| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 0 | 2,000,000 | +2,000,000 | 0.00 | 0.19 | +0.19 | buy |
| Anson Funds Management LP | 0 | 1,261,031 | +1,261,031 | 0.00 | 1.74 | +1.74 | buy |
| LMR Partners LLP | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 397,863 | +397,863 | 0.00 | 0.02 | +0.02 | buy |
| OMERS ADMINISTRATION Corp | 0 | 209,028 | +209,028 | 0.00 | 0.00 | +0.00 | buy |
| MYDA Advisors LLC | 0 | 199,500 | +199,500 | 0.00 | 0.03 | +0.03 | buy |
| Verition Fund Management LLC | 574,751 | 706,605 | +131,854 | 0.00 | 0.00 | +0.00 | buy |
| Anson Funds Management LP | 0 | 100,000 | +100,000 | 0.00 | 0.14 | +0.14 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 196,101 | 225,611 | +29,510 | 0.00 | 0.01 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 10,260 | +10,260 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 1,200 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 174,999 | 174,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 186,736 | 186,736 | 0 | 0.00 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 173,447 | 173,447 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 576,552 | 576,552 | 0 | 0.00 | 0.01 | +0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| 683 Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 600,000 | 600,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.12 | 0.12 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 124,900 | 124,900 | 0 | 0.00 | 0.01 | +0.01 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Wealthspring Capital LLC | 186,546 | 185,706 | -840 | 0.01 | 0.02 | +0.02 | sell |
| Schonfeld Strategic Advisors LLC | 20,000 | 15,000 | -5,000 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 750,000 | 737,000 | -13,000 | 0.00 | 0.00 | +0.00 | sell |
| GTS SECURITIES LLC | 13,562 | 0 | -13,562 | 0.00 | 0.00 | -0.00 | sell |
| GTS SECURITIES LLC | 20,000 | 0 | -20,000 | 0.01 | 0.00 | -0.01 | sell |
| PenderFund Capital Management Ltd. | 24,700 | 0 | -24,700 | 0.04 | 0.00 | -0.04 | sell |
| Bulldog Investors, LLP | 54,591 | 27,164 | -27,427 | 0.00 | 0.00 | +0.00 | sell |
| Radcliffe Capital Management, L.P. | 225,000 | 196,999 | -28,001 | 0.00 | 0.01 | +0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 80,000 | 35,000 | -45,000 | 0.02 | 0.01 | -0.01 | sell |
| Crossingbridge Advisors, LLC | 49,020 | 0 | -49,020 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 58,058 | 0 | -58,058 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 59,021 | 0 | -59,021 | 0.03 | 0.00 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 118,600 | 52,106 | -66,494 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 375,000 | 300,000 | -75,000 | 0.00 | 0.01 | +0.00 | sell |
| Westchester Capital Management, LLC | 500,000 | 400,000 | -100,000 | 0.26 | 0.20 | -0.06 | sell |
| Centiva Capital, LP | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 150,000 | 50,000 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 112,500 | 0 | -112,500 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 125,000 | -125,000 | 0.00 | 0.00 | +0.00 | sell |
| Weiss Asset Management LP | 128,576 | 0 | -128,576 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 529,532 | 274,762 | -254,770 | 0.00 | 0.00 | +0.00 | sell |
| BERKLEY W R CORP | 466,409 | 193,657 | -272,752 | 0.00 | 0.01 | +0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 301,200 | 0 | -301,200 | 0.15 | 0.00 | -0.15 | sell |
| Hudson Bay Capital Management LP | 325,000 | 0 | -325,000 | 0.00 | 0.00 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 418,056 | 0 | -418,056 | 0.03 | 0.00 | -0.03 | sell |
| MYDA Advisors LLC | 450,000 | 0 | -450,000 | 1.36 | 0.00 | -1.36 | sell |
| TORONTO DOMINION BANK | 582,126 | 119,600 | -462,526 | 0.00 | 0.00 | -0.00 | sell |
| LMR Partners LLP | 1,000,000 | 0 | -1,000,000 | 0.13 | 0.00 | -0.13 | sell |