| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 1,781,085 | 2,974,719 | +1,193,634 | 1.97 | 2.55 | +0.58 | buy |
| Pantera Capital Partners LP | 0 | 1,000,000 | +1,000,000 | 0.00 | 4.47 | +4.47 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 2,185,000 | +685,000 | 0.21 | 0.32 | +0.11 | buy |
| ARISTEIA CAPITAL, L.L.C. | 249,999 | 561,206 | +311,207 | 0.01 | 0.01 | +0.01 | buy |
| Harraden Circle Investments, LLC | 481,108 | 791,635 | +310,527 | 0.09 | 0.13 | +0.04 | buy |
| TORONTO DOMINION BANK | 568,700 | 850,000 | +281,300 | 0.01 | 0.02 | +0.00 | buy |
| Sculptor Capital LP | 0 | 250,000 | +250,000 | 0.00 | 0.03 | +0.03 | buy |
| SkyView Investment Advisors, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.32 | +0.32 | buy |
| Shaolin Capital Management LLC | 500,000 | 746,538 | +246,538 | 0.02 | 0.03 | +0.00 | buy |
| BERKLEY W R CORP | 340,390 | 551,981 | +211,591 | 0.23 | 0.32 | +0.09 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 633,400 | 833,400 | +200,000 | 0.34 | 0.40 | +0.06 | buy |
| DLD Asset Management, LP | 0 | 199,130 | +199,130 | 0.00 | 0.21 | +0.21 | buy |
| RK Capital Management, LLC/FL | 0 | 166,711 | +166,711 | 0.00 | 0.01 | +0.01 | buy |
| Sculptor Capital LP | 0 | 163,936 | +163,936 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 150,000 | +150,000 | 0.00 | 0.01 | +0.01 | buy |
| Quarry LP | 0 | 147,423 | +147,423 | 0.00 | 0.25 | +0.25 | buy |
| MILLENNIUM MANAGEMENT LLC | 298,504 | 432,250 | +133,746 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 100,055 | +100,055 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 0 | 82,910 | +82,910 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 75,131 | +75,131 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 48,077 | 112,262 | +64,185 | 0.01 | 0.03 | +0.02 | buy |
| Diametric Capital, LP | 0 | 58,498 | +58,498 | 0.00 | 0.16 | +0.16 | buy |
| Parallax Volatility Advisers, L.P. | 80,231 | 116,060 | +35,829 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 341,441 | 375,776 | +34,335 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 0 | 27,588 | +27,588 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 22,500 | 50,069 | +27,569 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 14,555 | +14,555 | 0.00 | 0.01 | +0.01 | buy |
| Walleye Capital LLC | 62,500 | 75,000 | +12,500 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 10,981 | +10,981 | 0.00 | 0.00 | +0.00 | buy |
| HUNTINGTON NATIONAL BANK | 0 | 2,501 | +2,501 | 0.00 | 0.00 | +0.00 | buy |
| Caitlin John, LLC | 0 | 1,600 | +1,600 | 0.00 | 0.01 | +0.01 | buy |
| FNY Investment Advisers, LLC | 0 | 798 | +798 | 0.00 | 0.00 | +0.00 | buy |
| Glass Jacobson Investment Advisors llc | 0 | 582 | +582 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Stone House Investment Management, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 547,500 | 547,500 | 0 | 0.18 | 0.15 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.16 | 0.15 | -0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 191,267 | 191,267 | 0 | 0.63 | 0.74 | +0.11 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 95,633 | 95,633 | 0 | 0.03 | 0.03 | +0.00 | hold |
| CSS LLC/IL | 60,034 | 60,034 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 70,068 | 70,068 | 0 | 0.04 | 0.04 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| BERKLEY W R CORP | 56,081 | 56,081 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 183,174 | 183,174 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 562,691 | 562,691 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 664,583 | 664,583 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 15,116 | 15,116 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STEADFAST CAPITAL MANAGEMENT LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STEADFAST CAPITAL MANAGEMENT LP | 80,000 | 80,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 800,000 | 800,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| LINDEN ADVISORS LP | 681,000 | 681,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 225,000 | 225,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 350,000 | 350,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.13 | 0.12 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 341,200 | 341,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 814,266 | 814,266 | 0 | 0.05 | 0.08 | +0.03 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 253,166 | 253,166 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.24 | 0.23 | -0.01 | hold |
| Saba Capital Management, L.P. | 183,597 | 183,597 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| LMR Partners LLP | 800,000 | 800,000 | 0 | 0.11 | 0.08 | -0.03 | hold |
| Mint Tower Capital Management B.V. | 125,000 | 125,000 | 0 | 0.01 | 0.15 | +0.14 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.33 | 0.31 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.03 | 0.00 | -0.03 | hold |
| Cable Car Capital, LP | 150,000 | 150,000 | 0 | 0.67 | 0.10 | -0.58 | hold |
| Wealthspring Capital LLC | 290,865 | 290,865 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Skaana Management L.P. | 16,025 | 16,025 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 27 | 27 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 506,333 | 506,216 | -117 | 0.30 | 0.25 | -0.06 | sell |
| Karpus Management, Inc. | 300,000 | 299,800 | -200 | 0.10 | 0.08 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 366,348 | 365,976 | -372 | 0.00 | 0.00 | -0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 100,000 | 99,086 | -914 | 0.05 | 0.05 | -0.01 | sell |
| TORONTO DOMINION BANK | 981 | 0 | -981 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,108,382 | 1,103,854 | -4,528 | 0.29 | 0.24 | -0.06 | sell |
| Radcliffe Capital Management, L.P. | 479,191 | 466,789 | -12,402 | 0.31 | 0.26 | -0.05 | sell |
| Schonfeld Strategic Advisors LLC | 12,500 | 0 | -12,500 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 50,000 | 25,000 | -25,000 | 0.01 | 0.00 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 0 | -25,000 | 0.01 | 0.00 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 267,515 | 240,012 | -27,503 | 0.02 | 0.01 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 28,364 | 0 | -28,364 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 33,530 | 0 | -33,530 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 33,555 | 0 | -33,555 | 0.00 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 500,000 | 458,864 | -41,136 | 0.34 | 0.28 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 250,000 | 205,012 | -44,988 | 0.09 | 0.06 | -0.03 | sell |
| CITADEL ADVISORS LLC | 193,908 | 148,682 | -45,226 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 159,039 | 103,287 | -55,752 | 0.02 | 0.02 | -0.01 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 74,999 | 0 | -74,999 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 75,000 | 0 | -75,000 | 0.20 | 0.00 | -0.20 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |