +0.37 | buy |
| AQR Arbitrage LLC | 1,103,854 | 1,056,579 | -47,275 | 0.24 | 0.18 | -0.06 | sell |
| Westchester Capital Management, LLC | 833,400 | 833,400 | 0 | 0.40 | 0.42 | +0.01 | hold |
| Magnetar Financial LLC | 814,266 | 814,266 | 0 | 0.08 | 0.09 | +0.00 | hold |
| LINDEN ADVISORS LP | 800,000 | 800,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| LMR Partners LLP | 800,000 | 800,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 681,000 | 681,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 635,835 | +35,835 | 0.12 | 0.16 | +0.03 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 103,287 | 573,999 | +470,712 | 0.02 | 0.09 | +0.08 | buy |
| ARISTEIA CAPITAL, L.L.C. | 561,206 | 561,206 | 0 | 0.01 | 0.01 | -0.01 | hold |
| AQR Arbitrage LLC | 562,691 | 550,791 | -11,900 | 0.01 | 0.01 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.15 | 0.12 | -0.03 | hold |
| TORONTO DOMINION BANK | 850,000 | 500,000 | -350,000 | 0.02 | 0.01 | -0.01 | sell |
| Harraden Circle Investments, LLC | 791,635 | 487,579 | -304,056 | 0.13 | 0.06 | -0.07 | sell |
| Radcliffe Capital Management, L.P. | 466,789 | 466,789 | 0 | 0.26 | 0.36 | +0.10 | hold |
| First Trust Capital Management L.P. | 458,864 | 458,864 | 0 | 0.28 | 0.25 | -0.04 | hold |
| MIZUHO SECURITIES USA LLC | 0 | 458,272 | +458,272 | 0.00 | 0.11 | +0.11 | buy |
| MILLENNIUM MANAGEMENT LLC | 432,250 | 454,850 | +22,600 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 746,538 | 433,866 | -312,672 | 0.03 | 0.01 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 365,976 | 365,976 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 341,200 | 341,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 147,423 | 307,137 | +159,714 | 0.25 | 0.64 | +0.39 | buy |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 299,800 | 299,800 | 0 | 0.08 | 0.10 | +0.01 | hold |
| Hudson Bay Capital Management LP | 375,776 | 293,576 | -82,200 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 290,865 | 290,865 | 0 | 0.06 | 0.04 | -0.02 | hold |
| LMR Partners LLP | 285,704 | 285,704 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 274,729 | +274,729 | 0.00 | 0.18 | +0.18 | buy |
| Karpus Management, Inc. | 547,500 | 259,300 | -288,200 | 0.15 | 0.08 | -0.07 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 253,166 | 253,166 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.31 | 0.24 | -0.07 | hold |
| SkyView Investment Advisors, LLC | 250,000 | 250,000 | 0 | 0.32 | 0.35 | +0.02 | hold |
| Context Capital Management, LLC | 225,000 | 225,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 0 | 220,513 | +220,513 | 0.00 | 0.02 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 240,012 | 207,006 | -33,006 | 0.01 | 0.01 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 205,012 | 200,852 | -4,160 | 0.06 | 0.04 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.03 | +0.03 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.08 | +0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Shaolin Capital Management LLC | 200,000 | 200,000 | 0 | 0.08 | 0.09 | +0.01 | hold |
| DLD Asset Management, LP | 199,130 | 199,130 | 0 | 0.21 | 0.21 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 191,267 | 191,267 | 0 | 0.74 | 0.55 | -0.19 | hold |
| Saba Capital Management, L.P. | 183,597 | 183,597 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 183,174 | 183,174 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 82,910 | 176,438 | +93,528 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RK Capital Management, LLC/FL | 166,711 | 166,711 | 0 | 0.01 | 0.23 | +0.22 | hold |
| Cable Car Capital, LP | 150,000 | 150,000 | 0 | 0.10 | 0.53 | +0.44 | hold |
| Sculptor Capital LP | 163,936 | 142,520 | -21,416 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 150,000 | 140,000 | -10,000 | 0.01 | 0.01 | +0.00 | sell |
| Hudson Bay Capital Management LP | 213,437 | 127,186 | -86,251 | 0.01 | 0.01 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 125,000 | 125,000 | 0 | 0.15 | 0.12 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 125,000 | -75,000 | 0.40 | 0.22 | -0.17 | sell |
| Westchester Capital Management, LLC | 100,055 | 100,055 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 99,086 | 99,086 | 0 | 0.05 | 0.06 | +0.02 | hold |
| Cambridge Investment Research Advisors, Inc. | 75,131 | 96,276 | +21,145 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 112,262 | 96,110 | -16,152 | 0.03 | 0.02 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 95,633 | 95,633 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 100,000 | 90,000 | -10,000 | 0.02 | 0.01 | -0.01 | sell |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.02 | +0.01 | hold |
| Walleye Capital LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 70,068 | 70,068 | 0 | 0.04 | 0.04 | -0.00 | hold |
| CSS LLC/IL | 60,034 | 60,034 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Diametric Capital, LP | 58,498 | 57,499 | -999 | 0.16 | 0.16 | -0.01 | sell |
| BERKLEY W R CORP | 56,081 | 56,081 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITADEL ADVISORS LLC | 148,682 | 49,393 | -99,289 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,981 | 42,050 | +31,069 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 40,503 | +40,503 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 49,873 | 25,431 | -24,442 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 254,255 | 23,395 | -230,860 | 0.02 | 0.00 | -0.02 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 15,116 | 21,524 | +6,408 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 27,588 | 18,562 | -9,026 | 0.01 | 0.01 | -0.00 | sell |
| Ground Swell Capital, LLC | 0 | 16,427 | +16,427 | 0.00 | 0.02 | +0.02 | buy |
| Skaana Management L.P. | 16,025 | 16,025 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 14,555 | 14,555 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 0 | 12,120 | +12,120 | 0.00 | 0.00 | -0.00 | buy |
| Parallax Volatility Advisers, L.P. | 116,060 | 10,000 | -106,060 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| HUNTINGTON NATIONAL BANK | 2,501 | 3,001 | +500 | 0.00 | 0.00 | +0.00 | buy |
| CENTRAL TRUST Co | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 798 | 990 | +192 | 0.00 | 0.00 | +0.00 | buy |
| Glass Jacobson Investment Advisors llc | 582 | 582 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EverSource Wealth Advisors, LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Capital Management Investments LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 27 | 27 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sculptor Capital LP | 250,000 | 0 | -250,000 | 0.03 | 0.00 | -0.03 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 200,000 | 0 | -200,000 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 664,583 | 0 | -664,583 | 0.01 | 0.00 | -0.01 | sell |
| STEADFAST CAPITAL MANAGEMENT LP | 40,000 | 0 | -40,000 | 0.00 | 0.00 | -0.00 | sell |
| STEADFAST CAPITAL MANAGEMENT LP | 80,000 | 0 | -80,000 | 0.01 | 0.00 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 506,216 | 0 | -506,216 | 0.25 | 0.00 | -0.25 | sell |
| Bulldog Investors, LLP | 100,000 | 0 | -100,000 | 0.23 | 0.00 | -0.23 | sell |