| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 300,000 | +300,000 | 0.00 | 0.04 | +0.04 | buy |
| WHITEBOX ADVISORS LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 135,811 | +135,811 | 0.00 | 0.05 | +0.05 | buy |
| Lepercq De Neuflize Asset Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| BERKLEY W R CORP | 928,219 | 1,027,624 | +99,405 | 0.53 | 0.57 | +0.04 | buy |
| JPMORGAN CHASE & CO | 0 | 76,233 | +76,233 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 76,233 | +76,233 | 0.00 | 0.05 | +0.05 | buy |
| Kepos Capital LP | 0 | 23,650 | +23,650 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 23,502 | +23,502 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 67,485 | 80,485 | +13,000 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 346,926 | 351,926 | +5,000 | 0.00 | 0.00 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 297,200 | 298,494 | +1,294 | 0.05 | 0.07 | +0.02 | buy |
| OMERS ADMINISTRATION Corp | 100,267 | 100,367 | +100 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,085,430 | 1,085,430 | 0 | 0.32 | 0.26 | -0.06 | hold |
| ARISTEIA CAPITAL, L.L.C. | 542,714 | 542,714 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 300,000 | 300,000 | 0 | 1.17 | 0.87 | -0.30 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 103,403 | 103,403 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 157,739 | 157,739 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 572,786 | 572,786 | 0 | 0.32 | 0.44 | +0.12 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 750,000 | 750,000 | 0 | 0.15 | 0.18 | +0.03 | hold |
| Polar Asset Management Partners Inc. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.12 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 547,400 | 547,400 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Magnetar Financial LLC | 273,700 | 273,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,756 | 399,756 | 0 | 0.19 | 0.21 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,936 | 199,936 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.23 | 0.23 | +0.00 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 860,600 | 860,600 | 0 | 0.41 | 0.43 | +0.02 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.38 | 0.38 | -0.00 | hold |
| Logan Stone Capital, LLC | 189,723 | 189,723 | 0 | 0.48 | 0.54 | +0.07 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 102,500 | 102,500 | 0 | 0.03 | 0.02 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,250 | 51,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 100,294 | 100,294 | 0 | 0.11 | 0.10 | -0.00 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Warberg Asset Management LLC | 17,400 | 17,400 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 174,699 | 174,699 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 351,600 | 351,600 | 0 | 0.02 | 0.01 | -0.01 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.55 | 0.58 | +0.03 | hold |
| Shaolin Capital Management LLC | 510,000 | 510,000 | 0 | 0.20 | 0.22 | +0.02 | hold |
| Wealthspring Capital LLC | 115,511 | 115,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 225,232 | 225,232 | 0 | 0.54 | 0.55 | +0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 200,400 | 200,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 258,512 | 258,512 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Decagon Asset Management LLP | 353,910 | 353,910 | 0 | 0.04 | 0.01 | -0.02 | hold |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 206,806 | 206,806 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 349,646 | 349,646 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 265,964 | 265,865 | -99 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 590,100 | 589,949 | -151 | 0.16 | 0.13 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 117,855 | 116,629 | -1,226 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 27,125 | 25,125 | -2,000 | 0.00 | 0.01 | +0.00 | sell |
| METEORA CAPITAL, LLC | 349,827 | 344,983 | -4,844 | 0.30 | 0.26 | -0.04 | sell |
| Karpus Management, Inc. | 1,535,003 | 1,526,827 | -8,176 | 0.42 | 0.49 | +0.07 | sell |
| AQR Arbitrage LLC | 311,596 | 302,033 | -9,563 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 470,000 | 459,597 | -10,403 | 0.02 | 0.04 | +0.01 | sell |
| Westchester Capital Management, LLC | 376,548 | 363,554 | -12,994 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 597,444 | 579,779 | -17,665 | 0.03 | 0.06 | +0.02 | sell |
| GLAZER CAPITAL, LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 613,192 | 583,170 | -30,022 | 0.13 | 0.10 | -0.03 | sell |
| PERISCOPE CAPITAL INC. | 414,191 | 350,000 | -64,191 | 0.82 | 0.63 | -0.19 | sell |
| Shaolin Capital Management LLC | 285,000 | 200,705 | -84,295 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 472,012 | 367,976 | -104,036 | 0.07 | 0.06 | -0.01 | sell |