| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 390,559 | +390,559 | 0.00 | 0.14 | +0.14 | buy |
| Westchester Capital Management, LLC | 2,000 | 277,000 | +275,000 | 0.00 | 0.14 | +0.14 | buy |
| METEORA CAPITAL, LLC | 0 | 188,027 | +188,027 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 137,498 | +137,498 | 0.00 | 0.00 | +0.00 | buy |
| Lepercq De Neuflize Asset Management LLC | 150,000 | 250,000 | +100,000 | 0.03 | 0.03 | +0.01 | buy |
| BERKLEY W R CORP | 570,610 | 643,849 | +73,239 | 0.31 | 0.32 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 210,401 | 236,437 | +26,036 | 0.03 | 0.03 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 10,000 | 33,357 | +23,357 | 0.02 | 0.04 | +0.03 | buy |
| AQR Arbitrage LLC | 505,667 | 512,011 | +6,344 | 0.08 | 0.07 | -0.01 | buy |
| AQR Arbitrage LLC | 263,476 | 268,264 | +4,788 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 86,000 | 86,915 | +915 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 23,574 | 24,395 | +821 | 0.07 | 0.05 | -0.01 | buy |
| Shaolin Capital Management LLC | 130,000 | 130,687 | +687 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 200,000 | 200,100 | +100 | 0.05 | 0.04 | -0.01 | buy |
| GLAZER CAPITAL, LLC | 16,280 | 16,280 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 387,428 | 387,428 | 0 | 0.09 | 0.06 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 193,713 | 193,713 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 198,250 | 198,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 88,483 | 88,483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 398,750 | 398,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 149,999 | 149,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 300,000 | 300,000 | 0 | 0.23 | 0.23 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 275,000 | 275,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 137,500 | 137,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 240,000 | 240,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 21,844 | 21,844 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 136,151 | 136,151 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Context Capital Management, LLC | 68,075 | 68,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 150,000 | 150,000 | 0 | 0.13 | 0.13 | -0.00 | hold |
| MMCAP International Inc. SPC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 683 Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 683 Capital Management, LLC | 200,000 | 200,000 | 0 | 0.19 | 0.19 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 394,000 | 394,000 | 0 | 0.20 | 0.19 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 197,000 | 197,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.15 | 0.09 | -0.05 | hold |
| Verition Fund Management LLC | 19,520 | 19,520 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 217,158 | 217,158 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,000,000 | 1,000,000 | 0 | 0.11 | 0.09 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gladius Capital Management LP | 15,000 | 15,000 | 0 | 0.12 | 0.06 | -0.05 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 550,000 | 550,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Dakota Wealth Management | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.14 | 0.18 | +0.04 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Centiva Capital, LP | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 119,500 | 119,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 214,000 | 214,000 | 0 | 0.38 | 0.35 | -0.03 | hold |
| Walleye Capital LLC | 144,955 | 144,955 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 35,000 | 35,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Ghisallo Capital Management LLC | 225,000 | 225,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 236,300 | 236,300 | 0 | 0.09 | 0.09 | -0.00 | hold |
| TORONTO DOMINION BANK | 102,895 | 102,895 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 5,000 | 4,990 | -10 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 30,189 | 30,000 | -189 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 99,556 | 99,175 | -381 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 20,000 | 19,500 | -500 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 39,925 | 38,825 | -1,100 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 10,896 | 0 | -10,896 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 1,188,550 | 1,176,550 | -12,000 | 0.37 | 0.34 | -0.03 | sell |
| MIZUHO SECURITIES USA LLC | 13,565 | 0 | -13,565 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 14,514 | 0 | -14,514 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 28,183 | 12,236 | -15,947 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 50,547 | 14,999 | -35,548 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 45,100 | 0 | -45,100 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 273,267 | 218,096 | -55,171 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 275,000 | 0 | -275,000 | 0.13 | 0.00 | -0.13 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 350,000 | 0 | -350,000 | 0.01 | 0.00 | -0.01 | sell |