| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 502,222 | +502,222 | 0.00 | 0.25 | +0.25 | buy |
| MIZUHO SECURITIES USA LLC | 458,272 | 774,922 | +316,650 | 0.11 | 0.13 | +0.02 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 274,729 | 543,153 | +268,424 | 0.18 | 0.19 | +0.01 | buy |
| Quarry LP | 307,137 | 482,137 | +175,000 | 0.64 | 0.79 | +0.15 | buy |
| Crossingbridge Advisors, LLC | 0 | 110,000 | +110,000 | 0.00 | 0.20 | +0.20 | buy |
| Shaolin Capital Management LLC | 200,000 | 267,393 | +67,393 | 0.09 | 0.16 | +0.07 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 176,438 | 213,482 | +37,044 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 10,000 | 43,196 | +33,196 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 22,642 | +22,642 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 96,276 | 107,843 | +11,567 | 0.00 | 0.00 | -0.00 | buy |
| Western Wealth Management, LLC | 0 | 11,465 | +11,465 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 1,056,579 | 1,067,803 | +11,224 | 0.18 | 0.16 | -0.02 | buy |
| AQR Arbitrage LLC | 550,791 | 556,426 | +5,635 | 0.01 | 0.01 | +0.00 | buy |
| FNY Investment Advisers, LLC | 990 | 1,200 | +210 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 18,562 | 18,740 | +178 | 0.01 | 0.01 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.12 | 0.08 | -0.04 | hold |
| ARISTEIA CAPITAL, L.L.C. | 561,206 | 561,206 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CSS LLC/IL | 70,068 | 70,068 | 0 | 0.04 | 0.03 | -0.01 | hold |
| BERKLEY W R CORP | 1,233,735 | 1,233,735 | 0 | 0.68 | 0.63 | -0.05 | hold |
| BERKLEY W R CORP | 56,081 | 56,081 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 40,503 | 40,503 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 183,174 | 183,174 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 21,524 | 21,524 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 454,850 | 454,850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 800,000 | 800,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 681,000 | 681,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 635,835 | 635,835 | 0 | 0.16 | 0.12 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,185,000 | 2,185,000 | 0 | 0.35 | 0.32 | -0.03 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 341,200 | 341,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 814,266 | 814,266 | 0 | 0.09 | 0.08 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 253,166 | 253,166 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.08 | 0.05 | -0.03 | hold |
| Saba Capital Management, L.P. | 183,597 | 183,597 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 833,400 | 833,400 | 0 | 0.42 | 0.44 | +0.02 | hold |
| Westchester Capital Management, LLC | 100,055 | 100,055 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LMR Partners LLP | 285,704 | 285,704 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 800,000 | 800,000 | 0 | 0.08 | 0.06 | -0.01 | hold |
| First Trust Capital Management L.P. | 458,864 | 458,864 | 0 | 0.25 | 0.28 | +0.03 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.24 | 0.31 | +0.07 | hold |
| Mint Tower Capital Management B.V. | 125,000 | 125,000 | 0 | 0.12 | 0.01 | -0.11 | hold |
| PERISCOPE CAPITAL INC. | 90,000 | 90,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.02 | 0.00 | -0.01 | hold |
| Cable Car Capital, LP | 150,000 | 150,000 | 0 | 0.53 | 0.03 | -0.50 | hold |
| EverSource Wealth Advisors, LLC | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Global Retirement Partners, LLC | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 290,865 | 290,865 | 0 | 0.04 | 0.06 | +0.01 | hold |
| Skaana Management L.P. | 16,025 | 16,025 | 0 | 0.00 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 99,086 | 99,086 | 0 | 0.06 | 0.04 | -0.02 | hold |
| RK Capital Management, LLC/FL | 166,711 | 166,711 | 0 | 0.23 | 0.01 | -0.22 | hold |
| Creative Capital Management Investments LLC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Glass Jacobson Investment Advisors llc | 582 | 582 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CENTRAL TRUST Co | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 3,001 | 3,001 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 365,976 | 365,976 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 27 | 27 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 466,789 | 463,845 | -2,944 | 0.36 | 0.37 | +0.01 | sell |
| Karpus Management, Inc. | 259,300 | 253,925 | -5,375 | 0.08 | 0.08 | -0.01 | sell |
| JPMORGAN CHASE & CO | 25,431 | 19,894 | -5,537 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 42,050 | 35,175 | -6,875 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 573,999 | 566,567 | -7,432 | 0.09 | 0.08 | -0.02 | sell |
| Hudson Bay Capital Management LP | 127,186 | 119,564 | -7,622 | 0.01 | 0.01 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 100,000 | 90,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 12,120 | 0 | -12,120 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 96,110 | 83,660 | -12,450 | 0.02 | 0.02 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 191,267 | 176,886 | -14,381 | 0.55 | 0.43 | -0.13 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 14,555 | 0 | -14,555 | 0.01 | 0.00 | -0.01 | sell |
| Ground Swell Capital, LLC | 16,427 | 0 | -16,427 | 0.02 | 0.00 | -0.02 | sell |
| GLAZER CAPITAL, LLC | 200,852 | 183,368 | -17,484 | 0.04 | 0.05 | +0.00 | sell |
| METEORA CAPITAL, LLC | 23,395 | 0 | -23,395 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 125,000 | 84,800 | -40,200 | 0.22 | 0.14 | -0.08 | sell |
| Sculptor Capital LP | 142,520 | 94,665 | -47,855 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 49,393 | 0 | -49,393 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 293,576 | 241,707 | -51,869 | 0.00 | 0.00 | -0.00 | sell |
| Diametric Capital, LP | 57,499 | 0 | -57,499 | 0.16 | 0.00 | -0.16 | sell |
| CSS LLC/IL | 60,034 | 0 | -60,034 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 175,000 | 104,463 | -70,537 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 95,633 | 0 | -95,633 | 0.02 | 0.00 | -0.02 | sell |
| Radcliffe Capital Management, L.P. | 207,006 | 99,984 | -107,022 | 0.01 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 220,513 | 101,364 | -119,149 | 0.02 | 0.01 | -0.01 | sell |
| Walleye Capital LLC | 140,000 | 0 | -140,000 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 433,866 | 293,200 | -140,666 | 0.01 | 0.01 | +0.00 | sell |
| DLD Asset Management, LP | 199,130 | 25,000 | -174,130 | 0.21 | 0.02 | -0.19 | sell |
| TORONTO DOMINION BANK | 500,000 | 250,275 | -249,725 | 0.01 | 0.00 | -0.01 | sell |
| METEORA CAPITAL, LLC | 2,281,240 | 1,985,659 | -295,581 | 1.73 | 1.72 | -0.02 | sell |
| Karpus Management, Inc. | 299,800 | 0 | -299,800 | 0.10 | 0.00 | -0.10 | sell |
| Harraden Circle Investments, LLC | 487,579 | 0 | -487,579 | 0.06 | 0.00 | -0.06 | sell |