| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| D. E. Shaw & Co., Inc. | 310,565 | 430,565 | +120,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 163,796 | 203,379 | +39,583 | 0.09 | 0.10 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 177,228 | 206,257 | +29,029 | 0.03 | 0.03 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 156,100 | 182,703 | +26,603 | 0.04 | 0.03 | -0.01 | buy |
| Arax Advisory Partners | 0 | 9,800 | +9,800 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 4,900 | +4,900 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 372,964 | 375,741 | +2,777 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 300,000 | 302,168 | +2,168 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 74,999 | 74,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 184,700 | 184,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 226,262 | 226,262 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 81,898 | 81,898 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 128,523 | 128,523 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 453,124 | 453,124 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 278,459 | 278,459 | 0 | 0.22 | 0.22 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 249,999 | 249,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MMCAP International Inc. SPC | 175,000 | 175,000 | 0 | 0.16 | 0.15 | -0.00 | hold |
| MMCAP International Inc. SPC | 87,500 | 87,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.19 | 0.18 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 900,000 | 900,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| Hudson Bay Capital Management LP | 425,000 | 425,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Hudson Bay Capital Management LP | 212,500 | 212,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 224,936 | 224,936 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Verition Fund Management LLC | 658,094 | 658,094 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Verition Fund Management LLC | 428,698 | 428,698 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kepos Capital LP | 7,900 | 7,900 | 0 | 0.13 | 0.11 | -0.02 | hold |
| Westchester Capital Management, LLC | 240,000 | 240,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| Westchester Capital Management, LLC | 119,999 | 119,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 225,000 | 225,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 112,500 | 112,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 100,000 | 100,000 | 0 | 0.11 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| First Trust Capital Management L.P. | 482,440 | 482,440 | 0 | 0.26 | 0.29 | +0.03 | hold |
| Schonfeld Strategic Advisors LLC | 120,000 | 120,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.24 | 0.31 | +0.07 | hold |
| Mint Tower Capital Management B.V. | 125,000 | 125,000 | 0 | 0.12 | 0.00 | -0.12 | hold |
| Fort Baker Capital Management LP | 450,000 | 450,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Fort Baker Capital Management LP | 1,091,570 | 1,091,570 | 0 | 1.00 | 0.91 | -0.10 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 150,001 | 150,001 | 0 | 0.07 | 0.05 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 149,800 | 149,800 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 280,304 | 280,304 | 0 | 0.51 | 0.47 | -0.04 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.35 | 0.31 | -0.03 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 174,729 | 174,729 | 0 | 0.07 | 0.07 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,417 | 49,417 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,832 | 98,832 | 0 | 1.09 | 0.99 | -0.10 | hold |
| GOLDMAN SACHS GROUP INC | 257,137 | 257,137 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 449,756 | 449,664 | -92 | 0.23 | 0.22 | -0.01 | sell |
| Karpus Management, Inc. | 149,000 | 148,200 | -800 | 0.05 | 0.04 | -0.00 | sell |
| Wealthspring Capital LLC | 119,587 | 118,601 | -986 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 153,084 | 151,112 | -1,972 | 0.38 | 0.35 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 18,503 | 14,343 | -4,160 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 47,198 | 36,060 | -11,138 | 0.04 | 0.03 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 434,100 | 420,182 | -13,918 | 0.10 | 0.11 | +0.01 | sell |
| Schonfeld Strategic Advisors LLC | 258,441 | 240,000 | -18,441 | 0.02 | 0.01 | -0.01 | sell |
| TORONTO DOMINION BANK | 622,649 | 603,449 | -19,200 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 61,598 | 0 | -61,598 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 350,000 | 281,715 | -68,285 | 0.15 | 0.17 | +0.01 | sell |
| TORONTO DOMINION BANK | 100,000 | 20,000 | -80,000 | 0.00 | 0.00 | -0.00 | sell |