| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 2,000,000 | 2,190,700 | +190,700 | 0.19 | 0.12 | -0.07 | buy |
| Anson Funds Management LP | 1,261,031 | 1,261,031 | 0 | 1.65 | 1.19 | -0.46 | hold |
| Magnetar Financial LLC | 737,000 | 737,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 712,836 | 713,440 | +604 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 578,682 | 579,332 | +650 | 0.00 | 0.00 | -0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 370,129 | 370,129 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 274,762 | 274,762 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 225,000 | 230,310 | +5,310 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,611 | 225,611 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 209,028 | 209,028 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MYDA Advisors LLC | 199,500 | 199,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 196,799 | 196,799 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 184,206 | 183,206 | -1,000 | 0.02 | 0.01 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 175,000 | 179,400 | +4,400 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 174,999 | 174,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 173,447 | 173,447 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 198,958 | 148,958 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 124,900 | 124,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 119,900 | 120,400 | +500 | 0.00 | 0.00 | -0.00 | buy |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anson Funds Management LP | 100,000 | 100,000 | 0 | 0.13 | 0.10 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.10 | 0.00 | -0.09 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CSS LLC/IL | 113,019 | 89,333 | -23,686 | 0.00 | 0.00 | -0.00 | sell |
| 683 Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 42,106 | 38,930 | -3,176 | 0.00 | 0.00 | -0.00 | sell |
| Kepos Capital LP | 35,350 | 35,350 | 0 | 0.03 | 0.02 | -0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 35,024 | 35,024 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Bulldog Investors, LLP | 27,164 | 27,164 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arax Advisory Partners | 0 | 12,070 | +12,070 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 10,260 | 10,260 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 1,200 | 1,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 193,653 | 0 | -193,653 | 0.00 | 0.00 | -0.00 | sell |
| Alberta Investment Management Corp | 600,000 | 0 | -600,000 | 0.04 | 0.00 | -0.04 | sell |