| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 76,233 | 1,023,151 | +946,918 | 0.05 | 0.36 | +0.31 | buy |
| MIZUHO SECURITIES USA LLC | 298,494 | 1,020,000 | +721,506 | 0.07 | 0.17 | +0.10 | buy |
| Decagon Asset Management LLP | 353,910 | 754,681 | +400,771 | 0.01 | 0.01 | -0.00 | buy |
| TORONTO DOMINION BANK | 349,646 | 486,600 | +136,954 | 0.00 | 0.00 | -0.00 | buy |
| HGC Investment Management Inc. | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| Lepercq De Neuflize Asset Management LLC | 100,000 | 200,000 | +100,000 | 0.01 | 0.01 | +0.00 | buy |
| BERKLEY W R CORP | 1,027,624 | 1,084,469 | +56,845 | 0.57 | 0.55 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 367,976 | 408,876 | +40,900 | 0.06 | 0.06 | -0.00 | buy |
| JPMORGAN CHASE & CO | 76,233 | 100,000 | +23,767 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 225,232 | 234,732 | +9,500 | 0.55 | 0.55 | -0.00 | buy |
| AQR Arbitrage LLC | 583,170 | 584,870 | +1,700 | 0.10 | 0.09 | -0.01 | buy |
| Shaolin Capital Management LLC | 200,705 | 202,344 | +1,639 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 80,485 | 80,500 | +15 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 100,367 | 100,367 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,085,430 | 1,085,430 | 0 | 0.26 | 0.18 | -0.08 | hold |
| ARISTEIA CAPITAL, L.L.C. | 542,714 | 542,714 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 300,000 | 300,000 | 0 | 0.87 | 0.72 | -0.14 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 23,502 | 23,502 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 103,403 | 103,403 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 302,033 | 302,033 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 157,739 | 157,739 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 572,786 | 572,786 | 0 | 0.44 | 0.45 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 750,000 | 750,000 | 0 | 0.18 | 0.14 | -0.04 | hold |
| Polar Asset Management Partners Inc. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 273,700 | 273,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 547,400 | 547,400 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Hudson Bay Capital Management LP | 500,000 | 500,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,936 | 199,936 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 23,650 | 23,650 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 860,600 | 860,600 | 0 | 0.43 | 0.45 | +0.02 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.38 | 0.31 | -0.07 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 102,500 | 102,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,250 | 51,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.08 | 0.07 | -0.02 | hold |
| Dakota Wealth Management | 25,125 | 25,125 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 351,600 | 351,600 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 115,511 | 115,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 135,811 | 135,811 | 0 | 0.05 | 0.05 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 258,512 | 258,512 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 206,806 | 206,806 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,756 | 399,664 | -92 | 0.21 | 0.20 | -0.01 | sell |
| Warberg Asset Management LLC | 17,400 | 16,794 | -606 | 0.05 | 0.05 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 116,629 | 115,829 | -800 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 589,949 | 579,831 | -10,118 | 0.13 | 0.15 | +0.02 | sell |
| Karpus Management, Inc. | 1,526,827 | 1,510,297 | -16,530 | 0.49 | 0.45 | -0.04 | sell |
| BERKLEY W R CORP | 265,865 | 244,216 | -21,649 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 350,000 | 325,000 | -25,000 | 0.63 | 0.54 | -0.09 | sell |
| ABC ARBITRAGE SA | 25,000 | 0 | -25,000 | 0.03 | 0.00 | -0.03 | sell |
| TORONTO DOMINION BANK | 150,000 | 125,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 174,699 | 125,762 | -48,937 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 89,953 | -60,047 | 0.01 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 351,926 | 274,500 | -77,426 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 100,000 | 0 | -100,000 | 0.23 | 0.00 | -0.23 | sell |
| DLD Asset Management, LP | 100,294 | 0 | -100,294 | 0.10 | 0.00 | -0.10 | sell |
| METEORA CAPITAL, LLC | 200,400 | 46,812 | -153,588 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 189,723 | 0 | -189,723 | 0.54 | 0.00 | -0.54 | sell |
| Verition Fund Management LLC | 579,779 | 349,398 | -230,381 | 0.06 | 0.03 | -0.03 | sell |
| HGC Investment Management Inc. | 250,000 | 0 | -250,000 | 0.58 | 0.00 | -0.58 | sell |
| Shaolin Capital Management LLC | 510,000 | 219,645 | -290,355 | 0.22 | 0.13 | -0.09 | sell |
| METEORA CAPITAL, LLC | 344,983 | 0 | -344,983 | 0.26 | 0.00 | -0.26 | sell |
| Schonfeld Strategic Advisors LLC | 459,597 | 104,138 | -355,459 | 0.04 | 0.01 | -0.03 | sell |
| Westchester Capital Management, LLC | 363,554 | 0 | -363,554 | 0.00 | 0.00 | -0.00 | sell |