| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 397,500 | +397,500 | 0.00 | 0.23 | +0.23 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 397,500 | +397,500 | 0.00 | 0.01 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 457,137 | 641,777 | +184,640 | 0.10 | 0.13 | +0.03 | buy |
| BERKLEY W R CORP | 149,238 | 288,603 | +139,365 | 0.09 | 0.19 | +0.10 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 533,325 | 584,505 | +51,180 | 0.09 | 0.09 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 0 | 17,700 | +17,700 | 0.00 | 0.02 | +0.02 | buy |
| Crossingbridge Advisors, LLC | 130,000 | 140,189 | +10,189 | 1.15 | 0.07 | -1.07 | buy |
| D. E. Shaw & Co., Inc. | 170,012 | 170,012 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 26,553 | 26,553 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 366,605 | 366,605 | 0 | 0.22 | 0.19 | -0.02 | hold |
| MANGROVE PARTNERS IM, LLC | 408,154 | 408,154 | 0 | 0.44 | 0.31 | -0.13 | hold |
| MANGROVE PARTNERS IM, LLC | 408,154 | 408,154 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Logan Stone Capital, LLC | 50,053 | 50,053 | 0 | 0.24 | 0.23 | -0.01 | hold |
| Alpine Global Management, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Warberg Asset Management LLC | 24,000 | 24,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Dakota Wealth Management | 69,500 | 69,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Shaolin Capital Management LLC | 500,000 | 500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Harraden Circle Investments, LLC | 2,548,048 | 2,548,048 | 0 | 0.17 | 0.14 | -0.03 | hold |
| MIZUHO SECURITIES USA LLC | 65,254 | 65,254 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 119,661 | 119,661 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 165,000 | 163,753 | -1,247 | 0.06 | 0.06 | -0.00 | sell |
| AQR Arbitrage LLC | 377,339 | 369,960 | -7,379 | 0.09 | 0.10 | +0.01 | sell |
| TORONTO DOMINION BANK | 280,095 | 266,975 | -13,120 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 2,300,475 | 2,276,380 | -24,095 | 0.75 | 0.73 | -0.01 | sell |
| Shaolin Capital Management LLC | 223,637 | 175,000 | -48,637 | 0.10 | 0.08 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 260,999 | 184,128 | -76,871 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 95,248 | 0 | -95,248 | 0.05 | 0.00 | -0.05 | sell |
| TORONTO DOMINION BANK | 586,612 | 460,582 | -126,030 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 305,000 | 121,006 | -183,994 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 293,930 | 100,000 | -193,930 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 102,372 | -397,628 | 0.28 | 0.06 | -0.23 | sell |