| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 317,686 | 405,549 | +87,863 | 0.18 | 0.23 | +0.04 | buy |
| GLAZER CAPITAL, LLC | 0 | 79,338 | +79,338 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 16,987 | +16,987 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 10,235 | +10,235 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 50,053 | 51,553 | +1,500 | 0.13 | 0.15 | +0.02 | buy |
| MIZUHO SECURITIES USA LLC | 676,753 | 677,754 | +1,001 | 0.11 | 0.16 | +0.05 | buy |
| D. E. Shaw & Co., Inc. | 170,012 | 170,112 | +100 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 119,661 | 119,661 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 26,553 | 26,553 | 0 | 0.01 | 0.02 | +0.01 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,756 | 499,756 | 0 | 0.24 | 0.26 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,872 | 499,872 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 366,605 | 366,605 | 0 | 0.18 | 0.18 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 408,154 | 408,154 | 0 | 0.34 | 0.34 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 408,154 | 408,154 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Dakota Wealth Management | 69,500 | 69,500 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Shaolin Capital Management LLC | 176,586 | 176,586 | 0 | 0.07 | 0.08 | +0.01 | hold |
| Crossingbridge Advisors, LLC | 140,189 | 140,189 | 0 | 0.04 | 0.26 | +0.22 | hold |
| Wellspring Financial Advisors, LLC | 17,700 | 17,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 2,548,048 | 2,548,048 | 0 | 0.09 | 0.08 | -0.01 | hold |
| GOLDMAN SACHS GROUP INC | 119,661 | 119,661 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 149,926 | 149,544 | -382 | 0.04 | 0.03 | -0.01 | sell |
| Shaolin Capital Management LLC | 575,000 | 573,507 | -1,493 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 118,431 | 116,870 | -1,561 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 24,000 | 21,951 | -2,049 | 0.07 | 0.07 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 602,513 | 599,522 | -2,991 | 0.09 | 0.10 | +0.01 | sell |
| Karpus Management, Inc. | 2,263,880 | 2,256,805 | -7,075 | 0.62 | 0.73 | +0.11 | sell |
| AQR Arbitrage LLC | 380,339 | 369,960 | -10,379 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 369,960 | 354,288 | -15,672 | 0.08 | 0.06 | -0.02 | sell |
| TWO SIGMA INVESTMENTS, LP | 85,270 | 59,288 | -25,982 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 31,374 | 0 | -31,374 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 460,782 | 425,851 | -34,931 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 241,975 | 200,000 | -41,975 | 0.00 | 0.00 | -0.00 | sell |