| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 1,200,000 | +1,200,000 | 0.00 | 0.16 | +0.16 | buy |
| Fort Baker Capital Management LP | 0 | 1,050,000 | +1,050,000 | 0.00 | 1.87 | +1.87 | buy |
| Magnetar Financial LLC | 0 | 900,000 | +900,000 | 0.00 | 0.04 | +0.04 | buy |
| Verition Fund Management LLC | 0 | 695,847 | +695,847 | 0.00 | 0.04 | +0.04 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 600,000 | +600,000 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 0 | 500,000 | +500,000 | 0.00 | 0.03 | +0.03 | buy |
| Alberta Investment Management Corp | 0 | 500,000 | +500,000 | 0.00 | 0.04 | +0.04 | buy |
| AQR Arbitrage LLC | 0 | 499,999 | +499,999 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 484,500 | +484,500 | 0.00 | 0.00 | +0.00 | buy |
| First Trust Capital Management L.P. | 0 | 482,440 | +482,440 | 0.00 | 0.33 | +0.33 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 453,124 | +453,124 | 0.00 | 0.01 | +0.01 | buy |
| Magnetar Financial LLC | 0 | 450,000 | +450,000 | 0.00 | 0.00 | +0.00 | buy |
| Fort Baker Capital Management LP | 0 | 450,000 | +450,000 | 0.00 | 0.02 | +0.02 | buy |
| Verition Fund Management LLC | 0 | 447,025 | +447,025 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 425,000 | +425,000 | 0.00 | 0.03 | +0.03 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 400,000 | +400,000 | 0.00 | 0.03 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 352,125 | +352,125 | 0.00 | 0.03 | +0.03 | buy |
| Shaolin Capital Management LLC | 0 | 350,000 | +350,000 | 0.00 | 0.15 | +0.15 | buy |
| D. E. Shaw & Co., Inc. | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.08 | +0.08 | buy |
| Shaolin Capital Management LLC | 0 | 274,999 | +274,999 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 257,046 | +257,046 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 250,000 | +250,000 | 0.00 | 0.05 | +0.05 | buy |
| Alberta Investment Management Corp | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 250,000 | +250,000 | 0.00 | 0.38 | +0.38 | buy |
| LINDEN ADVISORS LP | 0 | 249,999 | +249,999 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 249,600 | +249,600 | 0.00 | 0.96 | +0.96 | buy |
| Wealthspring Capital LLC | 0 | 242,244 | +242,244 | 0.00 | 0.65 | +0.65 | buy |
| CSS LLC/IL | 0 | 226,262 | +226,262 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 225,000 | +225,000 | 0.00 | 0.03 | +0.03 | buy |
| Hudson Bay Capital Management LP | 0 | 212,500 | +212,500 | 0.00 | 0.00 | +0.00 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 199,999 | +199,999 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 199,955 | +199,955 | 0.00 | 0.07 | +0.07 | buy |
| JPMORGAN CHASE & CO | 0 | 199,870 | +199,870 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 176,080 | +176,080 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 0 | 163,796 | +163,796 | 0.00 | 0.10 | +0.10 | buy |
| CLEAR STREET LLC | 0 | 159,166 | +159,166 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 156,494 | +156,494 | 0.00 | 0.03 | +0.03 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 150,000 | +150,000 | 0.00 | 0.04 | +0.04 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 150,000 | +150,000 | 0.00 | 0.10 | +0.10 | buy |
| Karpus Management, Inc. | 0 | 149,000 | +149,000 | 0.00 | 0.05 | +0.05 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 125,000 | +125,000 | 0.00 | 0.15 | +0.15 | buy |
| Mint Tower Capital Management B.V. | 0 | 125,000 | +125,000 | 0.00 | 0.19 | +0.19 | buy |
| PERISCOPE CAPITAL INC. | 0 | 124,800 | +124,800 | 0.00 | 0.01 | +0.01 | buy |
| Wealthspring Capital LLC | 0 | 121,122 | +121,122 | 0.00 | 0.01 | +0.01 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 112,500 | +112,500 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 100,000 | +100,000 | 0.00 | 1.00 | +1.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 97,945 | +97,945 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 94,829 | +94,829 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 0 | 92,265 | +92,265 | 0.00 | 0.01 | +0.01 | buy |
