| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 184,700 | +184,700 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 168,706 | 227,045 | +58,339 | 0.11 | 0.13 | +0.02 | buy |
| METEORA CAPITAL, LLC | 39,424 | 88,700 | +49,276 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 42,582 | +42,582 | 0.00 | 0.04 | +0.04 | buy |
| Shaolin Capital Management LLC | 274,999 | 300,000 | +25,001 | 0.00 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 199,955 | 224,254 | +24,299 | 0.07 | 0.06 | -0.01 | buy |
| Virtu Financial LLC | 0 | 15,242 | +15,242 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 300,000 | 310,565 | +10,565 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 433,600 | 433,900 | +300 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 257,046 | 257,063 | +17 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Karpus Management, Inc. | 149,000 | 149,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 74,999 | 74,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 226,262 | 226,262 | 0 | 0.00 | 0.01 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 200,000 | 200,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| BERKLEY W R CORP | 163,796 | 163,796 | 0 | 0.11 | 0.09 | -0.01 | hold |
| BERKLEY W R CORP | 81,898 | 81,898 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 128,523 | 128,523 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 371,476 | 371,476 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 453,124 | 453,124 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 249,999 | 249,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MMCAP International Inc. SPC | 175,000 | 175,000 | 0 | 0.21 | 0.18 | -0.03 | hold |
| MMCAP International Inc. SPC | 87,500 | 87,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,200,000 | 1,200,000 | 0 | 0.16 | 0.17 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 900,000 | 900,000 | 0 | 0.06 | 0.09 | +0.03 | hold |
| Hudson Bay Capital Management LP | 425,000 | 425,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 212,500 | 212,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 224,936 | 224,936 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 240,000 | 240,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Westchester Capital Management, LLC | 119,999 | 119,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 225,000 | 225,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 112,500 | 112,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| First Trust Capital Management L.P. | 482,440 | 482,440 | 0 | 0.32 | 0.30 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 125,000 | 125,000 | 0 | 0.16 | 0.15 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.32 | 0.31 | -0.01 | hold |
| Fort Baker Capital Management LP | 1,091,570 | 1,091,570 | 0 | 1.83 | 1.25 | -0.58 | hold |
| Fort Baker Capital Management LP | 450,000 | 450,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Centiva Capital, LP | 150,001 | 150,001 | 0 | 0.14 | 0.09 | -0.05 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 124,800 | 124,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.38 | 0.33 | -0.05 | hold |
| Shaolin Capital Management LLC | 350,000 | 350,000 | 0 | 0.17 | 0.14 | -0.03 | hold |
| Wealthspring Capital LLC | 120,547 | 120,547 | 0 | 0.01 | 0.01 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,417 | 49,417 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,832 | 98,832 | 0 | 1.03 | 0.97 | -0.06 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 317,974 | 317,974 | 0 | 0.02 | 0.02 | -0.00 | hold |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 199,999 | 199,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 449,872 | 449,756 | -116 | 0.26 | 0.22 | -0.04 | sell |
| MIZUHO SECURITIES USA LLC | 156,343 | 156,101 | -242 | 0.03 | 0.03 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 207,244 | 202,130 | -5,114 | 0.03 | 0.03 | -0.00 | sell |
| Verition Fund Management LLC | 670,500 | 658,094 | -12,406 | 0.04 | 0.04 | -0.00 | sell |
| DLD Asset Management, LP | 125,000 | 110,023 | -14,977 | 0.16 | 0.12 | -0.05 | sell |
| Verition Fund Management LLC | 443,898 | 428,698 | -15,200 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 50,000 | 25,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 190,044 | 155,004 | -35,040 | 0.46 | 0.38 | -0.08 | sell |
| PERISCOPE CAPITAL INC. | 303,033 | 267,770 | -35,263 | 0.75 | 0.53 | -0.22 | sell |
| Schonfeld Strategic Advisors LLC | 170,000 | 120,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 78,197 | 18,503 | -59,694 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 337,000 | 249,114 | -87,886 | 0.02 | 0.01 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 300,000 | 0 | -300,000 | 0.06 | 0.00 | -0.06 | sell |