| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 689,436 | 689,436 | 0 | 0.36 | 0.33 | -0.03 | hold |
| Shaolin Capital Management LLC | 550,100 | 450,000 | -100,100 | 0.01 | 0.00 | -0.00 | sell |
| Harraden Circle Investments, LLC | 450,000 | 450,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TORONTO DOMINION BANK | 375,703 | 449,562 | +73,859 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 439,436 | 439,436 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 350,100 | 401,232 | +51,132 | 0.17 | 0.15 | -0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 397,500 | +100,000 | 0.17 | 0.19 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 297,500 | 397,500 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 280,164 | 336,762 | +56,598 | 0.04 | 0.05 | +0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 251,000 | 312,328 | +61,328 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 283,860 | 306,697 | +22,837 | 0.06 | 0.05 | -0.01 | buy |
| Karpus Management, Inc. | 313,050 | 301,350 | -11,700 | 0.10 | 0.08 | -0.02 | sell |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HGC Investment Management Inc. | 300,000 | 300,000 | 0 | 0.75 | 0.66 | -0.09 | hold |
| MANGROVE PARTNERS IM, LLC | 294,882 | 294,882 | 0 | 0.22 | 0.24 | +0.03 | hold |
| AQR Arbitrage LLC | 300,000 | 221,589 | -78,411 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 217,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 216,589 | 216,589 | 0 | 0.06 | 0.05 | -0.01 | hold |
| D. E. Shaw & Co., Inc. | 207,000 | 207,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 175,560 | 205,374 | +29,814 | 0.11 | 0.12 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.64 | 0.77 | +0.13 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 199,980 | -20 | 0.04 | 0.04 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 194,438 | 179,161 | -15,277 | 0.07 | 0.05 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 176,304 | -23,696 | 0.01 | 0.02 | +0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 163,800 | 163,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| UBS Group AG | 150,542 | 150,437 | -105 | 0.00 | 0.00 | +0.00 | sell |
| LMR Partners LLP | 150,000 | 150,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Yakira Capital Management, Inc. | 150,000 | 150,000 | 0 | 0.57 | 0.52 | -0.05 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 120,702 | 119,102 | -1,600 | 0.00 | 0.00 | +0.00 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 113,900 | 113,900 | 0 | 0.18 | 0.17 | -0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 113,900 | 113,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 101,180 | 101,180 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 100,052 | 100,052 | 0 | 0.06 | 0.06 | -0.01 | hold |
| TORONTO DOMINION BANK | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITADEL ADVISORS LLC | 123,287 | 90,586 | -32,701 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 86,100 | 86,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GABELLI FUNDS LLC | 86,100 | 86,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 13,641 | 81,843 | +68,202 | 0.01 | 0.00 | -0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 78,411 | +78,411 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 78,411 | 78,411 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,300 | 51,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 0 | 25,000 | +25,000 | 0.00 | 0.02 | +0.02 | buy |
| StoneX Group Inc. | 34,368 | 18,110 | -16,258 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,000 | 15,000 | 0 | 0.11 | 0.06 | -0.04 | hold |
| GLAZER CAPITAL, LLC | 6,731 | 0 | -6,731 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 218,500 | 0 | -218,500 | 0.04 | 0.00 | -0.04 | sell |
| WHITEBOX ADVISORS LLC | 218,500 | 0 | -218,500 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| Crossingbridge Advisors, LLC | 21,937 | 0 | -21,937 | 0.11 | 0.00 | -0.11 | sell |