| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 0 | 119,661 | +119,661 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 499,872 | +102,372 | 0.01 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 499,756 | +102,256 | 0.23 | 0.24 | +0.01 | buy |
| Shaolin Capital Management LLC | 500,000 | 575,000 | +75,000 | 0.01 | 0.00 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 641,777 | 676,753 | +34,976 | 0.13 | 0.11 | -0.02 | buy |
| BERKLEY W R CORP | 288,603 | 317,686 | +29,083 | 0.19 | 0.18 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 584,505 | 602,513 | +18,008 | 0.09 | 0.09 | +0.00 | buy |
| Shaolin Capital Management LLC | 175,000 | 176,586 | +1,586 | 0.08 | 0.07 | -0.02 | buy |
| TORONTO DOMINION BANK | 460,582 | 460,782 | +200 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 170,012 | 170,012 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 369,960 | 369,960 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Radcliffe Capital Management, L.P. | 26,553 | 26,553 | 0 | 0.02 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 366,605 | 366,605 | 0 | 0.19 | 0.18 | -0.02 | hold |
| MANGROVE PARTNERS IM, LLC | 408,154 | 408,154 | 0 | 0.31 | 0.34 | +0.03 | hold |
| MANGROVE PARTNERS IM, LLC | 408,154 | 408,154 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Logan Stone Capital, LLC | 50,053 | 50,053 | 0 | 0.23 | 0.13 | -0.10 | hold |
| Warberg Asset Management LLC | 24,000 | 24,000 | 0 | 0.07 | 0.07 | +0.01 | hold |
| Dakota Wealth Management | 69,500 | 69,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 140,189 | 140,189 | 0 | 0.07 | 0.04 | -0.03 | hold |
| Wellspring Financial Advisors, LLC | 17,700 | 17,700 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 2,548,048 | 2,548,048 | 0 | 0.14 | 0.09 | -0.05 | hold |
| GOLDMAN SACHS GROUP INC | 119,661 | 119,661 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 400,000 | 400,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 121,006 | 118,431 | -2,575 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,276,380 | 2,263,880 | -12,500 | 0.73 | 0.62 | -0.11 | sell |
| GLAZER CAPITAL, LLC | 163,753 | 149,926 | -13,827 | 0.06 | 0.04 | -0.02 | sell |
| TORONTO DOMINION BANK | 266,975 | 241,975 | -25,000 | 0.01 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 65,254 | 0 | -65,254 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 184,128 | 85,270 | -98,858 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| AQR Arbitrage LLC | 500,000 | 380,339 | -119,661 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 250,000 | 31,374 | -218,626 | 0.01 | 0.00 | -0.01 | sell |