| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 394,000 | +394,000 | 0.00 | 0.20 | +0.20 | buy |
| Karpus Management, Inc. | 795,850 | 1,188,550 | +392,700 | 0.21 | 0.37 | +0.16 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 350,000 | +350,000 | 0.00 | 0.01 | +0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 275,000 | +275,000 | 0.00 | 0.04 | +0.04 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 236,300 | +236,300 | 0.00 | 0.09 | +0.09 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 197,000 | +197,000 | 0.00 | 0.00 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Lepercq De Neuflize Asset Management LLC | 0 | 150,000 | +150,000 | 0.00 | 0.03 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 137,500 | +137,500 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 86,000 | +86,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 50,547 | +50,547 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 40,000 | +40,000 | 0.00 | 0.11 | +0.11 | buy |
| Crossingbridge Advisors, LLC | 0 | 35,000 | +35,000 | 0.00 | 0.06 | +0.06 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 176,966 | 198,250 | +21,284 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 19,520 | +19,520 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 16,280 | +16,280 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 10,896 | +10,896 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 12,683 | 23,574 | +10,891 | 0.03 | 0.07 | +0.03 | buy |
| PenderFund Capital Management Ltd. | 0 | 10,000 | +10,000 | 0.00 | 0.02 | +0.02 | buy |
| PenderFund Capital Management Ltd. | 0 | 5,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 261,516 | 263,476 | +1,960 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 29,998 | 30,189 | +191 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 387,428 | 387,428 | 0 | 0.11 | 0.09 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 193,713 | 193,713 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 570,610 | 570,610 | 0 | 0.32 | 0.31 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 88,483 | 88,483 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 398,750 | 398,750 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 149,999 | 149,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 300,000 | 300,000 | 0 | 0.16 | 0.23 | +0.06 | hold |
| MILLENNIUM MANAGEMENT LLC | 240,000 | 240,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 68,075 | 68,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 136,151 | 136,151 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MMCAP International Inc. SPC | 150,000 | 150,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| MMCAP International Inc. SPC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.07 | 0.08 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Magnetar Financial LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| 683 Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| 683 Capital Management, LLC | 200,000 | 200,000 | 0 | 0.17 | 0.19 | +0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.08 | 0.15 | +0.07 | hold |
| Verition Fund Management LLC | 217,158 | 217,158 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 275,000 | 275,000 | 0 | 0.13 | 0.13 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,000,000 | 1,000,000 | 0 | 0.11 | 0.11 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Gladius Capital Management LP | 15,000 | 15,000 | 0 | 0.19 | 0.12 | -0.07 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 550,000 | 550,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Dakota Wealth Management | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.18 | 0.14 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 119,500 | 119,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 144,955 | 144,955 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Shaolin Capital Management LLC | 130,000 | 130,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ghisallo Capital Management LLC | 225,000 | 225,000 | 0 | 0.10 | 0.06 | -0.04 | hold |
| TORONTO DOMINION BANK | 45,100 | 45,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 39,925 | 39,925 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 103,068 | 102,895 | -173 | 0.00 | 0.00 | +0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 100,319 | 99,556 | -763 | 0.00 | 0.00 | +0.00 | sell |
| ROYAL BANK OF CANADA | 16,900 | 14,514 | -2,386 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 37,820 | 28,183 | -9,637 | 0.01 | 0.01 | -0.00 | sell |
| Warberg Asset Management LLC | 10,000 | 0 | -10,000 | 0.03 | 0.00 | -0.03 | sell |
| PenderFund Capital Management Ltd. | 10,000 | 0 | -10,000 | 0.02 | 0.00 | -0.02 | sell |
| BERKLEY W R CORP | 285,305 | 273,267 | -12,038 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 523,030 | 505,667 | -17,363 | 0.11 | 0.08 | -0.03 | sell |
| PERISCOPE CAPITAL INC. | 239,000 | 214,000 | -25,000 | 0.46 | 0.38 | -0.09 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 238,237 | 210,401 | -27,836 | 0.03 | 0.03 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 35,000 | 0 | -35,000 | 0.10 | 0.00 | -0.10 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 0 | -40,000 | 0.15 | 0.00 | -0.15 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 0 | -50,000 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 57,164 | 0 | -57,164 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 80,760 | 0 | -80,760 | 0.08 | 0.00 | -0.08 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 114,650 | 21,844 | -92,806 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 195,608 | 13,565 | -182,043 | 0.03 | 0.00 | -0.03 | sell |
| METEORA CAPITAL, LLC | 188,027 | 0 | -188,027 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 260,000 | 0 | -260,000 | 0.10 | 0.00 | -0.10 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 350,000 | 0 | -350,000 | 0.01 | 0.00 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 0 | -400,000 | 0.19 | 0.00 | -0.19 | sell |