| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 449,872 | +449,872 | 0.00 | 0.26 | +0.26 | buy |
| Westchester Capital Management, LLC | 0 | 240,000 | +240,000 | 0.00 | 0.13 | +0.13 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 224,936 | +224,936 | 0.00 | 0.00 | +0.00 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 200,000 | +200,000 | 0.00 | 0.06 | +0.06 | buy |
| MMCAP International Inc. SPC | 0 | 175,000 | +175,000 | 0.00 | 0.21 | +0.21 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 128,523 | +128,523 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 119,999 | +119,999 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 77,550 | 168,706 | +91,156 | 0.06 | 0.11 | +0.05 | buy |
| MMCAP International Inc. SPC | 0 | 87,500 | +87,500 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 249,600 | 303,033 | +53,433 | 0.96 | 0.75 | -0.21 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 156,494 | 207,244 | +50,750 | 0.03 | 0.03 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Fort Baker Capital Management LP | 1,050,000 | 1,091,570 | +41,570 | 1.87 | 1.83 | -0.04 | buy |
| METEORA CAPITAL, LLC | 0 | 39,424 | +39,424 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 94,829 | 125,000 | +30,171 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 150,000 | 150,001 | +1 | 0.10 | 0.14 | +0.04 | buy |
| D. E. Shaw & Co., Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 149,000 | 149,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 199,955 | 199,955 | 0 | 0.07 | 0.07 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 74,999 | 74,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 226,262 | 226,262 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 163,796 | 163,796 | 0 | 0.10 | 0.11 | +0.00 | hold |
| BERKLEY W R CORP | 81,898 | 81,898 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 453,124 | 453,124 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.08 | 0.06 | -0.03 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 249,999 | 249,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 78,197 | 78,197 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.16 | 0.16 | -0.00 | hold |
| Magnetar Financial LLC | 900,000 | 900,000 | 0 | 0.04 | 0.06 | +0.01 | hold |
| Magnetar Financial LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 425,000 | 425,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Hudson Bay Capital Management LP | 212,500 | 212,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 225,000 | 225,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 112,500 | 112,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 125,000 | 125,000 | 0 | 0.15 | 0.16 | +0.01 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| First Trust Capital Management L.P. | 482,440 | 482,440 | 0 | 0.33 | 0.32 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.38 | 0.32 | -0.06 | hold |
| Mint Tower Capital Management B.V. | 125,000 | 125,000 | 0 | 0.19 | 0.16 | -0.03 | hold |
| Fort Baker Capital Management LP | 450,000 | 450,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 124,800 | 124,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.43 | 0.38 | -0.05 | hold |
| Shaolin Capital Management LLC | 274,999 | 274,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 350,000 | 350,000 | 0 | 0.15 | 0.17 | +0.02 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 156,343 | 156,343 | 0 | 0.03 | 0.03 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 257,046 | 257,046 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 199,999 | 199,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 121,122 | 120,547 | -575 | 0.01 | 0.01 | +0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 49,417 | -583 | 0.01 | 0.02 | +0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 98,832 | -1,168 | 1.00 | 1.03 | +0.03 | sell |
| Verition Fund Management LLC | 447,025 | 443,898 | -3,127 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 176,080 | 170,000 | -6,080 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 352,125 | 337,000 | -15,125 | 0.03 | 0.02 | -0.00 | sell |
| Verition Fund Management LLC | 695,847 | 670,500 | -25,347 | 0.04 | 0.04 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 97,945 | 50,000 | -47,945 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 484,500 | 433,600 | -50,900 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 242,244 | 190,044 | -52,200 | 0.65 | 0.46 | -0.19 | sell |
| Virtu Financial LLC | 80,612 | 0 | -80,612 | 0.04 | 0.00 | -0.04 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 400,000 | 317,974 | -82,026 | 0.03 | 0.02 | -0.01 | sell |
| AQR Arbitrage LLC | 499,999 | 371,476 | -128,523 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 175,000 | 0 | -175,000 | 0.22 | 0.00 | -0.22 | sell |
| JPMORGAN CHASE & CO | 199,870 | 0 | -199,870 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 240,000 | 0 | -240,000 | 0.14 | 0.00 | -0.14 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 450,000 | 0 | -450,000 | 0.25 | 0.00 | -0.25 | sell |