| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| First Trust Capital Management L.P. | 0 | 1,100,000 | +1,100,000 | 0.00 | 0.69 | +0.69 | buy |
| Harraden Circle Investments, LLC | 947,455 | 2,029,887 | +1,082,432 | 0.09 | 0.37 | +0.28 | buy |
| RiverPark Advisors, LLC | 0 | 793,121 | +793,121 | 0.00 | 2.35 | +2.35 | buy |
| Crossingbridge Advisors, LLC | 0 | 793,121 | +793,121 | 0.00 | 2.29 | +2.29 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 67,343 | 666,366 | +599,023 | 0.01 | 0.10 | +0.09 | buy |
| TORONTO DOMINION BANK | 136,782 | 494,928 | +358,146 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 325,100 | 605,523 | +280,423 | 0.11 | 0.16 | +0.05 | buy |
| BERKLEY W R CORP | 124,250 | 377,192 | +252,942 | 0.08 | 0.22 | +0.14 | buy |
| Cannell & Spears LLC | 0 | 247,647 | +247,647 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 214,605 | +214,605 | 0.00 | 0.13 | +0.13 | buy |
| Sculptor Capital LP | 1,100,000 | 1,247,005 | +147,005 | 0.15 | 0.15 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 139,657 | +139,657 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 129,410 | +129,410 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 300,000 | 397,000 | +97,000 | 0.15 | 0.15 | +0.01 | buy |
| JPMORGAN CHASE & CO | 39,787 | 99,877 | +60,090 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 87,453 | 127,538 | +40,085 | 0.00 | 0.01 | +0.00 | buy |
| METEORA CAPITAL, LLC | 186,251 | 224,812 | +38,561 | 0.20 | 0.19 | -0.01 | buy |
| Cannell & Spears LLC | 0 | 21,200 | +21,200 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 575,000 | 590,384 | +15,384 | 0.36 | 0.33 | -0.03 | buy |
| Schonfeld Strategic Advisors LLC | 171,566 | 180,000 | +8,434 | 0.01 | 0.01 | -0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 125,000 | 132,200 | +7,200 | 0.01 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 279,314 | 282,576 | +3,262 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 905,275 | 905,275 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 62,500 | 62,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,425,000 | 1,425,000 | 0 | 0.45 | 0.42 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 624,999 | 624,999 | 0 | 0.01 | 0.02 | +0.01 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 324,923 | 324,923 | 0 | 0.10 | 0.09 | -0.01 | hold |
| BERKLEY W R CORP | 23,861 | 23,861 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,020,682 | 1,020,682 | 0 | 0.26 | 0.22 | -0.04 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 49,138 | 49,138 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 549,999 | 549,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Calamos Advisors LLC | 600,000 | 600,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,750,000 | 1,750,000 | 0 | 0.23 | 0.25 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.01 | 0.01 | +0.01 | hold |
| Magnetar Financial LLC | 875,000 | 875,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Magnetar Financial LLC | 1,750,000 | 1,750,000 | 0 | 0.11 | 0.18 | +0.07 | hold |
| Hudson Bay Capital Management LP | 325,000 | 325,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,936 | 249,936 | 0 | 0.01 | 0.01 | +0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 350,000 | 350,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| Verition Fund Management LLC | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 178,100 | 178,100 | 0 | 0.19 | 0.19 | -0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 164,350 | 164,350 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 550,046 | 550,046 | 0 | 0.29 | 0.27 | -0.02 | hold |
| Westchester Capital Management, LLC | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| LMR Partners LLP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 700,000 | 700,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 200,000 | 200,000 | 0 | 0.26 | 0.25 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.12 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 75,000 | 75,000 | 0 | 0.01 | 0.01 | +0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 74,175 | 74,175 | 0 | 0.04 | 0.07 | +0.03 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 86,636 | 86,636 | 0 | 0.91 | 0.85 | -0.06 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,872 | 497,500 | -2,372 | 0.29 | 0.24 | -0.05 | sell |
| HBK INVESTMENTS L P | 400,000 | 396,951 | -3,049 | 0.06 | 0.04 | -0.02 | sell |
| StoneX Group Inc. | 13,479 | 10,000 | -3,479 | 0.00 | 0.00 | +0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 365,468 | 360,558 | -4,910 | 0.00 | 0.00 | -0.00 | sell |
| RK Capital Management, LLC/FL | 10,052 | 0 | -10,052 | 0.01 | 0.00 | -0.01 | sell |
| Sculptor Capital LP | 250,000 | 238,700 | -11,300 | 0.00 | 0.00 | +0.00 | sell |
| Sandia Investment Management LP | 49,500 | 29,294 | -20,206 | 0.07 | 0.07 | +0.00 | sell |
| Quarry LP | 49,500 | 29,294 | -20,206 | 0.01 | 0.00 | -0.00 | sell |
| StoneX Group Inc. | 20,612 | 0 | -20,612 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 279,433 | 234,600 | -44,833 | 0.69 | 0.47 | -0.22 | sell |
| JPMORGAN CHASE & CO | 94,911 | 50,000 | -44,911 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 400,000 | 350,000 | -50,000 | 0.01 | 0.01 | +0.00 | sell |
| Sandia Investment Management LP | 100,000 | 50,000 | -50,000 | 3.04 | 1.28 | -1.76 | sell |
| Quarry LP | 100,000 | 50,000 | -50,000 | 0.25 | 0.08 | -0.16 | sell |
| GLAZER CAPITAL, LLC | 124,900 | 68,712 | -56,188 | 0.00 | 0.00 | +0.00 | sell |
| HGC Investment Management Inc. | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| RK Capital Management, LLC/FL | 101,900 | 0 | -101,900 | 1.60 | 0.00 | -1.60 | sell |
| MIZUHO SECURITIES USA LLC | 210,536 | 81,700 | -128,836 | 0.04 | 0.01 | -0.03 | sell |
| AQR Arbitrage LLC | 649,998 | 510,341 | -139,657 | 0.01 | 0.01 | +0.00 | sell |
| Hudson Bay Capital Management LP | 168,700 | 20,708 | -147,992 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 165,548 | 0 | -165,548 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH LANE CAPITAL, LP | 178,845 | 0 | -178,845 | 1.83 | 0.00 | -1.83 | sell |
| Schonfeld Strategic Advisors LLC | 270,864 | 79,950 | -190,914 | 0.00 | 0.00 | -0.00 | sell |
| Governors Lane LP | 195,769 | 0 | -195,769 | 0.28 | 0.00 | -0.28 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 253,223 | 0 | -253,223 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| HGC Investment Management Inc. | 402,960 | 0 | -402,960 | 1.02 | 0.00 | -1.02 | sell |
| HGC Investment Management Inc. | 450,000 | 27,960 | -422,040 | 1.12 | 0.06 | -1.06 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2,000,000 | 0 | -2,000,000 | 0.04 | 0.00 | -0.04 | sell |