| BERKLEY W R CORP | 0 | 81,898 | +81,898 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 80,612 | +80,612 | 0.00 | 0.04 | +0.04 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 78,197 | +78,197 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 77,550 | +77,550 | 0.00 | 0.06 | +0.06 | buy |
| D. E. Shaw & Co., Inc. | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 74,999 | +74,999 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 43,417 | 100,000 | +56,583 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 50,000 | +50,000 | 0.00 | 0.01 | +0.01 | buy |
| MMCAP International Inc. SPC | 175,000 | 175,000 | 0 | 0.30 | 0.22 | -0.08 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,000 | 450,000 | 0 | 0.24 | 0.25 | +0.02 | hold |
| Westchester Capital Management, LLC | 240,000 | 240,000 | 0 | 0.14 | 0.14 | +0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.54 | 0.43 | -0.11 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Tuttle Capital Management, LLC | 10,000 | 0 | -10,000 | 0.44 | 0.00 | -0.44 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 40,000 | 1 | -39,999 | 0.01 | 0.00 | -0.01 | sell |
| SEVEN GRAND MANAGERS, LLC | 49,918 | 0 | -49,918 | 0.12 | 0.00 | -0.12 | sell |
| K2 PRINCIPAL FUND, L.P. | 99,180 | 0 | -99,180 | 0.15 | 0.00 | -0.15 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 0 | -100,000 | 1.05 | 0.00 | -1.05 | sell |
| Kepos Capital LP | 107,900 | 0 | -107,900 | 0.90 | 0.00 | -0.90 | sell |
| D. E. Shaw & Co., Inc. | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 0 | -150,000 | 0.05 | 0.00 | -0.05 | sell |
| Centiva Capital, LP | 150,000 | 0 | -150,000 | 0.09 | 0.00 | -0.09 | sell |
| Decagon Asset Management LLP | 150,000 | 0 | -150,000 | 1.36 | 0.00 | -1.36 | sell |
| BERKLEY W R CORP | 163,796 | 0 | -163,796 | 0.12 | 0.00 | -0.12 | sell |
| Saba Capital Management, L.P. | 175,000 | 0 | -175,000 | 0.05 | 0.00 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 200,000 | 0 | -200,000 | 0.09 | 0.00 | -0.09 | sell |
| CLEAR STREET LLC | 300,304 | 78,890 | -221,414 | 0.06 | 0.00 | -0.05 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 225,000 | 0 | -225,000 | 0.08 | 0.00 | -0.08 | sell |
| DLD Asset Management, LP | 225,000 | 0 | -225,000 | 0.33 | 0.00 | -0.33 | sell |
| PERISCOPE CAPITAL INC. | 225,000 | 0 | -225,000 | 1.26 | 0.00 | -1.26 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 0 | -250,000 | 0.08 | 0.00 | -0.08 | sell |
| First Trust Capital Management L.P. | 250,000 | 0 | -250,000 | 0.18 | 0.00 | -0.18 | sell |
| Mint Tower Capital Management B.V. | 250,000 | 0 | -250,000 | 0.93 | 0.00 | -0.93 | sell |
| Wealthspring Capital LLC | 291,560 | 0 | -291,560 | 4.51 | 0.00 | -4.51 | sell |
| WHITEBOX ADVISORS LLC | 300,000 | 0 | -300,000 | 0.10 | 0.00 | -0.10 | sell |
| Schonfeld Strategic Advisors LLC | 350,000 | 0 | -350,000 | 0.02 | 0.00 | -0.02 | sell |
| Fort Baker Capital Management LP | 361,200 | 0 | -361,200 | 0.77 | 0.00 | -0.77 | sell |
| Hudson Bay Capital Management LP | 425,000 | 0 | -425,000 | 0.03 | 0.00 | -0.03 | sell |
| TWO SIGMA INVESTMENTS, LP | 453,124 | 0 | -453,124 | 0.01 | 0.00 | -0.01 | sell |
| LINDEN ADVISORS LP | 500,000 | 0 | -500,000 | 0.03 | 0.00 | -0.03 | sell |
| Shaolin Capital Management LLC | 525,000 | 0 | -525,000 | 0.21 | 0.00 | -0.21 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 769,478 | 0 | -769,478 | 0.11 | 0.00 | -0.11 | sell |
| Verition Fund Management LLC | 896,650 | 0 | -896,650 | 0.05 | 0.00 | -0.05 | sell |
| Magnetar Financial LLC | 900,000 | 0 | -900,000 | 0.12 | 0.00 | -0.12 | sell |