| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Schonfeld Strategic Advisors LLC | 0 | 470,000 | +470,000 | 0.00 | 0.02 | +0.02 | buy |
| METEORA CAPITAL, LLC | 0 | 349,827 | +349,827 | 0.00 | 0.30 | +0.30 | buy |
| METEORA CAPITAL, LLC | 0 | 200,400 | +200,400 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 1,359,828 | 1,535,003 | +175,175 | 0.44 | 0.42 | -0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 399,756 | +102,256 | 0.17 | 0.19 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 384,578 | 472,012 | +87,434 | 0.06 | 0.07 | +0.01 | buy |
| Shaolin Capital Management LLC | 450,000 | 510,000 | +60,000 | 0.22 | 0.20 | -0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 148,750 | 199,936 | +51,186 | 0.00 | 0.00 | -0.00 | buy |
| DLD Asset Management, LP | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 523,589 | 572,786 | +49,197 | 0.33 | 0.32 | -0.01 | buy |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| Shaolin Capital Management LLC | 271,440 | 285,000 | +13,560 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 99,880 | 100,267 | +387 | 0.01 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,085,430 | 1,085,430 | 0 | 0.34 | 0.32 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 542,714 | 542,714 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 300,000 | 300,000 | 0 | 0.96 | 1.17 | +0.20 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 150,000 | 0 | 0.01 | 0.01 | +0.01 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 928,219 | 928,219 | 0 | 0.61 | 0.53 | -0.08 | hold |
| BERKLEY W R CORP | 265,964 | 265,964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 103,403 | 103,403 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 311,596 | 311,596 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 613,192 | 613,192 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Radcliffe Capital Management, L.P. | 157,739 | 157,739 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 750,000 | 750,000 | 0 | 0.15 | 0.15 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 547,400 | 547,400 | 0 | 0.03 | 0.06 | +0.02 | hold |
| Magnetar Financial LLC | 273,700 | 273,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.23 | 0.23 | -0.01 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 860,600 | 860,600 | 0 | 0.45 | 0.41 | -0.04 | hold |
| Westchester Capital Management, LLC | 376,548 | 376,548 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.34 | 0.38 | +0.04 | hold |
| Logan Stone Capital, LLC | 189,723 | 189,723 | 0 | 0.87 | 0.48 | -0.39 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 102,500 | 102,500 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,250 | 51,250 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DLD Asset Management, LP | 100,294 | 100,294 | 0 | 0.13 | 0.11 | -0.02 | hold |
| LMR Partners LLP | 850,000 | 850,000 | 0 | 0.11 | 0.08 | -0.03 | hold |
| Warberg Asset Management LLC | 17,400 | 17,400 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Dakota Wealth Management | 27,125 | 27,125 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 351,600 | 351,600 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.62 | 0.55 | -0.07 | hold |
| Wealthspring Capital LLC | 115,511 | 115,511 | 0 | 0.01 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 258,512 | 258,512 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Decagon Asset Management LLP | 353,910 | 353,910 | 0 | 0.04 | 0.04 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 206,806 | 206,806 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 231,022 | 225,232 | -5,790 | 0.56 | 0.54 | -0.01 | sell |
| Verition Fund Management LLC | 352,826 | 346,926 | -5,900 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 597,553 | 590,100 | -7,453 | 0.20 | 0.16 | -0.04 | sell |
| Virtu Financial LLC | 11,538 | 0 | -11,538 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 151,600 | 117,855 | -33,745 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 636,598 | 597,444 | -39,154 | 0.04 | 0.03 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 110,000 | 67,485 | -42,515 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 221,596 | 174,699 | -46,897 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 75,000 | 25,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 217,532 | 150,000 | -67,532 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 500,000 | 414,191 | -85,809 | 1.23 | 0.82 | -0.41 | sell |
| TORONTO DOMINION BANK | 450,000 | 349,646 | -100,354 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| WHITEBOX ADVISORS LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 496,950 | 297,200 | -199,750 | 0.10 | 0.05 | -0.05 | sell |
| Hudson Bay Capital Management LP | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 300,000 | 0 | -300,000 | 0.06 | 0.00 | -0.06 | sell |