| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 218,500 | +218,500 | 0.00 | 0.03 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 218,500 | +218,500 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 207,000 | 337,000 | +130,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 205,374 | 310,796 | +105,422 | 0.12 | 0.17 | +0.05 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 312,328 | 337,328 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 306,697 | 326,641 | +19,944 | 0.05 | 0.08 | +0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 8,905 | +8,905 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 443 | +443 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 86,100 | 86,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GABELLI FUNDS LLC | 86,100 | 86,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.77 | 0.58 | -0.20 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 78,411 | 78,411 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 217,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 81,843 | 81,843 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 100,052 | 100,052 | 0 | 0.06 | 0.08 | +0.02 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 119,102 | 119,102 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 397,500 | 0 | 0.19 | 0.20 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 397,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 689,436 | 689,436 | 0 | 0.33 | 0.34 | +0.01 | hold |
| Westchester Capital Management, LLC | 439,436 | 439,436 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 163,800 | 163,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 294,882 | 294,882 | 0 | 0.24 | 0.25 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,300 | 51,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,000 | 15,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| HGC Investment Management Inc. | 300,000 | 300,000 | 0 | 0.66 | 0.70 | +0.04 | hold |
| Shaolin Capital Management LLC | 401,232 | 401,232 | 0 | 0.15 | 0.17 | +0.02 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 450,000 | 450,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 78,411 | 78,411 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 113,900 | 113,900 | 0 | 0.17 | 0.17 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 113,900 | 113,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Karpus Management, Inc. | 301,350 | 300,875 | -475 | 0.08 | 0.10 | +0.01 | sell |
| GLAZER CAPITAL, LLC | 179,161 | 178,034 | -1,127 | 0.05 | 0.04 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 176,304 | 174,809 | -1,495 | 0.02 | 0.01 | -0.01 | sell |
| TORONTO DOMINION BANK | 449,562 | 447,275 | -2,287 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 150,000 | 146,907 | -3,093 | 0.52 | 0.45 | -0.07 | sell |
| StoneX Group Inc. | 18,110 | 14,805 | -3,305 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 221,589 | 216,764 | -4,825 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 216,589 | 207,859 | -8,730 | 0.05 | 0.04 | -0.01 | sell |
| CITADEL ADVISORS LLC | 90,586 | 40,586 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 450,000 | 399,465 | -50,535 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 101,180 | 24,858 | -76,322 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 336,762 | 236,980 | -99,782 | 0.05 | 0.04 | -0.01 | sell |
| UBS Group AG | 150,437 | 0 | -150,437 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 199,980 | 0 | -199,980 | 0.04 | 0.00 | -0.04 | sell |