| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 0 | 1,783,286 | +1,783,286 | 0.00 | 1.55 | +1.55 | buy |
| Empyrean Capital Partners, LP | 716,485 | 1,389,513 | +673,028 | 0.29 | 0.50 | +0.21 | buy |
| METEORA CAPITAL, LLC | 149,759 | 303,210 | +153,451 | 0.01 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 137,354 | +137,354 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 88,433 | +88,433 | 0.00 | 0.01 | +0.01 | buy |
| CITIGROUP INC | 0 | 76,207 | +76,207 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 309,998 | 350,000 | +40,002 | 0.01 | 0.01 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 48,750 | 74,776 | +26,026 | 0.03 | 0.04 | +0.01 | buy |
| Verition Fund Management LLC | 114,122 | 139,506 | +25,384 | 0.01 | 0.01 | +0.00 | buy |
| Diametric Capital, LP | 0 | 24,912 | +24,912 | 0.00 | 0.07 | +0.07 | buy |
| READYSTATE ASSET MANAGEMENT LP | 96,666 | 109,066 | +12,400 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 16,250 | 24,978 | +8,728 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 277,312 | 281,548 | +4,236 | 0.00 | 0.00 | -0.00 | buy |
| First Trust Capital Management L.P. | 1,201,200 | 1,201,650 | +450 | 0.79 | 0.76 | -0.04 | buy |
| TORONTO DOMINION BANK | 62,420 | 62,520 | +100 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,090,000 | 1,090,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 330,000 | 330,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 261,900 | 261,900 | 0 | 0.08 | 0.08 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 399,999 | 399,999 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 246,166 | 246,166 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 298,200 | 298,200 | 0 | 0.20 | 0.17 | -0.02 | hold |
| AQR Arbitrage LLC | 1,451,934 | 1,451,934 | 0 | 0.38 | 0.32 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 399,101 | 399,101 | 0 | 0.25 | 0.23 | -0.03 | hold |
| MILLENNIUM MANAGEMENT LLC | 103,095 | 103,095 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 366,666 | 366,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.08 | 0.07 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,980,000 | 1,980,000 | 0 | 0.12 | 0.20 | +0.08 | hold |
| Magnetar Financial LLC | 660,000 | 660,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Weiss Asset Management LP | 120,646 | 120,646 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 500,000 | 500,000 | 0 | 0.10 | 0.11 | +0.00 | hold |
| Verition Fund Management LLC | 141,666 | 141,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 116,000 | 116,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Alberta Investment Management Corp | 980,000 | 980,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Alberta Investment Management Corp | 326,666 | 326,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 660,000 | 660,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 799,997 | 799,997 | 0 | 0.10 | 0.09 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 99,999 | 99,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rithm Capital Corp. | 660,000 | 660,000 | 0 | 13.88 | 16.52 | +2.64 | hold |
| LMR Partners LLP | 800,000 | 800,000 | 0 | 0.11 | 0.08 | -0.03 | hold |
| LMR Partners LLP | 266,666 | 266,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.11 | 0.07 | -0.05 | hold |
| Lighthouse Investment Partners, LLC | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Boussard & Gavaudan Investment Management LLP | 266,666 | 266,666 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Fort Baker Capital Management LP | 250,405 | 250,405 | 0 | 0.42 | 0.29 | -0.13 | hold |
| PERISCOPE CAPITAL INC. | 145,800 | 145,800 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Conversant Capital LLC | 333,333 | 333,333 | 0 | 0.05 | 0.04 | -0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 65,866 | 65,866 | 0 | 0.04 | 0.04 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 197,598 | 197,598 | 0 | 2.08 | 1.96 | -0.12 | hold |
| GOLDMAN SACHS GROUP INC | 412,062 | 412,062 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 3 | 0 | -3 | 0.00 | 0.00 | 0.00 | sell |
| MIZUHO SECURITIES USA LLC | 37,891 | 33,909 | -3,982 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 85,000 | 80,000 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 284,406 | 273,749 | -10,657 | 0.10 | 0.07 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 164,503 | 150,000 | -14,503 | 0.01 | 0.01 | -0.00 | sell |
| Shaolin Capital Management LLC | 200,000 | 175,000 | -25,000 | 0.10 | 0.07 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 26,186 | 0 | -26,186 | 0.02 | 0.00 | -0.02 | sell |
| Boussard & Gavaudan Investment Management LLP | 800,000 | 768,000 | -32,000 | 1.02 | 0.60 | -0.41 | sell |
| DLD Asset Management, LP | 250,000 | 215,596 | -34,404 | 0.33 | 0.23 | -0.10 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 39,050 | 0 | -39,050 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 424,621 | 360,400 | -64,221 | 1.06 | 0.73 | -0.33 | sell |
| JPMORGAN CHASE & CO | 115,000 | 50,000 | -65,000 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 76,440 | 0 | -76,440 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 685,000 | 588,500 | -96,500 | 0.01 | 0.01 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 133,333 | 0 | -133,333 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 633,332 | 495,978 | -137,354 | 0.01 | 0.01 | -0.00 | sell |
| Hudson Bay Capital Management LP | 1,925,000 | 1,724,500 | -200,500 | 0.12 | 0.10 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 400,000 | 0 | -400,000 | 0.08 | 0.00 | -0.08 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 455,000 | 55,000 | -400,000 | 0.01 | 0.00 | -0.01 | sell |