| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LMR Partners LLP | 0 | 700,000 | +700,000 | 0.00 | 0.09 | +0.09 | buy |
| Radcliffe Capital Management, L.P. | 10,062 | 575,000 | +564,938 | 0.01 | 0.36 | +0.36 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 499,872 | +499,872 | 0.00 | 0.29 | +0.29 | buy |
| D. E. Shaw & Co., Inc. | 527,275 | 905,275 | +378,000 | 0.01 | 0.01 | +0.00 | buy |
| Westchester Capital Management, LLC | 200,000 | 550,046 | +350,046 | 0.13 | 0.29 | +0.17 | buy |
| LMR Partners LLP | 0 | 350,000 | +350,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 63,561 | 365,468 | +301,907 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 249,936 | +249,936 | 0.00 | 0.01 | +0.01 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 174,923 | 324,923 | +150,000 | 0.05 | 0.10 | +0.05 | buy |
| MIZUHO SECURITIES USA LLC | 70,000 | 210,536 | +140,536 | 0.02 | 0.04 | +0.03 | buy |
| PERISCOPE CAPITAL INC. | 150,000 | 279,433 | +129,433 | 0.61 | 0.69 | +0.09 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 67,343 | +67,343 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 122,547 | 165,548 | +43,001 | 0.00 | 0.00 | -0.00 | buy |
| StoneX Group Inc. | 0 | 20,612 | +20,612 | 0.00 | 0.01 | +0.01 | buy |
| StoneX Group Inc. | 0 | 13,479 | +13,479 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 400,000 | 400,000 | 0 | 0.08 | 0.06 | -0.02 | hold |
| Sculptor Capital LP | 1,100,000 | 1,100,000 | 0 | 0.19 | 0.15 | -0.04 | hold |
| Sculptor Capital LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 124,900 | 124,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 325,100 | 325,100 | 0 | 0.12 | 0.11 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,425,000 | 1,425,000 | 0 | 0.43 | 0.45 | +0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 624,999 | 624,999 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 87,453 | 87,453 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 124,250 | 124,250 | 0 | 0.08 | 0.08 | -0.00 | hold |
| AQR Arbitrage LLC | 649,998 | 649,998 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 1,020,682 | 1,020,682 | 0 | 0.26 | 0.26 | +0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 49,138 | 49,138 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 549,999 | 549,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| Calamos Advisors LLC | 600,000 | 600,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.25 | 0.23 | -0.02 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.09 | 0.11 | +0.02 | hold |
| Magnetar Financial LLC | 875,000 | 875,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 350,000 | 350,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Verition Fund Management LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 178,100 | 178,100 | 0 | 0.35 | 0.19 | -0.16 | hold |
| K2 PRINCIPAL FUND, L.P. | 125,000 | 125,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 164,350 | 164,350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 99,999 | 99,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2,000,000 | 2,000,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Mint Tower Capital Management B.V. | 200,000 | 200,000 | 0 | 0.32 | 0.26 | -0.07 | hold |
| PERISCOPE CAPITAL INC. | 75,000 | 75,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| HGC Investment Management Inc. | 402,960 | 402,960 | 0 | 1.24 | 1.02 | -0.22 | hold |
| HGC Investment Management Inc. | 450,000 | 450,000 | 0 | 1.34 | 1.12 | -0.22 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Shaolin Capital Management LLC | 400,000 | 400,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Shaolin Capital Management LLC | 300,000 | 300,000 | 0 | 0.14 | 0.15 | +0.01 | hold |
| Sandia Investment Management LP | 100,000 | 100,000 | 0 | 2.75 | 3.04 | +0.29 | hold |
| Sandia Investment Management LP | 49,500 | 49,500 | 0 | 0.09 | 0.07 | -0.02 | hold |
| METEORA CAPITAL, LLC | 186,251 | 186,251 | 0 | 0.37 | 0.20 | -0.17 | hold |
| RK Capital Management, LLC/FL | 101,900 | 101,900 | 0 | 1.34 | 1.60 | +0.27 | hold |
| RK Capital Management, LLC/FL | 10,052 | 10,052 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Quarry LP | 100,000 | 100,000 | 0 | 0.25 | 0.25 | +0.00 | hold |
| Quarry LP | 49,500 | 49,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 279,314 | 279,314 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 947,555 | 947,455 | -100 | 0.17 | 0.09 | -0.08 | sell |
| Hudson Bay Capital Management LP | 169,100 | 168,700 | -400 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 74,999 | 74,175 | -824 | 0.05 | 0.04 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 87,600 | 86,636 | -964 | 0.93 | 0.91 | -0.02 | sell |
| TORONTO DOMINION BANK | 254,301 | 253,223 | -1,078 | 0.00 | 0.00 | -0.00 | sell |
| Governors Lane LP | 200,000 | 195,769 | -4,231 | 0.29 | 0.28 | -0.02 | sell |
| JPMORGAN CHASE & CO | 48,621 | 39,787 | -8,834 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 282,900 | 270,864 | -12,036 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 37,275 | 23,861 | -13,414 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 16,867 | 0 | -16,867 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH LANE CAPITAL, LP | 201,995 | 178,845 | -23,150 | 2.62 | 1.83 | -0.79 | sell |
| BARDIN HILL MANAGEMENT PARTNERS LP | 25,000 | 0 | -25,000 | 0.17 | 0.00 | -0.17 | sell |
| TORONTO DOMINION BANK | 175,000 | 136,782 | -38,218 | 0.00 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 53,711 | 0 | -53,711 | 0.04 | 0.00 | -0.04 | sell |
| CANTOR FITZGERALD, L. P. | 101,000 | 0 | -101,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 284,900 | 171,566 | -113,334 | 0.02 | 0.01 | -0.01 | sell |
| JPMORGAN CHASE & CO | 241,211 | 94,911 | -146,300 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 341,200 | 0 | -341,200 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 0 | -500,000 | 0.30 | 0.00 | -0.30 | sell |
| LMR Partners LLP | 700,000 | 0 | -700,000 | 0.12 | 0.00 | -0.12 | sell |
| Harraden Circle Investments, LLC | 1,109,760 | 0 | -1,109,760 | 3.08 | 0.00 | -3.08 | sell |